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Evaluation of Liquefaction Risk of Reinforced Soil with Stone Column Z. Ben Salem Email:zeineb.bensalem@gmail.com W. Frikha Email:wissem.frikha@enit.rnu.tn M. Bouassida Email:mounir.bouassida@enit.rnu.tn Research Team Geotechnical Engineering. Ecole Nationale d'Ingénieurs de Tunis, URIG, ENIT, BP 37, LE BELVEDERE 1002 TUNIS, TUNISIA SUMMARY: Stone column is a ground improvement technique employed to increase bearing capacity and to reduce settlements of soils. Installation of stone column is the most widely adopted technique as a liquefaction countermeasure (Mitchell and Wentz, 1991).Installation of stone column mitigate the potential for liquefaction by increasing the density of the surrounding soil, providing drainage and reducing the stress levels in the initial soil. Several approaches have been developed to estimate the potential risk of liquefaction from in-situ and laboratory tests results. Several case histories from different literatures of reinforced effect of stone column installation were treated. In these cases, Standard Penetration Test (SPT) and Cone Penetration Test (CPT) were performed before and after stone column installation. In the present paper, the effectiveness of stone columns technique as a liquefaction countermeasure is quantified and design recommendations for the improved effect of stone column installation in liquefiable soils are presented. KEYWORDS: Liquefaction, stone column installation, improvement. 1 INTRODUCTION Liquefaction is the most hazardous damage during an earthquake. Liquefaction damage induced sand boils, excessive settlement, lateral spread, landslides and slope failure, loss of bearing capacity, etc. Seed and Idriss (1971) developed and published the basic "simplified procedure" for liquefaction evaluation which involves comparing the Cyclic Shear Stress Ratio (CSR) caused by the design earthquake with the capacity of the soil to resist liquefaction expressed in terms of Cyclic Resistance Ratio (CRR). The simplified procedure was developed from empirical evaluations of field observations and field and laboratory test data. This procedure has been modified and improved based on in situ tests, such as those developed by Seed (1979) ,Seed and Idriss (1982) , Seed et al. (1985) ,Youd and Idriss (1997), Youd et al. (2001), Cetin et al. (2004), Idriss and Boulanger (2008). To reduce the potential risk of liquefaction, various ground improvement methods are used including densification, reinforcing, grouting/mixing and drainage. Installation of granular columns like gravel drains, granular piles and stone columns is the most widely adopted method for liquefaction mitigation (Mitchell and Wentz, 1991). Adalier and Elgamal (2004) reviewed the current state of the stone column method as a liquefaction countermeasure. In fact, installation of stone column by vibro replacement provides drainage by reducing excess pore pressures generated by cyclic loading and by accelerating its dissipation (Baez 1995; Priebe,1991;Mitchell et al. 1995) and increases the density of the surrounding soil which increase the Cyclic Resistance Ratio (CRR). The introduction of stiffer material (stone) can potentially carry higher stress levels and thereby reduce stresses in the liquefiable soil (Priebe,1991). Consequently, Cyclic Shear Stress Ratio CSR is reduced. The present paper examines the effectiveness of stone column installation in reducing the liquefaction potential. Several case studies based on stone column reinforcement project are considered, where SPT and CPT tests were performed before and after stone column installation. The CRR is then evaluated based on theses in-situ test results using Idriss and Boulanger (2008) procedure. The CSR reduction is estimated using several approaches developed by Priebe (1998), Baez and Martin (1993) and Goughnour and Pestana (1998). 2 SIMPLIFIED PROCEDURE FOR LIQUEFACTION EVALUATION Seed and Idriss (1971) proposed a "simplified procedure" for liquefaction evaluation based on empirical evaluations of field observations and field and laboratory test data. Seed and Idriss procedure involves comparing the Cyclic Shear stress Ratio (CSR) caused by the design earthquake with the capacity of the soil to resist liquefaction expressed in terms of Cyclic Resistance Ratio (CRR). The factor of safety (FS) against liquefaction is defined as follows: CSR CRR FS (1) Hypothetically, a FS less than 1.0 suggests that the soil is susceptible to initiation of liquefaction. Seed and Idriss (1971) formulated the following equation to estimate CSR induced by earthquake ground motions, at a depth z below the ground surface: g a ..r.65,0CSR max ' v v d' 0v ave (2) Where: amax is the peak horizontal acceleration at ground surface generated by the earthquake, g is the acceleration of gravity, v and v ' are total and effective vertical overburden stresses respectively and rd is the shear stress reduction factor evaluated using Idriss and Boulanger (2008) recommendation. Empirical methods based on measurements of in situ soil strength and observations of field performance in previous earthquakes have been developed to predict soil liquefaction resistance expressed by the Cyclic Resistance Ratio (CRR): atm1,5.7MCRR.K.MSFCRR (3) Where CRRM=7.5,1atm is the cyclic resistance ratio of the soil adjusted to 1 atmosphere of effective overburden pressure for the earthquake magnitude M=7.5, MSF is the Magnitude Scaling Factor for earthquakes of magnitude other than 7.5 and Kσ is the overburden correction factor for the overburden stresses at the depth of interest. In the present paper, a focus is made on Idriss and Boulanger (2008) procedure for evaluating soil liquefaction resistance based on SPT and CPT results. Idriss and Boulanger (2008) recommended a correlation between the CRRM=7.5,1 atm and the SPT and CPT penetration resistance , respectively, via the following expressions: 8.2 4.25 N 6.23 N 126 N 1.14 N expCRR 4 cs,60,1 3 cs,60,1 2 cs,60,1cs,60,1 atm1,5.7M (4) 3 114 q 80 q 67 q 540 q expCRR 4 Ncs1c 3 Ncs1c 2 Ncs1cNcs1c atm1,5.7M (5) Where N1,60,cs is the corrected blow count adjusted to a clean sand equivalent and qc1Ncs is the equivalent clean-sand value of the corrected tip resistance. 3 ANALYSIS OF LIQUEFACTION POTENTIAL OF PRE- AND POST- STONE COLUMN INSTALLATION Stone columns installation is commonly adopted for liquefaction mitigation and has proven its effectiveness in many instances (Mitchell and Wentz, 1991).Stone columns help to mitigate liquefaction through one or more of these ways(Baez 1995 ; Adalier and Elgamal,2004): i) the installation process of stone columns densifies the surrounding soil, which increases the liquefaction resistance (CRR), ii) the stone columns act as drains due to higher permeability than the liquefiable soil and allow the rapid dissipation of excess pore water pressure from the soil and iii) the stone columns act as reinforcing elements due to higher stiffness than the surrounding soil. The stone columns can potentially carry higher stress levels and thereby reduce stresses in the liquefiable soil. Consequently, Cyclic Shear Stress Ratio CSR is reduced. In the present paper, to study the effectiveness of stone column for liquefaction mitigation, a focus is made on the prediction of : i)the shear stress reduction (CSR) and ii) the increase of liquefaction resistance (CRR) using SPT and CPT tests performed before and after stone column installation. 3.1 Evaluation of Shear Stress Reduction The CSRsc reduction is estimated, after stone column installation, using several approaches developed by Priebe (1998), Baez and Martin (1993) and Goughnour and Pestana (1998). The shear stress reduction factor denoted KG is defined as: CSR CSR K scG (6) Where CSR is calculated Seed and Idriss (1971) approach. Baez and Martin (1993) and Priebe (1998) considered that both the soil and the columns respond as shear beams, with the distribution of the seismically induced stress computed accordingly. The shear stress reduction factor KG proposed by Priebe (1998) is as following: 0 G n 1 K (7) 1 )1).( 2 45(tan 1 1n c2 0 (8) Where n0 is the ground improvement factor for vibro-replacement which depends on the area replacement ratio A Asc which is the ratio of stone column area Asc to the tributary area A, and on the friction angle φc of the column material. Baez and Martin (1993) proposed the expression of shear stress reduction factor KG as following : )1G(1 1 K r G (9) Where G G G scr is the ratio of the stone column’s shear modulus Gsc to the shear modulus of the soil G. Goughnour and Pestana (1998) included the effect of flexural response to the large slender ratio of stone columns. They assumed that the soil responds as a shear beam while the columns respond as flexural beams. If so, this implies that little to no additional shear stress is carried by the columns. The shear stress reduction factor KG proposed by Goughnour and Pestana (1998) is: )1G.(1 )1n.(1 K r G (10) Where: n is the vertical stress ratio defined as the ratio of vertical effective stress within the stone to that in the in situ soil and can be calculated as following (Barksdale and Bachus,1989) : s sc r 21 1 21 1 Gn (11) Where ν is Poisson’s ratio. Figure 1 provides a comparison in CSR reduction using Priebe (1998), Baez and Martin (1993), Goughnour and Pestana(1998) approaches. Typical values of material parameters are adopted, namely Gr equal to 10, η equal to 0.2 and φc of the column material equal to 35° and Poisson’s ratio ν of initial soil and column material equal to 0.3 and 0.2 respectively. This figure shows that Baez and Martin (1993) approach provides the greatest amount of CSR reduction . However, Goughnour and Pestana (1998) approach gives little CSR reduction. For example, when initial CSR calculated with Seed and Idriss (1971) approach is equal to 0.3, after shear stress reduction CSRsc becomes equal to 0.10, 0.17 and 0.24 using Baez and Martin (1993), Priebe (1998) and Goughnour and Pestana (1998), respectively. Finite element analyses were performed by Olgun and Martin (2008) and Green et al. (2008) to better understand column deformation and shear stress reduction behavior. The combined flexural and shear behavior of the column was confirmed. Experimental tests are of considerable interest to predict shear stress distribution behavior of stone columns. Figure1.Reduced CSR after stone column reinforcement 3.2 Analysis of Pre- and Post- Liquefaction Potential using SPT and CPT Correlations In order to study the liquefaction potential of reinforced soil with stone column, several case studies based on stone column reinforcement project are considered. Site investigation consisted of in situ testing including SPT and CPT tests performed before and after stone column installation. Table 1 provides a summary of these case studies where different design parameters of stone column. An earthquake magnitude of 7 and a maximum ground surface acceleration of amax=0.20 g are used in liquefaction analyses and liquefiable layers soils properties were given. Comparative results of N1,60,cs and qc1N,cs before and after stone column installation were reported in figures 2 and 3 respectively. A significant increase in penetration resistance was observed after stone column installation, which confirmed the densification effect and reach in some cases more than five times the initial resistance. For these different case studies, varied degrees of densification were observed. In fact, the degree of resulting densification is a function of soil type, fines content, soil plasticity, pre-densification relative density, vibrator type, stone shape and durability, stone column area, and spacing between stone columns (Adalier and Elgamal 2004). Such measurable densification increased the liquefaction resistance. Figure 2. Pre and Post reinforcement corrected N1,60,csvalues Table 1.Cases studies of stone column reinforcement Project Soil Site GWT depth (m) Treat. depth (m) Grid Space. (m) Diam (m) η (%) Source Christchurch,New Zealand Loose to medium dense sandy and silty-sand 1.5 to 1.8 10.5 Triangular .1.65 0.6 12 Mahoney and Kupec(2014) Hinckley Drive ,Utah, USA. Interbedded silts and sands ~2.8 12.2 to 13.7 Triangular 2.44 0.91 14 Rollins et al.(2012) Debottlenecking project , New Delhi,India Silty Fine Sand–Silty Clay deposits 2.8 7 to 8 Triangular 1.8 to 2.5 0.8 to 0.85 25 Basarkar et al. (2009) Shepard lane, Farmington,Utah Silty sand and sandy silt - 7.5 Triangular 2 1.1 27 Rollins et al.(2006) Marina Del Rey, CA Inter-bedded silty soil ~2 - - 2.4 0.9 11 Shenthan (2005) Webster Street Tube, California, USA Loose fine sand ~0 15 Triangular 2.4 0.57 ~16 Lee et al. (2005) Earth embankment project,western Washington Silty sand ~2.25 5.1 to 5.7 Triangular 2.4 1 17 Chen and Bailey (2004) Full-scale lateral load tests, California. Loose sand 1.5 Square 2.4 0.9 11 Weaver et al. (2004) Steel oil storage tanks,Georgia. Silty sand 1.5 15 Square 2.2 to2.5 1 12.5 - 16.5 Duzceer(2003) East Anglia trial Clayey sand ~0 - - 1.5 and 2.1 0.9 - Slocombe et al. (2000) Borcelik Gemlik Cold Steel Rolling Mill,Turkey Loose medium dense sand ~0 12 Triangular 1.5 0.5 10 Durgunoglu,et al.,(1995) Oxnard, California Silty and sandy alluvium 2.74 6 Square 2.74 0.9 ~10 Blanchard and Clements (1993) Monterey Sports Center in Monterey, CA - - - - 1.8, 2.4 and 3 - - Baez and Martin (1992) Port of zarzis, Tunisia Very loose silty sand 0.8 to 1 6.5 Triangular 2 1.2 33.3 Gambin. (1992) Steel Creek Dam California, USA Slightly clayey sand - - Triangular 1.8 0.9 22.6 Keller et al. (1987) Figure 3.Pre and Post reinforcement qc1N,cs values The CRR profiles were then calculated based on N1,60,cs and qc1N,cs values deduced from measured values before and after stone column installation. Figure 4 and 5 show CRR plotted as a function of N1,60,cs and qc1N,cs respectively. The obtained results indicate that stone column reinforcement increase significantly the CRR. In fact, the increase in the degree of soil densification leads to an increase of the cyclic liquefaction resistance. Figure 4.Pre- and Post reinforcement CRR values based on SPT-correlations Figure 5.Pre- and Post reinforcement CRR values based on CPT-correlations The CSR at each site was calculated and then adjusted for the reference values of M=7.5 and ' v =1atm as: K 1 . MSF 1 .CSRCSR* (12) The resulting CSR* values were plotted against the values of N1,60,cs and q c1N,cs in Figure 6 and Figure 7 respectively with the boundary curve (i.e CRR adjusted to M=7.5 and ' v =1atm). From these figures, it was observed a significant increase of N1,60,cs and q C1N,cs values after stone column installation. These figures show that the majority of data points recorded before reinforcement were located to the left of the boundary curve and are classified as liquefiable soils. After stone column installation, the data points were, mainly, found on the right of the boundary curve where no liquefaction occurs. It should be noted that in some cases, before stone column, potential risk of liquefaction was not considerable, however after reinforcement, it decreases. It is also noted from figure 7 in some data points that potential liquefaction using CPT test still remains after reinforcement. Figure 6.Relationship between CSR* and N1,60,cs Figure7.Relationship between CSR* and qc1N,cs Figure 8 and 9 illustrate a comparison of safety factor calculated before and after stone column reinforcement based on SPT and CPT results, respectively. After stone column installation, the most of FS values are greater than 1.0 which indicate that no liquefaction occurs in the improved soil under the design seismic loading. Figure 8.FS before and after stone column reinforcement based on SPT-correlations Figure 9.FS before and after stone column reinforcement based on CPT In order to study the effect of shear stress reduction, the CSRsc at each site is calculated using the above approaches adjusted for the reference values of M=7.5 and ' v =1atm. Using only Baez and Martin (1993) approach, the resulting CSR*sc for liquefiable soils were plotted against the values of N1,60,cs and qc1N,cs measured before stone column installation in Figure 10 and Figure 11 respectively with the boundary curve. By using Seed and Idriss (1971) approach for CSR evaluation (i.e without shear stress reduction), the data points recorded before reinforcement are located to the left of the boundary curve and are classified as liquefiable soils. However, when shear stress reduction of Baez and Martin (1993) approach is used, the data points are, mainly, found on the right of the boundary curve where no liquefaction occurs. The results confirmed the effect of shear stress reduction on liquefaction potential. Without taking into account the densification effect due to stone column installation, it can be concluded that considering the shear stress reduction of Baez and Martin (1993) decrease considerably the liquefaction risk in reinforced soil. Figure10 .Shear stress reduction effect on liquefaction potential using SPT data Figure 11.Shear stress reduction effect on liquefaction potential using CPT data 4 CONCLUSION In the present analysis, the effectiveness of stone column in reducing liquefaction potential, as mentioned in literature, is confirmed through the prediction of the shear stress reduction (CSR) and the increase of liquefaction resistance (CRR). The comparison in CSR reduction, after stone column installation, using various approaches lead to the following conclusions: by assuming that the columns respond as shear beams, Baez and Martin (1993) approach provides the greatest amount of CSR reduction in reinforced soil. Whereas, when the flexural deformation of column is considered, Goughnour and Pestana (1998) found that CSR reduction with stone column reinforcement is very small or negligible. Based on several case studies, comparison between SPT and CPT values measured before and after stone column installation confirmed the densification effect of this ground improvement technique. The corresponding CRR were calculated and results show that after stone column installation liquefaction resistance increases considerably. Without taking into account the densification effect due to stone column installation, it can be concluded that shear stress reduction of Baez and Martin (1993) decreases the liquefaction risk in reinforced soil. It can be concluded that field tests performed before and after stone column installation are recommended for liquefaction analysis and improvement effect should be considered for design of stone column to mitigate liquefaction. REFERENCES Adalier, K., and Elgamal A. (2004)Mitigation of liquefaction and associated ground deformations by stone columns. Journal of Engineering Geology, Vol. 72, No. 3-4, , pp. 275-291. Baez, J.I. and Martin, G.R. (1993) Advances in the design of Vibro-systems for improvement of liquefaction resistance.Proceedings of the Symposium on Ground Improvement, Canadian Geotechnical Society, Vancouver. Baez, J.I (1995) A design model for the reduction of soil liquefaction by vibro-stone columns. Ph.D. Dissertation, USC, Los Angeles, CA. 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