The Sociology of Science By the Same Author Science, Technology, and Society in Seventeenth-Century England Mass Persuasion [with Marjorie Fiske and Alberta Curtis] Social Theory and Social Structure The Focused Interview [with Marjorie Fiske and Patricia Kendall] The Freedom to Read [with Richard McKeon and Walter Gellhorh] On the Shoulders of Giants On Theoretical Sociology Sociological Ambivalence Sociology of Science: An Episodic Memoir Continuities in Social Research [with Paul F. Lazarsfeld] Reader in Bureaucracy [with Ailsa Gray, Barbara Hockey, and Hanan Selvin] The Student-Physician [with George G. Reader and Patricia L. Kendall] Sociology Today [with Leonard Broom and Leonard S. Cottrell, Jr.] Contemporary Social Problems [with Robert A. Nisbet] The Sociology of Science in Europe [with Jerry Gaston] Toward a Metric of Science [with Yehuda Elkana, Joshua Lederberg, Arnold Thackray, and Harriet Zuckerman] Qualitative and Quantitative Social Research: Papers in Honor of Paul F. Lazarfeld [with James S. Coleman and Peter H. Ross] Robert K. Merton Edited and with an Introduction by Norman W. Storer The University of Chicago Press Chicago and London The Sociology of Science Theoretical and Empirical Investigations The University of Chicago Press, Chicago 60637 The University of Chicago Press, Ltd., London <D 1973 by Robert K. Merton All rights reserved. Published 1973. Printed in the United States of America International Standard Book Number: 0-22(r..52091-9 (cloth); 0-22(r..52092-7 (paper) Library of Congress Catalog Card Number: 72-97623 96 95 94 93 4 5 6 7 To my teachers Pitirim A. Sorokin Talcott Parsons George Sarton L. J. Henderson A. N. Whitehead who together formed my interest in the sociological study of science Contents Author's Preface ix Introduction by Norman W. Storer xt The Sociology of Knowledge Prefatory Note 3 1. Paradigm for the Sociology of Knowledge 7 2. Znaniecki's Social Role of the Man of Knowledge 41 3. Social Conflict over Styles of Sociological Work 47 4. Technical and Moral Dimen- sions of Policy Research 70 5. The Perspectives of Insiders and Outsiders 99 The Sociology of Scientific Knowledge Prefatory Note 139 6. Sorokin's Formulations in the Sociology of Science 142 [with Bernard Barber] 7. Social and Cultural Contexts of Science 173 8. Changing Foci of Interest in the Sciences and Technology 191 9. Interactions of Science and Military Technique 204 I 0. The Neglect of the Sociology of Science 2 I 0 viii Contents 3 The Normative Structure of Science PrefatoryNote 223 11. The Puritan Spur to Science 228 12. Science and the Social Order 254 13. The Normative Structure of Science 267 The Processes of Evaluation in Science Prefatory Note 415 19. Recognition and Excellence: Instructive Ambiguities 419 20. The Matthew Effect in Science 439 21. Institutionalized Patterns of Evaluation in Science 460 [with Harriet Zuckerman] 22. Age, Aging, and Age Structure in Science 497 [with Harriet Zuckerman] Bibliography 561 Index of Names 577 Index of Subjects 587 4 The Reward System of Science Prefatory Note 281 14. Priorities in Scientific Discovery 286 15. Behavior Patterns of Scientists 325 16. Singletons and Multiples in Science 343 17. Multiple Discoveries as Strategic Research Site 371 18. The Ambivalence of Scientists 383 Author's Preface After a long gestation, the sociology of science has finally emerged as a distinct sociological specialty. Having evolved a cognitive identity in the form of intellectual orientations, paradigms, problematics and tools of inquiry, it has begun to develop a professional identity as well, in the form of institutionalized arrangements for research and training, journals given over to the subject in part or whole, and invisible colleges of specialists engaged in mutually related inquiry and not infrequent controversy. In these as in its other aspects, the sociology of science exhibits a strongly self-exemplifying character: its own behavior as a discipline exemplifies current ideas and findings about the emergence of scientific specialties. In the light of this development, there is now more point than before in taking up the suggestion of Michael Aronson of the University of Chicago Press to bring together some of my papers in the sociology of science which are presently scattered in various journals, symposia, and other books. Still, like Alfred Schutz facing a similar decision, I must recognize that few of us can bring to our own work the distance and hopefully exacting judgment of an informed editor. I am therefore in- debted to Professor Norman W. Storer for agreeing to select and arrange the papers, to provide the general introduction and prefatory notes, and to eliminate repetition except when, in his opinion, it provides redundancy useful for highlighting continuities of theme and idea. Having contributed to the field for more than a decade, Professor Storer is thoroughly at home in it and able to put these perspectives on the sociological study of science into historical and intellectual context. X Reiteration would only dull the thanks I express in the individual papers to the many who have helped me get on with my work in this field. But there are other, current debts. I thank Richard Lewis for help in reading the proofs of this book, and Mary Miles and Hedda Garza for preparing the index. I owe special thanks to my colleagues Bernard Barber, Harriet Zuckerman, and Richard Lewis for allowing me to reprint our joint papers, and to Elinor Barber for allowing me to draw upon our published and unpublished collaborative work. I gladly acknowledge the help given me by a fellowship from the John Simon Guggenheim Memorial Founda- tion, by a term as Visiting Scholar of the Russell Sage Foundation and, more recently, by a grant from the National Science Foundation in sup- port of the Columbia University Program in the Sociology of Science. I, for one, must testify to the growing worth of that program as I agree- ably observe that my colleagues in it-Harriet Zuckerman, Stephen Cole, and Jonathan Cole-have come to teach me increasingly more than I have ever been capable of teaching them. I have also benefitted much from the thought and friendship of William J. Goode since those distant days when we first worked together in the sociology of the professions. And in this latest retrospect, I discover once again how much I have learned from Paul F. Lazarsfeld, in joint seminars, in other joint ventures and, most of all, from our continuing dialogue through the years. R. K. M. Introduction By Norman W. Storer If Robert K. Merton has not yet been publicly described as a founding father of the sociology of science, there is at least substantial agreement among those who know the field that its present strength and vitality are largely the result of his labors over the past forty years. His work has given the discipline its major paradigm. This judgment is perhaps most decisively affirmed when set forth not by the many whose work is guided by that paradigm but by those who find fault with some aspect of it. Barry Barnes, for instance, who with R. G. A. Dolby1 has strongly argued the case against certain assumptions in the paradigm, sums things up by observing that A dominant influence in this development [of the sociology of science as a separate academic specialty] was the work of Robert Merton, both as writer and teacher. By 1945 Merton had laid down an approach which identified science as a social institution with a characteristic ethos, and subjected it to functional analysis. This was for a long period the only theoretical approach available to sociologists in the area, and it remains productive and influential today. Its central ideas have received detailed elaboration, modification