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Inflammation in Overuse Tendon Injuries Lucy Battery, BSc, Hons and Nicola Maffulli, MD, MS, PhD, FRCS(Orth) Abstract: Overuse tendon injuries present with pain and swelling of the affected tendon with associated decrease in exercise tolerance and function of the limb. After early inflammatory and degenerative hypotheses, the term “tendinopathy” is now deemed a more appropriate reflection of the mixed histopatho- logical picture seen in operative biopsies from affected patients. The condition presents histopathological evidence of “failed healing response,” but its etiology remains unclear. The incidence of tendinopathy is increased in individuals with obesity and decreased insulin sensitivity (as seen in type 1 and type 2 diabetes mellitus). These groups of patients also exhibit an increased risk of developing a state of chronic low-grade, systemic inflammation. This paper considers the theoretical bases to discuss whether these conditions may predispose to the development of tendinopathy and the implication that such a relationship may have on its management. Key Words: tendinopathy, failed healing response, risk factors, chronic inflammatory state, obesity, decreased insulin sensitiv- ity, future management (Sports Med Arthrosc Rev 2011;19:213–217) Overuse tendinopathy presents with pain and swellingof the affected tendon with associated decrease in exercise tolerance and function of the limb.1–3 Early authors hypothesized the condition to be the result of inflammatory changes within the tendon and its adnexae, secondary to its frequent or excessive use, assigning the label of “tendinitis” or “tendonitis” to such a presentation.1–4 However, as evidence mounted that anti-inflamma- tory agents were largely unsuccessful in treating the condition,4,5 coupled with increasing histopathological data showing evidence of degenerative change but little inflammation, the inflammatory basis in overuse tendon injury became decreasingly popular.3,5–8 The term “tendonitis” became increasingly replaced by that of “tendinosis,”8 but a definitive diagnosis of either should only be made following histopathological confirma- tion.5,7,8 However, it was soon highlighted that tendon biopsies from operated patients were likely to represent the end stage of a pathological continuum,3 likely demonstrating a very histopathological picture to that which would be seen in the initial stages of injury.6–8 This was supported by evidence from human and animal biopsies that revealed that both peritendinitis and a failed healing response labeled “tendinosis” could be present concurrently.8 The term “tendinopathy” was therefore deemed a more appropriate reflection of this variability,3 and coincided with the most recent “failed healing response” hypothesis for overuse tendon injury.2,3,5–7,9 The “failed healing response” model suggests that, after an acute insult to the tendon, an early inflammatory response that would normally result in successful injury resolution instead undergoes progressive degeneration secondary to an ineffective healing response.2,5–7 If accepted, this model begs the question of why the healing response is successful in some individuals but fails in others. More importantly, can we identify factors that may increase the risk of this ineffective healing response, and, by so doing, initiate measures to prevent the degenerative change noted in end stage tendinopathy problems? The incidence of tendinopathy is increased in individuals with obesity and decreased insulin sensitivity, as seen in type 1 and type 2 diabetes mellitus ( T1/ T2DM).3,10–13 As these individuals also exhibit an increased risk of developing a state of chronic low-grade, systemic inflammation,11–16 it may be possible that such a state may predispose to the development of tendinopathy in these individuals. INFLAMMATION IN OBESITY Evidence for a chronic, low-grade inflammatory state in obesity is represented principally by marked increases in plasma levels of proinflammatory cytokines such as tumor necrosis factor (TNF)-a and interleukin (IL)-6, and proinflammatory chemokines such as mono- cyte chemoattractant protein (MCP)-1.12 Macrophages and other immune cells are also derived from adipose tissue, and an intricate relationship exists between them and the adipocyte-derived proin- flammatory cytokines. In particular, MCP-1 induces macrophage infiltration of adipose tissue. In turn, activated macrophages release additional proinflamma- tory cytokines: notably, TNF-a expression is significantly increased.13 This reduces the expression of adiponectin, an adipocyte derived anti-inflammatory hormone.Copyright r 2011 by Lippincott Williams & Wilkins From the Centre for Sports and Exercise Medicine, Queen Mary University of London, Barts and The London School of Medicine and Dentistry, Mile End Hospital, London, England. The authors declare no conflict of interest. Reprints: Nicola Maffulli, MD, MS, PhD, FRCS(Orth), Centre for Sports and Exercise Medicine, Queen Mary University of London, Barts and The London School of Medicine and Dentistry, Mile End Hospital, 275 Bancroft Road, London E1 4DG England (e-mail: n.maffulli@qmul.ac.uk). REVIEW ARTICLE Sports Med Arthrosc Rev � Volume 19, Number 3, September 2011 www.sportsmedarthro.com | 213 This altered balance between chemotactic mediators and macrophages results in a state of persistent local inflammation within the adipose tissue.11 Moreover, increased adipose mass index alters the relationship between leptin and suppressor T cells. Leptin, an adipocyte-derived hormone responsible for the central control of energy balance, also seems to inhibit the proliferative capacity of suppressor T cells.14 In obesity, a correlated rise in leptin levels is observed as adipocyte numbers increase, with subsequent increased inhibition of suppressor T-cell function. This state is then further worsened by the tropism that suppressor T cells exhibit for adipocytes, particularly as their numbers increase in obesity. As a result, progressively less suppressor T cells become available in the systemic circulation with time.14 The increased presence of T suppressor cells in adipose tissue also, however, up-regulates local produc- tion of other adaptive immune system products while also adding to the aforementioned activation of macrophages and other innate immune system components such as mast cells.13 This provides further reinforcement for a state of sustained inflammation. Finally, expansion of adipose tissue results in an increase in the number of blood vessels and connective tissue fibroblasts found within the tissue itself, providing further evidence that it is experiencing active inflamma- tion.13 INFLAMMATION IN STATES OF IMPAIRED INSULIN SENSITIVITY Patients with type 1 and type 2 diabetes exhibit a less effective healing response, but the reason for this had until recently been unclear.16 In particular, any investigation as to whether a chronic inflammatory state similar to that witnessed in obesity may be implicated was deemed highly proble- matic, as the raised plasma levels of proinflammatory cytokines and chemokines found in obesity induce both local and systemic insulin resistance, thus predisposing to the development of type 2 diabetes.16 Recently, however, it has been demonstrated that the presence of an independent relationship between impaired insulin sensitivity and the development of chronic low-grade inflammation through the discovery of the effect that insulin has on a protein called FOXO1.16 FOXO1 is a key up-regulator of the proinflammatory cytokine IL-b, but its levels are normally physiologically inhibited by insulin. Although initially in type 2 diabetes insulin levels are either normal or high, when the pancreas is no longer able to compensate for the systemic state of increased insulin resistance, its endogenous production begins to decrease,17 thus resulting in increased expression of FOXO1 and, subsequently, IL-b.16 Conversely, IL-b disrupts insulin signaling, suggesting that inflammationand insulin resis- tance may positively reinforce each another.16 INFLAMMATION IN EARLY TENDINOPATHY After acute injury, tendons typically undergo 3 distinct healing phases.1 In the first few days postinjury, the tendon enters a state of acute inflammation, with invasion of inflammatory cells, including monocytes and macrophages, enabling phagocytosis of necrotic debris.1 This phase is followed by a “proliferative phase” that persists for roughly 3 weeks postinjury. In response to proinflammatory cytokines,18 fibroblasts produce a new type 1 collagen both within the tendon and its extracellular matrix, progressively increasing the tendon’s strength.11,12 Vascular endothelial growth factor is also released, thus facilitating neovascularization12 and sub- sequent granulation tissue formation.11,12 Accordingly, pain is frequently noted in this stage, and may be continuous, intermittent or activity related.12 The final phase of tendon healing involves the maturation and remodeling of this collagen, coupled with decreased cellularity and vascularity in the area; a long process, taking up to an year to complete even under optimal healing conditions.19 In addition, even if com- plete histopathological healing is achieved, the tendon will usually remain less resistant to the mechanical strain placed upon it in the future.1,14 DISCUSSION Considering the influence that a prolonged state of low-grade systemic inflammation may have on the healing process after acute tendon injury, it must be appreciated that tendon healing is a delicate and prolonged process even under optimal physiological conditions.3,12,19 Even a minor disruption to any of the noted healing stages could result in a much more prolonged and complicated resolution of injury. Similarly, if several minor disruptions to this process occur (in the form of “microtraumas”), the prospect of complete healing and resolution of injury becomes progressively unlikely.3 Therefore, it may be possible that a systemic state of chronic, low-grade inflammation may act as a prolonged disruptor of tendon healing. This question may be considered by examining the influences that such a state may have on the various components of the recognized healing process that tendons normally exhibit after an acute injury. The acute inflammatory phase noted in the first few days after tendon injury is marked by the invasion of inflammatory cells such as macrophages and monocytes.8 As the chronic inflammatory state witnessed in obesity is correlated with a reduction in the numbers of circulat- ing macrophages,11 it is possible that such a decrease in the availability of circulating cells would result in the mounting of a lesser effective early healing response. Interestingly, Millar et al,20 examining the histo- pathological state of full thickness tears of the supraspi- natus tendon, found that inflammatory cell infiltrates in such samples correlated inversely with the size of the tear seen, and that large tears in particular showed a marked reduction in all cell types. In contrast, M2 macrophages as Battery and Maffulli Sports Med Arthrosc Rev � Volume 19, Number 3, September 2011 214 | www.sportsmedarthro.com r 2011 Lippincott Williams & Wilkins well as mast cells were notable in samples that exhibited increased fibroblast cellularity.20 M2 macrophages are responsible for dampening the inflammatory response, resolving necrotic debris and promoting the angiogenesis that occurs in the proliferative phase of tendon healing.20 Such findings are consistent with a postinjury state of “failed healing,” in which evidence of matrix disorganization, increased amounts of extracellular ground substance and a degree of separation between collagen fibers has been noted,18,19 with associated greater vulnerability to future mechanical strain.3 This relationship may also help to explain the influence that mechanical overuse plays in the develop- ment of tendinopathy. For example, Mavrikakis et al,21 examining the incidence of tendinopathy among patients with type 2 diabetes, discovered that unilateral or bilateral tendinopathy was found in 32% of the diabetic patients studied versus 10% of controls. Also, when the incidence of unilateral tendinopathy among the diabetics was examined more closely, 45% were found to occur in the right shoulder compared with just 27% in the left shoulder.11 However, a lack of exposure to adequate levels of physiological stress over a prolonged time period or “underloading” may paradoxically predispose to overload injury.12 An underloaded tendon may become unable to cope with increased demands imposed on it. Thus, underuse of a tendon may result in an imbalance between matrix metalloproteinases and their inhibitors (tissue inhibitors of matrix metalloproteinases), with resultant tendon degradation.12 Therefore, although the traditional theory of mechanical overuse is not the sole cause of tendinopathy, it may predispose to its development by increasing the mechanical strain on an already weakened tendon.3,12 Acute tendon rupture may in effect simply represent the straw (mechanical trauma) that broke the camel’s back.5 Such a pattern of repetitive microtrauma would also be consistent with the known positive correlation between increasing age and athletic activity levels and incidences of tendinopathy.3 The finding of a decreased presence of mast cells in the aforementioned biopsies from large supraspinatus tears is also noteworthy.20 Mast cells are important to tendon healing, particularly in the later (proliferative and reparative) healing phases, where they have been shown to be responsible for the release of several profibrotic factors such as transforming growth factor (TGF)-b and IL-1 and IL-4.22 They also actively secrete mast-cell tryptase, which in turn triggers proteinase-activated receptor-2 production.22 Proteinase-activated receptor-2 subsequently induces a cyclooxygenase (COX)-2-depen- dent proliferative and fibrotic response among tendon fibroblasts.22 The contribution of TGF-b is of particular interest, as its role as a profibrotic factor has been positively associated with the pathophysiology of scleroderma and other autoimmune conditions characterized by the inappropriate formation of fibrotic tissue.23,24 Known to be the most potent stimulator of myofibroblasts, as well as to up-regulate the production of other profibrotic cytokines, the expression of TGF-b is consistently raised in biopsies from scleroderma patients.15 Conversely, inhibition of some of the profibrotic cytokines whose production is stimulated by TGF-b eliminates the expression of collagen I and III in scleroderma cells.23 As such, if TGF-b production were reduced secondary to a reduction in mast cell numbers, it is easy to imagine the detrimental effect that this could have on tendon healing, especially if the production of type I and III collagen is also reduced.15 Operative biopsies taken from patients with chronic tendinopathy consistently demonstrate a loss of the normal “bundled” appearance of collagen.25,26 Studies of patients with scleroderma suggests that cytokines such as TNF-a can have both angiogenic and angiostatic effects depending on the duration of their presence.23 Moreover, fibrotic changes can also result from extracellular matrix changes without the presence of a concurrent inflammatory response; thus providing a possible explanation for the known lack of efficacy of anti-inflammatory agents in the management of patients with scleroderma.15,16 Given the lack of efficacy of anti-inflammatory agents coupled with the mixed histopathological picture of both inflammatory and degenerative changes noted in operative biopsies,1 it seems sensible to consider that an atypical relationship may also exist between inflammation and the failed healing response changes seen in chronic tendino- pathy; and that a background state of chronic, low-grade inflammation may predispose and/or exacerbate this. The chronic inflammatory state in obesity results in the migration of immune cells such asmacrophages and mast cells into adipose tissue.11–14 This is correspondingly associated with a decrease in the circulating levels of those cells. This decreased availability of circulating immune cells may mean that the immune response to acute tendon injury would be intrinsically less effective. This hypothesis may account for the aforenoted13 reduced levels of macrophages and mast cells in high grade supraspinatus tears. Examining the proinflammatory cytokine release that marks both the acute inflammatory and (early) proliferative phase of tendon healing,11,12 could a chronic, low-grade inflammatory state also affect the role of these healing mediators? The exogenous administration of the prostaglandins PGE1 and PGE2 can actively induce tendon changes consistent with the development of tendinopathy.27 Sullo et al27 injected PGE1 peritendinously, and found the tendons to be pathologically thickened by a mean of 134.1% at 1 week postinjection, and remained thickened (though to a lesser extent: 125.7%) at the study end point some 4 weeks later. Cilli et al28 investigated the effects of PGE2 on human patellar fibroblasts demonstrating that its exo- genous administration resulted in decreased fibroblast proliferation as well as a subsequent decrease in collagen synthesis. As the production of adequate collagen is Sports Med Arthrosc Rev � Volume 19, Number 3, September 2011 Inflammation in Overuse Tendon Injuries r 2011 Lippincott Williams & Wilkins www.sportsmedarthro.com | 215 essential for successful tendon healing, raised levels of PGE2 in vitro could well contribute to a failed healing response through disorganization and degeneration of the cellular matrix. Postinjury tendon inflammation results in marked increases in PGE2 and the leukotriene LTB4, and previous studies have suggested that raised levels of both of these factors are implicated in the pathogenesis of tendino- pathy.29 Nevertheless, the in vivo scenario may be more complicated.30 Although high doses of LTB4 greatly enhanced the catabolic effect of PGE2 on fibroblasts, low doses of LTB4 seemed to actually counterbalance the same effect. Therefore, the ability of LTB4 to counteract PGE2 may be important in delaying the development of tendinopathy.30 The persistently raised levels of PGE2 and LTB4 noted in obesity and states of impaired insulin sensitivity would mean that the balance between these factors would impair successful healing after an acute tendon injury. Fu et al31 found elevated expression of PGE2 in chronic patellar tendinopathy, along with marked ex- pression of COX-2 and TGF-b1. COX-2 is induced by proinflammatory cytokines in the active inflammatory phase that follows tendon injury but, under normal conditions, its presence diminishes as when active inflammatory phase ends.31 However, COX-2 can also act as an inducer of PGE2 resulting in further inflamma- tion if its presence persists.31 These findings may be consistent with an abnormal resolution of the inflamma- tory response to acute tendon injury that then resulted in sustained expression of inflammatory mediators.31 The presence of these mediators causes the clinical signs of swelling, tenderness, and activity-related pain typically found in patients with tendinopathy.31 Considering all of the above, it is possible that a chronic low-grade inflammatory state may predispose and contribute to the failed healing response implicated in the development of tendinopathy. However, if this is the case, what impact may this have on the future management of tendinopathy, in particular in those known to have comorbid obesity and/ or decreased insulin sensitivity? Moreover, could early intervention in these “high-risk” populations actually prevent the development of tendinopathy? Roth et al13 suggested that successful lifestyle intervention can significantly reverse the systemic inflam- matory state found in obesity. Similarly, dietary changes may have a notable role in improving symptomatic tendinopathy.18,32 Conversely, there is some suggestion that the complications of systemic inflammation may actually increase with increasing obesity levels. For example, the risk for surgery for rotator cuff tendinopathy was positively correlated with increasing body mass index (BMI), with men of BMI of 25 to <30 having an odds ratio (OR) of 1.25 for shoulder surgery, with this risk rising to an OR of 2.93 for men of BMI of Z35.15 Similar ORs were also noted in female patients of these BMI groups.15 Similarly, in a study examining the nature of upper limb musculoskeletal problems in diabetic patients, those with poorer metabolic control [indicated by increased glycosylated hemoglobin (HbA1c) levels], were more likely to report an upper limb musculoskeletal problem and more likely to complain of pathology at multiple sites. They were also found, as might be expected, to have more diabetic complications affecting other systems.10 Longo et al33 also recently demonstrated that individuals with higher fasting plasma glucose levels within the normoglycemic range demonstrated a higher incidence of rotator cuff tears (P=0.007) than those with meniscal tears. The attachment of free glucose molecules to collagen results in altered collaged solubility, increased resistance to enzymatic degradation, and impaired cross- linking.27 This impaired cross-linking may well underlie many diabetic complications.27 Therefore, increased plasma glucose levels may hinder the successful formation of collagen after acute tendon injury, and thus contribute to the subsequent development of chronic tendinopathy secondary to a failed healing response.27 The above findings highlight the difference that basic interventions, such as weight loss and good diabetic control, among these “high risk” populations could potentially have, both in terms of the likelihood of tendinopathy development and the extent of morbidity experienced in the event that the condition does arise. If a more aggressive, pharmacological approach were warranted, Matarese et al14 highlighted the potential for the use of agents such as metformin and thiazolidine, which have anti-inflammatory actions. Both of these agents are already commonly used in the management of insulin resistance in patients with obesity and T2 diabetes, thus making them especially good options with regard to the prevention of complications linked to a systemic state of low-grade inflammation.13 Careful consideration must be applied with regard to the use of these agents in this context, as not all agents with systemic anti-inflammatory actions may be suitable to prevent site-specific pathology. For example, statins may be a good choice of agent in the management of obese individuals/T2 diabetics14 given their anti-inflammatory properties. In addition, an increased ratio of low-density lipoprotein to high-density lipoprotein cholesterol levels is a notable risk factor for cardiovascular disease develop- ment,34 and a possible risk factor for the development of rotator cuff tendinopathy.35 Statins (3-hydroxy-3-methyl- glutaryl coenzyme A reductase inhibitors) are efficacious in lowering low-density lipoprotein-cholesterol concentration, and are therefore commonly used for the prevention of cardiovascular disease events.36 It would not be unreason- able therefore to hypothesize that they may also offer a potential role in the prevention of chronic tendinopathy. However, the use of statins could actually predispose to the development of tendinopathy.37 Although reports linking tendinopathy with statin use are rare, caution should be applied when considering their commencement in “high- risk” individuals including those with metabolic disorders such as T1/T2 diabetes.37 Battery and Maffulli Sports Med Arthrosc Rev � Volume 19, Number 3, September 2011 216 | www.sportsmedarthro.com r 2011 Lippincott Williams & Wilkins A “one size fits all” approach cannot be employed with regard to treating the systemic low-grade inflamma- tory state, and care must be taken to consider the demographics of each individualwhen commencing any associated pharmacological treatment. CONCLUSIONS A prolonged state of systemic, low-grade inflamma- tion, such as in obesity and states of impaired insulin sensitivity, may act as a risk factor for a “failed healing response” after an acute tendon insult, thus predisposing affected individuals to the development of chronic over- use tendinopathies. In association, simple measures, such as lifestyle alterations and disease-specific interventions, could make real difference with regard to both the prevention and treatment of tendinopathy. However, the potential also exists for a “double benefit” pharma- cological approach, through the use of agents already used in the treatment of obesity and diabetes, but also known to have anti-inflammatory effects. REFERENCES 1. Abate M, Gravare Silbernagel K, Siljeholm C, et al. Pathogenesis of tendinopathies: inflammation or degeneration? Arthritis Res Ther. 2009;11:235. 2. Cook J, Purdam C. Is tendon pathology a continuum? 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