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Occupational Therapy International, 2, 36-47, 1995 © Whun Publishers Ltd The importance of inner transformation in the activity process JULIE CUNNINGHAM PIERGROSSI AND CAROLINA GIBERTONI Il Vivaio, Centra di psicologia dell'età evolutiva, Milan, Italy ABSTRACT The importance of the inner world of t/ie patients in occupational therapy has not been studied in recent occupational therapy literature. The activity process in this paper is seen as a complex mixture of internal and external transfor mations which occur as part of the panent's rehtionship with the therapist. Pertinent psychoanalytic theories are reviewed and their usefulness to occupational therapy is described. Specific sequences of therapy sessions in two case examples are presented to illustrate the dynamics of the rehtionship of patient, therapist and activity, and to start to identify inner transformations during activity participation. The authors con- sider basic research on the meaning of activity as a fundamental part of the profes sion. Key words: activity, relationship, transformation, psychoanalysis, inner world. INTRODUCTION Activity is the basic component of the occupational therapy experience. What exactly happens in the patient and in the therapist during activity par ticipation is a question that the authors of this article have pondered for many years. They will describe their observations about the inner significance of action (doing) in their patients and in themselves, which they link to a process of inner transformation that evolves together with the external action (doing) of activities. In this process, as patients choose, for example, to hammer a nail or play the flute or mix flour and egg, they start to tell the story of themselves and to construct the story of their therapy experience. As they transform (or fail to transform) the wood into a box, the sounds into harmony, and the flour and egg into pasta, inside themselves many things can be happening. The smell of Importance of inner transformation in doing the egg may be stirring old memories, the squeak of the flute may cause feel ings of inadequacy, the noise of the hammer may frighten. These clinical frag ments, which contain both doing and feeling, become part of the relationship with occupational therapists who in their way of being and doing with the patient will allow and favour the start of a process of transformation. The present article examines the emotional, inner significance of activity through careful study of the relationship of patient, therapist and activity in actual case descriptions. The area of inner functioning has been neglected in recent occupational therapy research as explained by Susan Fine ( 1993, p. 2): Therapists appear to give less credibility to, or invest less effort in, the inner life of the patient. We most often focus on the product (what a person can do) and the process (how he or she does it and what his or her level of competency is). In the 1950s and 1960s, on the contrary, many authors wrote about occu pational therapy with a psychodynamic orientation and therefore had an interest in the inner, subconscious life of their patients (Azima & Azima, 1959; West, 1959; Fidler & Fidler, 1963). In their book entitled Occupational Therapy, A Communication Process in Psychiatry the Fidlers describe one of the main functions of activity as being the communication of inner dynamics in the patients. In those years an important contribution was made regarding the specific characteristics of the activities themselves as well the role of the ther apist, and an area of research was initiated which then remained largely dor mant in the occupational therapy literature where other interests have prevailed. In the intervening 30 years many changes in society and in pro gramme funding have influenced a decisive move towards a functional approach to activities which tends to require less time and is more concretely definable. The more recent literature rarely refers to the inner lives of the patients as if function and inner world were two unconnected concepts. One exception seems to be in the evaluation process with psychiatric patients where psychodynamic aspects are still taken into consideration and are linked with performance (Hemphill, 1982). Many authors have been concerned with the importance of the therapeu tic relationship, which touches on the inner, emotional world particularly in connection with the therapist's use of self (Mosey, 1986; Nahmias & Froehlich, 1993), with the link between cognition and affect (Dickerson, 1992) and with the concept of caring (Baum, 1980; Gilfoyle, 1980; King, 1980; Yerxa, 1980; Peloquin, 1990). These authors, however, tend to describe the relationship without necessarily putting it together with the activity process. In the authors' treatment model as presented in this paper, activities are seen as vehicles for emotional movement. The emotional movement enriches the functional dimension and the two are seen as moving together in an intrapsychic as well as an interpersonal process (Gibertoni, 1993). Cunningham Piergrossi and Gibertoni The authors describe an area of research which was developed in Italy where the cultural and professional influences, together with their own partic ular interests in this area, have provided the arena and the possibility of inves tigating this specific aspect of occupational therapy (Piergrossi & Gibertoni, 1982, 1986). A growing interest also seems to exist in this direction on an international level where a Psychodynamic Occupational Therapy Newsletter (edited by the Derby School of Occupational Therapy, Derby, England) was recently founded. Therapists in Montréal have also recently published a paper linking psychoanalysis and occupational therapy (Saint-Jean &. Desrosiers, 1993). PSYCHOANALYTIC THEORIES The rich psychoanalytic literature seems to be little known to most occupa tional therapists who often seem sceptical and critical about a field that has much to offer in understanding the inner significance of doing. The concepts of inner self, therapeutic relationship and emotional movement as presented here are part of a psychoanalytic theory base the amplitude of which does not permit a thorough study in this paper. The present review will be limited to presenting parts of a few psychoanalytic theories which seem particularly rele vant. The only link between these theories at the present time is their com mon contribution to understanding the doing process. An important general trend in the field of psychoanalysis, which has influ enced the kind of clinical work carried out by the authors, is that of the rela tional model extensively described by Greenberg and Mitchell (1983) and by Mitchell ( 1988). The relational model views the individual as having a funda- , mental need and desire for human relationships. As far as therapeutic inter vention is concerned this model differs from the drive structure model in that it views the quality of the analytic relationship as fundamentally therapeutic, whereas in the drive model the therapeutic action lies in enhancing the power of the patient's ego by increasing its knowledge of the unconscious drives. In the relational model, through interaction with the patient, the therapist enters a previously closed world of faulty, crippling ways of relating and opens the patient to new relational possibilities. As far as activities are concerned, psychoanalysts have not specifically studied the doing process because it has no place in their clinical work. Although most child psychotherapists use play and toys as part of their thera peutic tools for facilitating the production of symbolic content, in their theo retical orientation the real aspects of doing are notpart of the therapeutic action. The objects serve as a means of communication in patients whose lan guage skills are not fully developed and are not studied as therapeutic in their own right (Tustin, 1981). Harold Searles (1960), with his book The Nonhuman Environment, intro duced a new way of viewing non-human objects and surroundings. In so doing Importance of inner transformation in doing he explored an aspect of the individuation process which had never before been examined by psychoanalysts. For occupational therapists who deal with materials that are part of the non-human environment, his book opened a fas cinating field of enquiry. Searles, however, although thoroughly describing the influence of the non-human environment both on normal development and in pathological states, never described the use of the non-human environ ment in specific therapy. Donald Winnicott (1971) was an English psychoanalyst who studied the role of the transitional object in child development. His theories are pertinent to occupational therapy because he puts together the relationship between mother and baby with an inanimate object, much as occupational therapists put together the relationship of therapist, patient and activity. According to Winnicott, play begins with the transitional object. It enters into the baby's life when he or she is starting to distinguish mother as a separate entity. At birth the babies believe themselves omnipotent - they are hungry and find their mothers' breasts ready to feed them as if they themselves had invented the breast. At this stage the baby and mother are one and the same entity. To start to separate and individuate they discover their own particular use of the transitional object - it might be a piece of cloth, a stuffed animal, the corner of a blanket. The baby sucks it, rubs it, touches it to the face, etc. The object represents the mother but is not really a symbol. It is both me and not-me for the baby and maintains the illusion of omnipotence. It is part of the real world but it is also part of the inner world of the child; it paradoxically per mits distance from the mother and at the same time is a tie to the mother. Winnicott calls this space between mother and child, between real and un real, the intermediate area, a space that allows and favours play, that connects the real world with the world of fantasy, the outer world with the inner world. The creativeness that exists in the intermediate area is an expression of the self. The use of this intermediate area, initiated with the transitional object, continues for all of life and in the adult finds its expression in the artistic, spiritual or cultural experience. The theories of Wilfred Bion (1962), another English psychoanalyst, have been particularly useful for understanding the link of sensory input, emotions and thought, all of which are potent components of the occupational therapy experience. Bion gave much importance in his writings to very early sensory experiences in the baby's relationship with his mother. He speaks of an alpha function in every individual which converts raw sensory data into memory traces, permitting them to become part of both conscious and unconscious thought patterns and therefore able to be used by the individual. Without the alpha function sensory impressions remain 'beta elements' - raw, immediately evacuated and not transformed into inner richness. At the start of life the mother constitutes the alpha function for her child: she gives meaning to the primitive emotional and sensory elements which the baby transmits by restituting the baby's emotional and sensory signals trans- Οηηχάηφαχη Piergrossi and Gibertoni formed into something that can be digested and that will become a kind of proto-image. Only later on, when the baby will have a sense of self that is more autonomous, will he or she be able to make the transformation activity his or her own. The mother's alpha function will have created the alpha function in the baby and he or she will start to store away his or her own internal images. PSYCHOANALYSIS AND OCCUPATIONAL THERAPY Perhaps the greatest contribution of psychoanalytic theories and practice to the authors' clinical work has been that of transmitting a different way of being with the patients. In this way of being together the therapist proposes less, is less active, and gives importance to aspects of the therapy situation which were not evident in a more functional approach. Each therapy session is seen as a new occasion which is part of a gradually evolving process where the therapist is alert and ready to intervene but only if and when the moment is right. The setting provides maximum space for choice and activities are many. Materials are flexible and available for realistic as well as bizarre use. The materials are always real but what the patient does with them may not be. Limits as part of the real world are precise and stated clearly and refer to breakage, hurting other people and time of the sessions (Piergrossi, 1990, 1991). Referring to Winnicott's theories (1971), the occupational therapy experi ence can be understood as taking place in an intermediate area where activi ties in a meaningful relationship form a kind of link between the real world and the inner world of the patient. The activities that inhabit the intermedi ate space together with the therapist and the patient acquire new meaning and new potential. At times they form a tie to the real world, and at times to another world of the patient's making (Piergrossi, 1992). The therapeutic setting is a meeting of two people, patient and therapist, who interact together with an activity. Bion's theories have been helpful for considering the therapist as one who contains rather than as one who acti vates. In fact the occupational therapy experience will be transformed into symbol and thought, and assume significance only if the therapist is capable of using his or her own transforming functions for communicating with the patient (Gibertoni, 1991a). If all of this happens there will be a transforma tion of the experience into two kinds of products: real, material ones and thought as a product. Thought must be considered to be made up of inner images of the experience which will become part of the inner world of the patient and which will be able to be used for enriching his or her interperson al relationships. If the therapist's own transforming function is lacking, the activity experience will remain superficial, isolated from inner emotions and unable to be transformed into thought that can be put to use. In occupational therapy the presence of the activity requires many differ ent kinds of relationships with the patients which create issues of fundamental Importance of inner transformation in doing importance. These have to do with gratification, dependency, acting out, all of which need to be recognised and used by the therapist to help the patient experiment new ways of being with a meaningful person, in much the same way as the relational analysts describe the action of their therapy. The activity helps to create the scenario. What the patient does with the activity is observed and accepted and pos sibly interpreted either with words or with actions (Piergrossi & Gibertoni, 1992). Actions take the place of words especially in the treatment of primi tive sensory and emotional disturbances where simple sensory materials act both as a support and as a substitute for verbal interpretations. Colours, odours, sounds and tastes help create internal rough drafts, fragments of inter nal images in the patients (Gibertoni, 1991b). The occupational therapist is not a blank presence; she or he is a partici pant in much the way that the relational analystsdescribe their participation or Winnicott talks about the 'play' of the analyst. The therapist is especially careful to recognise and, in certain situations, to verbalise the patient's feel ings about doing (fear, pride, pleasure, greed, shame, etc.) and about the ther apist's part in the doing process (dependency needs, anger, jealousy, etc.). By exploring and experimenting interaction with both objects and people the patient slowly develops functional skills which will have both external and internal bases, and will therefore have the potential of becoming an inte grated part of the self. CASE EXAMPLES The two case examples that follow have been chosen to illustrate the rich contribution of activity to the therapy of the patients. Specific details of the interchange among therapist, patient and activity have been provided to illus trate the concepts presented above. Pasqualino The first case is that of Pasqualino, a 10-year-old autistic boy. At the begin ning of his therapy Pasqualino filled the therapy room with sounds. His only way of staying in the room was by searching for ways of producing sounds which helped him to create barriers between himself and the therapist. The toy instruments present in the room were ignored: he used his fingernails for scratching different surfaces. With a small wooden spoon he would tap the doors, walls, table and, with his ear cupped, would listen to the sound pro duced. He never looked at the therapist and after 10 minutes would leave the room, take up his jacket and depart. This went on for months. At the begin ning the therapist limited her verbalisations to telling him that sometimes children are so filled with fear that making sounds is the only way to create a safe place for themselves. She also reminded him that she was there and that Cunningham Piergrossi and Gibertani he could try to give his sounds and his fear to her. She also introduced some sounds of her own, for example, those of a triangle which she would strike, let ting the sound slowly die out before reproducing it again and perhaps record ing this sound together with those of Pasquatino. He would stop and seem to listen, but just for an instant, only to wander around the room again, far away with his tapping sounds. In the meantime time passed - the therapy sessions were always very short and the therapist began to deal with her sense of omnipotence, her ideal as a therapist. And with memory and with expectations (Bion suggests meeting each therapy session without memory and without expectations) she began to introduce new elements such as play with water, flour, the smell of popcorn, the shapes and reflections of soap bubbles. The results were even more frus trating: Pasqualino came close, seemed to look, wandered away, twirled around tapping, opened the door and disappeared, as if he wanted to tell the therapist that she had not understood anything about him. And she realised that it was true. The sensory play that she had been introducing turned out to be extraneous for Pasqualino: she had been covering up what he had wanted to communicate with his sounds. The therapist's attempts had the same signif icance as the patient's actions: both were producing beta elements, raw, to be evacuated and, instead of emotional nearness, both were searching for a refuge from pain, getting farther and farther apart from each other. The therapist decided to return to the sensory materials that Pasqualino had always used: his sounds. She realised that she had to activate her own alpha function to be able to mitigate his sentiments of terror, anger, panic and to be able to give them a significance, to transform them into something that Pasqualino would be able to take in, make into memory, a kind of rough draft of an internal image. But the profound sense of solitude which belonged to Pasqualino had become that of the therapist and she had to search for inner and outer resources both within herself and among the materials in the thera py room which might give her a hand. A string of Christmas tree lights helped her to define the limits of a space defined as a house in a corner of the room (the entire room seemed too large). And there in the house, she stayed, seated on the floor on a large cushion, this time 'without memory and without expectations'. She had with her the triangle, a kitchen ladle, a tape recorder, her voice. Pasqualino tapped with his spoon against the wall and she answered, tapping her ladle against the wall and singing. She sang his panic and his anger; she sang his solitude and his terror. She sang his difficulty in taking into himself the things of the therapy room. She sang and played with sounds, with the noises of the kitchen utensils, hers and his, and sometimes she recorded them to be able to listen to them together. Pasqualino came near and then ran away again but with an attention time that was gradually increasing. He would open his eyes wide while listening to the recording of the therapist's song accompanied by the tapping of the spoons and the sound of the triangle. He seemed to like a nursery rhyme that she recited while Importance of inner transformation in doing gently pinching the fingers of one of her own hands one by one. In this rhyme the adult usually uses the child's hand, but Pasqualino wouldn't have accepted that. The rhyme went like this: 'Pizzi, pizzi trangolo . . . la morte di Sandran- golo . . .'. Pasqualino used strange manoeuvres, twirling, moving his fingers as he came near, ran away, returned; it was clear that he was curious maybe even beginning to have fun. And then one day Pasqualino ran charging into the therapy room all bundled up, came close to the therapist and without looking at her placed his hands on the table, fingers widespread clearly waiting to have his own fingers pinched one by one, and said: 'pizzi, pizzi . . . pizzi, pizzi'. His mother on the way out related that in the last few days Pasqualino had been pulling on her skirts, trying to get her attention and had even pulled away from her as he ran to the bus that brings them to Milan shouting: 'Car olina pizzi pizzi. . . Carolina pizzi pizzi.' These simple verbal expressions, 'pizzi, pizzi' and 'Carolina', had become fragments of inner images which Pasqualino managed to store away and use. At the start of his therapy experience the room, the therapist, the sounds, the materials, the words were surrounded by sentiments of panic and terror, and remained primitive and immediate experiences - depersonalised, taken in, introjected only to be immediately evacuated. Only when the therapist was able to contain and transform these experiences was Pasqualino able to con tain them in his own mind in the form of memories which he was then able to use in a moment of need. The defensive modality used by the patient was transformed from something rough, unrefined and inanimate (the sounds) into an object (singing, rhymes) invested with significance, ready to be intro jected and to become memory. Pasqualino's noises, from autistic defensive manoeuvres, became instruments of interchange and of sensory and emotional communication. In this case the sense of hearing, capable of uncovering buried images, this time created internal images. Dario Dario is a 16-year-old psychotic boy who on the first day of his therapy dis covered the bin filled with old clothes for dressing up and fashioned himself a king's costume (Piergrossi, 1994). His name was 'Re Spaccatutto' (King Break-Everything). At the beginning of every therapy session for 3 years he dressed himself as king in a very elaborate way with robes, vests, scarves and a crown. He claimed to be all-powerful, rich and self-contained. He was always cheerful and smiling even if referring to death or violently breakingan object. He completely denied any problems in the real world although at school he had difficulty in learning and he was without friends; he had some bizarre behaviours and occasional rocking stereotypes. After three and a half years of therapy he no longer presents himself as an all-powerful king and is beginning to have some moments of real communica tion. One particular episode illustrates the rich combination of activity, Cunningham Piergrossi and Gibertoni relationship and strong emotions that characterise his therapy programme. Dario had recently begun to play out a new interest in the movie 'Nuovo Cinema Paradiso', with which he was passionately involved during therapy sessions. He projected slides drawn by himself and decorated the room with pieces of the cinema as he conceived of it with notice signs about shows, etc. He identified with the man in the film who ran the projector, and was fasci nated with the fire which eventually destroys the place before it is then recon structed. The session to be described occurred on the day the therapist told him she would be gone for almost 3 weeks. He became very disoriented and threw chairs and other objects to the floor, saying that Cinema Paradiso was being destroyed. She talked to him about how angry and lost he was feeling about her going away and he denied this saying it had nothing to do with that. He was just playing Cinema Paradiso. He was far away, very much alone and com municated a sense of desperation. The therapist reminded him about King Break-Everything. Maybe he had come back to help Dario to feel strong and powerful in difficult moments like this and not sad and fragile, which were feelings he would like not to have. He stopped his aggressive behaviour and started to listen, but with the very grandiose idea of reconstructing the Cine ma Paradiso by completely redecorating the therapy room, as if he were again trying to return to the omnipotent defence of believing himself all-powerful and the only member of the therapist's domain. At this point the therapist's suggestion was to construct a wooden model of the Cinema Paradiso, and Dario 's immediate acceptance of the idea was a very important moment of his therapy. In the sessions that followed, as he mea sured and cut the wood he began to talk about his worries connected with the therapist's absence, to count the days on the calendar, to reassure himself about her return. Referring to Winnicott's theories the activity of constructing the model with wood was a kind of transitional phenomenon which served as a link between Dario's real world of making things, of being able and his inner world filled with fear and chaos. At this point, however, other knowledge more spe cific to the occupational therapy experience can be added about the actual doing phenomena. It can be hypothesised that Dario, far from forgetting his worries as he worked with the wood, was finally able to face them, because the activity was helping him to construct an inner structure in a manner parallel to the evolution of the outer wooden model. The model for the Nuovo Cine ma Paradiso had an intricate façade which he worked hard to replicate, but it was also a box-like container. By constructing it he was able to control the wood and watch the form evolve as he let his emotions be contained and transformed into thought which he could use to grow. This young man was not able through words alone to make connections, to use thought processes. Words were used by him for fanciful descriptions, for flight into unreal situa tions, but not for thinking in Bion's way of understanding it and not for real Importance of inner transformation in doing communication with others. With activities, on the other hand, he was able to experiment feelings that were available to him because of the relationship with the therapist. On this occasion he was able to realise that her absence would be painful for him. He was finally able to 'see' her in much the same way that Pasqualino formed the inner image of his therapist, Carolina. The therapist's participation and containment (suggesting the constructing of the model cinema) helped Dario to transform apparently meaningless action into thought. It was important that he accept his strong feelings of danger and destruction at the idea of being abandoned as belonging to himself and not as displaced onto the story of Cinema Paradiso. Dario's occupational therapy programme had started by accompanying him in the illusion of omnipotence (the all-powerful king) and had gradually helped him to risk living and interacting without the illusion of being omnipotent. The occupational therapy space permitted the beginning of an inner transformation from omnipotence to the acceptance of dependence. His alternative is unfortunately always his ready flight into psychosis which he communicates with his use of objects and materials. CONCLUSIONS In this paper, through case studies the authors have attempted to demonstrate what they mean by inner transformation in the activity process. The case examples have shown that perceptual, cognitive and language skills grow and develop together with the complex relationship with the therapist during activity participation. Psychoanalytic theory has contributed an awareness of intrapsychic and relational processes to the myriad happenings in the activity experience. Careful detailed study of the sequences of therapy sessions has helped to identify signals and indicators of internal as well as external trans formation in the two boys described. Future research should continue to focus on activities; the authors see activities and doing as representing the unique contribution of the profession and occupational therapists as the persons most prepared for this kind of research. Research on the inner significance of activities should not be limited to the psychiatric field. In the authors' supervisory work with occupational ther apy students and colleagues, the therapeutic use of activity as described in this paper has been applied and observed in geriatrics, brain trauma, neurological disabilities in both adults and children, adult psychiatry and with oncology patients (Piergrossi & Gibertoni, 1987, 1990). More systematic observation of the sequences of therapy sessions with different kinds of disability, both indi vidually and in groups, would further advance the kinds of knowledge that the authors have started to examine about a person's inner world. The limits of this kind of research lie in the subjective nature of the indi vidual's inner life and in the impossibility of really knowing what is happening Cunningjuxm Pkrgrossi and Gibertoni in another person. On the other hand, perhaps, it is important for the profes sion of occupational therapy to realise and to accept the fact that it will never be possible to quantify and standardise certain areas of our work which are the very parts that make it most interesting. REFERENCES Azima H, Azima F] (1959). Outline of a dynamic theory of occupational therapy. American Journal of Occupational Therapy 13: 215-19. Baum CM (1980). Occupational therapists put care in the health system. American Journal of Occupational Therapy 34: 505-16. Bion WR (1962). Learning from Experience. London: Heinemann. Dickerson AE (1992). The relationship between affect and cognition. Occupational Therapy in Mental Healé 12: 47-59. Fidler GS, FidlerJW (1963). 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Address for correspondence: Julie Cunningham Piergrossi, Il Vivàio, Centro di psicologia dell'età evolutiva, via Quadrio 11, 20154 Milan, Italy.
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