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Cutting characteristics of ultrasonic surgical instruments Dipesh Parmar Malveen Mann A. Damien Walmsley Simon C. Lea Authors’ affiliations: Dipesh Parmar, Malveen Mann, A. Damien Walmsley, Simon C. Lea, School of Dentistry, The University of Birmingham, Birmingham, UK Corresponding author: Prof A. Damien Walmsley School of Dentistry The University of Birmingham St Chad’s Queensway Birmingham B4 6NN UK Tel.:þ1 21 237 2824 Fax: þ 1 21 625 8815 e-mail: a.d.walmsley@bham.ac.uk Key words: laser vibrometry, surface analysis, surgical instrumentation, ultrasonic Abstract Objective: Ultrasonic surgical devices are becoming increasingly popular and work is required to understand the performance of the cutting tips. This experimental study looks to investigate the way in which ultrasonic bone cutting tools oscillate and how this oscillation is modified when contacted against bone surfaces with varying loads. The defects produced in instrumented bone surfaces were measured and related to the tip motion. Methods: An ultrasonic cutting probe was scanned, unloaded, using a scanning laser vibrometer to determine its free oscillation pattern and amplitude. This probe tip was then contacted against bone under various loads to assess the modification in oscillation characteristics. Cuts were performed over a period of 10 s. The cut bone surfaces were assessed using laser profilometry to determine defect depths. Results: The average vibration displacement amplitude at the probe tip, under load, was o12mm in the longitudinal direction and was greatest for the cortical cutting mode. Elliptical probe motion was successfully mapped out under the range of loads tested. Defect depths of up to 0.36 mm were detected and were greatest when the tip was in contact with the bone with a load of 100 g. Conclusions: This work showed that the nature of the surface being cut may significantly alter the mode shape and magnitude of the probe oscillation. The maximum depth of cut with minimum restraining of tip motion was achieved at 100 g contact load. An ultrasonic drill was first used to cut cavities in teeth in conjunction with abrasive slurry as early as the 1950s (McFall et al. 1961). However, with the development of high-speed rotary drills, the technique failed to develop further although it has recently enjoyed a revival in minimal cavity preparation (Schmidlin et al. 2007). The main use of ultrasonics in dentistry is as an oscillating metal probe used to remove plaque and calculus deposits from external tooth surfaces (Lea & Walmsley 2009). These instruments, known as ultrasonic scalers, work at kHz frequencies and remove the attached deposits by the impact of the oscillating probe with contribution from cavita- tional forces produced in the cooling water that flows over the tip (Felver et al. 2009). Another main use of ultrasound in Dentistry is in endo- dontics where an oscillating wire is used to clean out debris and bacteria from within the root canal of the tooth. Unlike ultrasonic scalers, endodon- tic uses commonly rely on the biophysical forces generated around a non-contacting file. This technique is known as passive ultrasonic irriga- tion (van der Sluis et al. 2007). The principle of using a modified dental ultra- sonic scaler to cut bone has been used in dental surgical applications both in apical surgery and to remove third molar teeth (Richman 1957; Hor- ton & Tarpley 1981; Sortino et al. 2008). These reports revealed that these ultrasonic instruments provide several benefits in cutting bone including better cutting control and the need for less pres- sure (Horton & Tarpley 1981; Khambay & Walmsley 2000a, 2000b). Additional benefits may be obtained from the associated biophysical phenomena such as cavitational activity and acoustic microstreaming that are often associated with the dental ultrasonic scaler (Felver et al. 2009; Lea & Walmsley 2009). Furthermore, following the surgical removal of teeth (ultraso- nically), the cut bone was smooth and not burn- ished, bone healing was quicker and there was less facial swelling following ultrasonic cutting compared with rotary burs (Horton & Tarpley 1981; Sortino et al. 2008). It was also noted that there was little residual debris and less bleeding at the site (Horton & Tarpley 1981). This latter effect is a probable result of the platelet disruption attributed to the mechanical forces of acoustic microstreaming (Walmsley et al. 1987). Re- searchers have found that the removal of bone with an ultrasonic handpiece takes place in a Date: Accepted 31 October 2010 To cite this article: Parmar D, Mann M, Walmsley AD, Lea SC. Cutting characteristics of ultrasonic surgical instruments. Clin. Oral Impl. Res. 22, 2011; 1385–1390. doi: 10.1111/j.1600-0501.2010.02121.x c� 2011 John Wiley & Sons A/S 1385 mailto:a.d.walmsley@bham.ac.uk single plane (longitudinal direction) compared with the rotary drill, which has both a push and pulling action (Khambay & Walmsley 2000b). When cutting bone with an ultrasonic chisel, both low forces and cutting rates are required and cutting action is a result of a high long- itudinal force. During the cutting process, the instrument should be held at a low rake angle to provide an adequate depth of cut (Khambay & Walmsley 2000b). High temperature production may prove to be a problem but careful control of the cutting parameters may reduce the problem (Cardoni et al. 2006). In general ultrasonic in- struments are often designed to reflect conven- tional bone instruments such as chisels, rotary devices, files, ronguers or oscillating saws. In the last decade, a novel family of ultrasonic devices has been created to dissect hard tissue in various maxillofacial surgical operations (Vercellotti 2004). This surgical technique is known as Piezo- surgery and uses an adapted ultrasonic transducer and generator that are capable of driving a range of cutting inserts. This technique has become popular in dental implantology where the preservation of bone is required and the precise nature of the piezoelectric handpiece serves this purpose well. It is particularly useful in an open sinus lift surgical procedure before the placement of implants (Tos- cano et al. 2010). The popularity and usefulness of the instrument has successfully found application in other areas such as hand and otologic surgery (Arnez et al. 2009; Salami et al. 2009). Knowledge of how such cutting tools oscillate, either freely in air or subsequently under a range of loads may provide a more useful insight into the cutting mechanisms in bone rather than a qualitative appraisal of their working actions. Previous work using scanning laser vibrometry has demonstrated the oscillation characteristics of powered instruments such as ultrasonic scalers in both one-dimensional (1D) and 3D (Lea et al. 2003, 2009a, 2009b) and endodontic files (Lea et al. 2004, 2010). Such information has proved useful in understanding the nature of the contact between scaler and tooth and any resulting defects that occur following impact (Lea et al. 2009a, 2009b). The aims of this study were to investigate the oscillation behaviour of a Piezosurgery bone tip under a range of operating conditions and to correlate the vibration patterns of the tip with the defects produced on bone. The Null Hypoth- esis was that contact load would have no influ- ence on the cutting characteristics of the instrument or on the resulting bone defect. Material and methods A Piezosurgery ultrasound cutting unit/generator was utilised for the investigation (Mectron S.p.A., Carasco, Italy). Two of this system’s cut- ting modes or ‘‘power settings’’ were tested; ‘‘cor- tical’’ and ‘‘spongious’’. The handpiece of the system was connected to an OT7 cutting probe (Fig. 1), which was clamped with the probe’s anterior surface facing the camera of a 1D scanning laser vibrometer unit (model PSV-300-F/S HighFrequency Scanning Vibrometer System, Polytec GmbH, Waldbronn, Germany). The laser beam from the vibrometer was brought into focus on the anterior surface of the metal probe to enable the longitudinal oscillation pattern to be determined. The phase-related vibration data for the lateral component of the oscillation was recorded simul- taneously with the longitudinal oscillation, via the use of a first surface reflecting mirror positioned to the side of the target object, as described previously (Lea & Landini 2010). The surgical tip was oper- ated, unloaded, in the ‘‘cortical’’ and ‘‘spongious’’ cutting settings of the system. Ten repeat scans were performed, with and without water flow to provide baseline readings with which to evaluate the effect of applied load. Loaded measurements Bovine bone samples were cut, using a bone saw, to provide cortical and spongious surfaces to allow analysis of the corresponding settings on the unit under the different loads. Keeping the handpiece clamped in the same position as for the unloaded part of the investigation, the piezoelec- tric insert tip was loaded against the bone at 50 g. Scans were again performed of the longitudinal and lateral vibration axes of the tip (Fig. 2). Load was maintained using a pan balance and applied for a fixed duration of 10 s. Five repeat measure- ments were performed for each bone cutting setting and load, giving a total of 30 potential markings. These experiments were repeated for loads of 100 and 200 g. The resulting bone sample defects were scanned using a TaiCaan Xyris 4000 WL/CL 3D metrology system (TaiCaan Technologies Ltd, Southampton, UK) as has been described previously (Lea et al. 2009a, 2009b). The laser profilometry enabled the depth of the resulting instrumentation defects to be measured. Statistical analysis All vibration and defect data were analysed using SPSS v17.0 (SPSS, Chicago, IL, USA). The sig- nificance of variations in lateral and longitudinal displacement amplitude and defect depth owing to differences in equipment power setting and the application of a load, were tested using univariate analysis of variance (general linear model) and using multiple post hoc comparisons (Tukey test) at a significance level of P¼0.05, with the dependent variables being displacement ampli- tude and defect depth. Results Oscillation of unloaded piezoelectric insert The cortical and spongious cutting modes of the ultrasound system were tested. For both settings, under unloaded conditions, the maximum oscil- lation amplitude occurred at the free end or tip of the metal probe. With no water flowing over the metal probe, there was no significant difference in the average magnitude of the longitudinal vibrations at the tip of the probe for the cortical (14.6mm) and spongious (12.6mm) bone cutting settings (P¼0.064). Similarly, with water flow- ing over the probe (at a rate of 20 ml/min) there was no significant difference in the maximum magnitude of the longitudinal vibrations (11.7mm; cortical and 11.3mm; spongious) for the two bone cutting modes (P¼0.942). For the lateral vibra- tions, with or without water flow there is no significant difference between the cortical and spongious settings (P � 0.918). Oscillation of loaded piezoelectric insert Amplitude at the first antinode or free end of the instrument Fig. 1. An OT7 ultrasonic bone cutting tip. Parmar et al �Cutting characteristics of ultrasonic surgical instruments 1386 | Clin. Oral Impl. Res. 22, 2011 / 1385–1390 c� 2011 John Wiley & Sons A/S 16000501, 2011, 12, D ow nloaded from https://onlinelibrary.w iley.com /doi/10.1111/j.1600-0501.2010.02121.x by U niversity E stadual D e C am pina, W iley O nline L ibrary on [24/04/2024]. See the T erm s and C onditions (https://onlinelibrary.w iley.com /term s-and-conditions) on W iley O nline L ibrary for rules of use; O A articles are governed by the applicable C reative C om m ons L icense The probe exhibited a node – antinode pattern, in the longitudinal direction, along its length. Un- der load, the cortical and spongious generator settings (with the probe contacting cortical and spongious bone surfaces, respectively) produced significantly different vibration displacement amplitudes at the probe tip (P¼0.003). Cortical setting For the cortical bone cutting setting, the aver- age maximum displacement amplitudes (mea- sured at the tip of the probe) were 11.4, 9.97 and 2.88mm at loads of 50, 100 and 200 g, respectively (Table 1). The corresponding max- imum lateral vibrations were 1.5, 0.70 and 0.57mm. Considering the longitudinal and lateral data together, there were no significant differ- ences in the maximum probe displacement am- plitudes under loads of 50 and 100 g (P¼0.266). However, the application of 200 g load resulted in a significant reduction in maximum displace- ment amplitude (Po0.0001). Spongious setting For the spongious setting, maximum displace- ment amplitudes of 2.81, 3.04 and 3.53mm at loads of 50, 100 and 200 g, were measured at the probe tip, respectively (Table 1). The correspond- ing maximum lateral vibrations were 1.91, 1.48 and 1.67mm. Considering the longitudinal and lateral data together, there were no significant differences in the maximum probe displacement amplitudes under any of the loads tested (P � 0.474). Amplitude at the second antinode The vibration amplitudes at the second antinode were also measured (Table 1). For the cortical bone setting it was found that the magnitude of the oscillation at the second antinode was as great as at the first antinode (P � 0.63). However, for the spongious setting, the magnitude of the oscillation at the second antinode was signifi- cantly larger than at the tip (Po0.0001). Measurement of bone defects The defects produced by the insert tip on cortical bone under the three loads were analysed using laser profilometry. These scans produced colour- graduated surface profiles (Fig. 3) through which it was possible to determine defect depth (Table 1). The average maximum defect depths at 50, 100 and 200 g load were 0.12, 0.36 and 0.33 mm, respectively. The defect depths produced under 50 g load were significantly shallower than those produced at 10 and 200 g (Po0.0001). There were no differences in defect depth produced under 100 and 200 g load (P¼0.411). The defects produced on the spongious bone could not be detected using laser profilometry and hence any analysis of the resulting defects was not possible. Discussion Ultrasonic surgical devices are beginning to gain popularity although this is the first study to investigate the mechanics of the interac- tions between the oscillating probe and the bone surface. Unloaded probe oscillations When the probe was operated in air there were no significant differences in the longitudinal or lat- eral vibration amplitudes between the cortical and spongious bone cutting settings. This was somewhat unexpected as it is common to observe differences in unloaded probe oscillation charac- teristics where there are distinct functions for a system (Lea et al. 2003). However, this system is designed to be used under contact with a bone surface and so differences in system performance may not become apparent until cutting of bone is attempted. Loaded probe oscillations Loading was applied to the ultrasonic tip using bone surfaces appropriate to the cutting mode of the instrument; that is, cortical bone was used with the cortical bone cutting setting and spon- gious bone with the spongious ultrasound setting. In the cortical bone cutting mode, loads of 50 and 100 g did not reduce the longitudinal vibration amplitude of the probe at its tip (P � 0.301). The application of 200 g load did, however, Fig. 2. The ultrasonic bone cutting tip is shown operating while in contact against a bone surface and a scanning laser vibrometer laser measurement is takingplace. A first surface reflecting mirror enables vibration data to be simultaneously acquired. Table 1. Average maximum vibration magnitudes (� 1 standard deviation) at the first and second antinodes under various loads for both generator settings. Bone defect depths for the cortical setting are also provided Generator setting Load (g) Vibration amplitude first antinode (mm) Vibration amplitude second antinode (mm) Defect depth (mm) Cortical 50 11.42 � 1.4 8.99 � 1 0.12 � 0.03 100 9.97 � 2.77 8.12 � 3.6 0.36 � 0.07 200 2.88 � 2.18 0.38 � 0.17 0.33 � 0.03 Spongious 50 2.81 � 0.33 11.23 � 1.29 – 100 3.04 � 0.86 13 � 2.61 – 200 3.53 � 0.49 12.65 � 1.99 – Parmar et al �Cutting characteristics of ultrasonic surgical instruments c� 2011 John Wiley & Sons A/S 1387 | Clin. Oral Impl. Res. 22, 2011 / 1385–1390 16000501, 2011, 12, D ow nloaded from https://onlinelibrary.w iley.com /doi/10.1111/j.1600-0501.2010.02121.x by U niversity E stadual D e C am pina, W iley O nline L ibrary on [24/04/2024]. See the T erm s and C onditions (https://onlinelibrary.w iley.com /term s-and-conditions) on W iley O nline L ibrary for rules of use; O A articles are governed by the applicable C reative C om m ons L icense significantly reduce the maximum vibration am- plitude (Po0.0001). In the spongious mode it was found that all loads tested significantly reduced the longitudinal displacement amplitude (Po0.0001). For loads of 50 and 100g, longitudinal displace- ment amplitude at the probe tip is smaller for the spongious setting than the cortical setting (Po0.0001). It is not known whether this differ- ence in vibration amplitude is due to the ultra- sound generator setting or to the nature of the surface being cut. In the first instance, the gen- erator may have a power feedback mechanism in the cortical setting which, when the probe tip is applied to bone causes an increase in power result- ing in the observed larger vibration displacement amplitude. As cancellous bone is a less dense structure, power feedback may be less desirable and so there is the reduction in amplitude with load application. Another theory is that the trabe- cular bone structure causes the ultrasonic cutting blade to become trapped and reduces its ability to oscillate fully. Further investigation of the poten- tial bone structure causing damping is merited. Oscillation mode shape The mode shapes of the probe oscillations, under the various load and ultrasound mode settings, strengthen the theory that the cancellous bone structure may be trapping the teeth of the probe (Fig. 4). For the cortical setting, increasing the load on the probe causes a reduction in the measured displacement amplitude. However, the reduction in the vibration displacement am- plitude at 50 and 100 g loads was not significant (P¼0.508). The vibrations at 200 g load are significantly smaller than those at the lower loads (Po0.001). The oscillation of the tip re- vealed the presence of nodes and antinodes along the length of the tip, i.e. points of minimum and maximum displacement amplitudes during oscil- lation, respectively. For the spongious setting, load did not affect the tip displacement amplitude (P¼1). For the cortical bone setting, the greatest dis- placement amplitude is located at the tip of the cutting probe, directed in the longitudinal direc- tion (Fig. 4a). For the spongious setting, cutting against a cancellous bone surface, there was also a vibration antinode at the probe tip. However, this was not the position of the maximum vibration amplitude. This was seen to occur further up the probe length at a second antinode (Fig. 4b). The teeth of the cutting blade may be becoming trapped in the trabecular structure of the cancel- lous bone. Because the generator is still trying to supply the same amount of energy to the insert, which can no longer oscillate as effectively at its tip, larger vibrations are generated further up the probe at the second antinode, leading to the observed modification in the oscillation mode shape. When the ultrasonic insert was operated under 200 g load in the cortical setting, the resulting mode shape was quite different from the mode shapes obtained at lower loads. The greatest magnitude of oscillation still occurred at the tip of the insert but was significantly reduced from the values obtained at 50 and 100 g. Further up the probe, beyond the nodal point, the vibration amplitude flattens out to a near-zero value. Pre- Height[mm] –5.8577 –5.9000 –6.0000 –6.1000 –6.2000 –6.3000 –6.4000 –6.5140 Fig. 3. Surface profile of the instrumented cortical bone surface obtained using laser profilometry. The colour scale shows the variation in depth across the surface of the bone and the defects produced through instrumentation. 50 40 30 20 10 0 0 1 2 3 4 5 6 7 8 9 10 0 1 2 3 4 5 6 7 8 9 10 –10 –20 –30 –40 –50 50 40 30 20 10 0 –10 –20 –30 –40 –50 V ib ra tio n di sp la ce m en t a m pl itu de ( m ic ro m et re s) V ib ra tio n di sp la ce m en t a m pl itu de ( m ic ro m et re s) 50g 100g 200g 50g 100g 200g a b Scan point along probe length Scan point along probe length Fig. 4. Maximum oscillation magnitude, along the length of the probe, for both the cortical (a) and spongious (b) bone cutting settings (all load conditions). Although the position of the node remains constant for the two settings, the mode shapes are otherwise quite different. Parmar et al �Cutting characteristics of ultrasonic surgical instruments 1388 | Clin. Oral Impl. Res. 22, 2011 / 1385–1390 c� 2011 John Wiley & Sons A/S 16000501, 2011, 12, D ow nloaded from https://onlinelibrary.w iley.com /doi/10.1111/j.1600-0501.2010.02121.x by U niversity E stadual D e C am pina, W iley O nline L ibrary on [24/04/2024]. See the T erm s and C onditions (https://onlinelibrary.w iley.com /term s-and-conditions) on W iley O nline L ibrary for rules of use; O A articles are governed by the applicable C reative C om m ons L icense vious work with endosonic files revealed that the flattening of the oscillation mode shape was due to poor coupling between the file and the handpiece (Lea et al. 2010). With the piezosurgery unit, increased load on the insert tip may be causing extra strain at the point where the insert and handpiece are connected leading to reduced ultra- sound transmission to the insert. This warrants further investigation as there appears to be reduced efficiency of the unit under increasing loads. 3D probe motion The 3D motion of the free end of the insert tip under loads of 50, 100 and 200 g was plotted (Fig. 5). The graph was produced by plotting longitudinal and lateral displacement amplitudes, provided through use of the first surface reflect- ing mirror, at 201 phase intervals to produce a 3601 oscillation pattern. As load is increased, the ultrasonic tip retains an elliptical oscillation pattern. Defect depth The average maximum probe tip displacement amplitude and defect depth were plotted as a function of load (Fig. 6). As load is doubled from 50 to 100 g, the defect depth increases significantly (Po0.0001) while the vibration dis- placement amplitude is only reduced by 13%, from 11.42 to 9.97mm which was not significant (P¼0.508). However, increasing the load to 200 g significantly reduced the tip displacement amplitude and defect depth (Po0.0001). There- fore, our Null Hypothesis, that contact load would have no influence on the cutting charac- teristics of the instrument or on the resulting bone defect, was rejected. Piezoelectric surgery has been shown to be a useful technique for cutting bone during various surgical procedures (Horton & Tarpley 1981; Vercellotti 2004; Sortino et al. 2008; Arnez et al. 2009; Toscano et al. 2010). The majority of these articles have focussed on the surgical tech- nique and it advantage over rotary burs. Theuse of piezoelectric surgery may be slower than con- ventional techniques (Sortino et al. 2008) but it is the precision of the procedure that is attractive to the surgeon as it is less destructive to the bone. This work shows that more work is needed to understand how the ultrasonic tool operates. This study focussed on one universal cutting tip and showed that light pressure is needed to maximise cutting of bone in vitro. Loads of around 200 g produce changes in the oscillation of the tip and may lead to strain being concentrated towards the join between probe and transducer. The vibration of the probe is not only longitudinal in direction but is elliptical. This work also suggests that the bone structure may play a part in the cutting process. Against cortical bone the cutting process is easily identified. However, when cutting into cancellous bone the trabecular structure tends to dampen the movement at the tip which may lead to less effective surgery. Therefore this study suggests that more work on the piezoelectric surgery cutting tool is required and surgeons should only use light pressure. When cutting through cancellous bone the tip should not be allowed to be buried in the structure in order to prevent damping from occurring. Conclusions This work showed that the nature of the surface being cut may significantly alter the mode shape and magnitude of the probe oscillation. 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Parmar et al �Cutting characteristics of ultrasonic surgical instruments 1390 | Clin. Oral Impl. Res. 22, 2011 / 1385–1390 c� 2011 John Wiley & Sons A/S 16000501, 2011, 12, D ow nloaded from https://onlinelibrary.w iley.com /doi/10.1111/j.1600-0501.2010.02121.x by U niversity E stadual D e C am pina, W iley O nline L ibrary on [24/04/2024]. See the T erm s and C onditions (https://onlinelibrary.w iley.com /term s-and-conditions) on W iley O nline L ibrary for rules of use; O A articles are governed by the applicable C reative C om m ons L icense