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Brazilian Investments Partnerships 
Program – PPI
October, 2020
Scan the QR code to access 
the projects portfolio 
PPI Council � President and Ministers
� Economy
� Executive Office
� Infrastructure
� Mines and Energy
� Environment
� Regional Development
� Secretariat of Government
� Federal Banks
� BNDES
� Caixa Econômica Federal
� Banco do BrasilSpecial Secretariat of PPI
Presidency of the Republic
PPI Council
Ministry of Economy
� The PPI Council President is the Minister of Economy. The Special 
Secretary serves as the Executive Secretary of the PPI Council.
� Governance, coordination, 
monitoring and oversight
� Transparency, dialogue, 
credibility and predictability
� Well-designed projects
� Technical and legal framework 
enhancement
Adds on efficiency and value to the process
PPI works as a hub for investments 
Concessionaries
Embassies
PPI
National 
and 
international
investors 
Sectorial
Ministries
Regulatory
Agencies
Legislative
Branch
Control
Entities
Licensing
Entities
Subnational
Governments
Multilateral
Organizations
Financial
Agents 
(banks, investment 
funds, etc)
Sectorial
Unions
PPI IN FIGURES
ACCOMPLISHED AUCTIONS/BIDS AND PROJECTS
Qualified 
projects
Accomplished 
auctions/bids 
and projects
184339
Concession 
fees/Bonuses
USD 142.4 billion
(BRL 711.9 billion)
USD 28.4 billion
(BRL 141.8 billion)
USD 1 = BRL 5 (August, 2020)
Investments
Main deliveries - PPI 
(Jan-Sep/2020)
From January to September/2020
Projected
investments
US$ 2.55 bi
Concession
fees/Bonuses
US$ 943 mi
Highway
BR-101/SC
Investments: US$ 680 million
OPEX: US$ 800 million
Auction criterion: lowest toll fee
Total discount: -62%
Railway
Early extension of Rumo Malha Paulista’s
concession agreement
Investments: USD 1.16 billion
Concession fee: USD 440 million
Amendment signed on May 27Auction on February 21
Ports
Port Terminals in Santos
• STS 14 e STS 14A
Investments: US$ 76 million
Concession fee: US$ 101 million
Auction on August 28
Supporting subnational level
Auction on Street Lightening (FEP)
• Aracajú/SE
• Feira de Santana/BA
• Franco da Rocha/SP
Investments: US$ 114 million
Auction criterion: highest total discount
Average discount: -52%
Auction on water and sewage supply in 
the metropolitan region of Maceió/AL
Investments: US$ 520 million
Concession fee: US$ 402 million
Auction on September 30
Auction on August 14
Current PPI Portfolio
Current PPI Project Portfolio 154 PROJECTS + 13 policies
Railways– 11
4 concession renewals
2 new concessions
4 investments in strategic
railway networks
1 privatization
Airports – 24
22 airports in 3 clusters
2 rebids
Highways – 20
11 Concessions
2 Feasibilty assessments
(8,370 km)
7 Licensings
Tourism – 4 
4 Concessions of national
heritage historical sites in 
PB, PE and SP states
Defense and Security 
(PPP’s) - 2
1 Air force 
Communications
1 Police Communications
Economy – 5
4 Privatizations (ABGF, 
EMGEA, Serpro and Dataprev)
1 Lottery (Fixed ratio)
Energy – 13
2 Transmission Lines Auctions
2 Privatizations (Eletrobras and
Nuclep)
TL Manaus-Boa Vista 
5 Licensings
2 Existing Energy Generation
(A-4 and A-5)
2 New Energy Generation (A-4 
and A-6)
Mining – 5
4 CPRM Mining Rights
ANM Available Areas
Regional Development – 5
2 privatizations (CBTU and
Trensurb)
2 assessments (PISF and Irrigation
Irecê) 
1 PPP – Belo Horizonte subway Line 2
Supply – 10
2 Privatizations
(CEASAMINAS and CEAGESP)
8 Fishery Terminals
(Cabedelo, Belém, Manaus, Aracaju, 
Natal, Santos, Cananeia and Vitória)
Policies:
• “Sea road” - Cabotage
• TRIIP (Road passenger
transport)
• PPP daycares
• PPP prisons + correctional
facilities
• Universalizing basic
sanitation + solid waste
• PPP street lightening
• The “projects factory”
• Tourism
• UBS (health basic units)
• BidSim – Oil Auctions
• Strategic minerals
National Parks and
Forests - 11
8 concessions of parks (Lençóis 
Maranhenses, Iguazu Waterfalls, 
Jericoacoara, Aparados da 
Serra/Serra Geral, Canela, São 
Francisco de Paula, São Joaquim e 
Brasília)
3 concessions of forests
(Humaitá, Iquiri and Castanho)
Communications and
Technology – 5
3 Assessments for Privatization
(Telebras, National Post, and EBC)
1 Privatization (Ceitec)
1 Concession (5G)
Oil and Gas – 5
Round 17 under the concession
agreement
Shale Gas Fracking (Env. 
Licensing)
Open Acreage
2 Blocks of ToR+
Health – 2
1 Assessment (Hospital 
Fêmina/Porto Alegre)
H
Ports – 33
4 Privatizations
28 Port Terminals
1 Waterway (Licensing)
Public Policies
“Sea Road” 
cabotage
TRIIP
PPP 
daycares
PPP prisons
+ 
correctional
facilities
Universalizing
sanitation + 
solid waste
PPP public
lightening
Tourism
UBS
Bidsim
Strategic
minerals
Coordinating regional level projects design 
and regional bankable projects that enable
adequate public services to citizens
Alternatives for partnerships for 
concessions aiming at building, 
modernizing, operating, 
maintaining and improving the
management of the UBS network 
on municipal duty
Opening market to competitiveness, 
decreasing ticket prices and improving
services
+ 13 million and 416 cities don’t have
access to road transportation
Alternative solutions to enable more 
efficent public services, quality and
effective social reinsertion of
prisoners thourgh work and study
Policy for attracting private
investments for the tourism
industry.
Program Revive Brasil
Boosting fleet and the naval 
industry, increasing
competitiveness and fostering
ports(permit for temporary
contracts)
Searching for a private partner in 
meet
Searching for a private partner in 
ccharge of accomplishing
works/building, equipping, 
maintaining and operating, with
quality service rates and standards to 
meet
Reducing imports of essential
minerals to Economy; searching
for competitive advantages for 
generating trade surplus and
exploiting high technology
minerals
Supporting regulatory improvement
and project designing for supplying
street lightening projects, including
developing, modernizing, expanding, 
energy efficiency, operating and
maintaining power grid
Improving methodology for 
defining technical , economic
stantards for oil auctions
Airports
22 Airports (3 clusters) : Round 6
Investments USD 1.22 billion
North Cluster 
Manaus
Tefé
Tabatinga
Cruzeiro
do Sul
Rio 
Branco
Boa Vista
Porto Velho
4.6 million pax/year
USD 296 million in investments
São Luiz
Imperatriz
Teresina
Petrolina
Palmas
Goiânia
Central Block
7.4 million pax/year
USD 360 million in investments
Foz do Iguaçu
Curitiba
Bacacheri
Uruguaiana
Bagé
Navegantes
Joinville
Londrina
Pelotas
South 
Block
12.2 million pax/year
USD 570 million in investments
2 Airport Rebiddings:
Natal/RN and Campinas/SP
Airports
– NORTH CLUSTER –
Compensation to 
Infraero
US$ 33.4 million
Flexible 
concession fee
3.97% (Year 5)
Minimum flat 
concession fee
(upfront)
US$9.64 million
Technical
qualification
1 million
pax/year
– SOUTH CLUSTER –
Compensation to 
Infraero
US$ 94 million
Flexible 
concession fee
4.76% (Year 9)
Minimum flat 
concession fee
(upfront)
US$ 26.7 million
Technical
qualification
5 million
pax/year
– CENTRAL CLUSTER –
Compensation to 
Infraero
None
Flexible 
concession fee
0.62% (Year 5)
Minimum flat 
concession fee
(upfront)
US$ 1.64 million
Technical
qualification
1 million
pax/year
Railways Portfolio
Investments
USD 13.2 billion
• new – USD 4.8 billion
• renewal – USD 7.3 billion
• privatization – USD 1.6 billion 
Total Length
12,789 Km:
• new – 1,470 km 
• renewal* – 11,071 km
• privatization: 248 km
Railways
12
FCA
7,215 km
Inv.: under
assessment
MRS
1.686 km
Inv.: USD 3.35 
billion
EFVM
895 km
Inv.: USD 1.76 
billion
EFC
892 km
Inv.: USD 1.65 
billion
Ferrogrão
Sinop/MT to
Miritituba/PA
933 km 
Inv.: USD 4.3 billion
(under assessment)
FIOL
Ilhéus/BA a Caetité/BA
537 km
Inv.: USD 510 million
FICO
Mara Rosa/GO a Água 
Boa/MT
383 km
Inv.: USD 546 millionCross-
Investment
New 
Concessions
Renewals
RAILWAYS - FERROGRÃO
13
Project
• Section: from Sinop (state of Mato Grosso) to Miritituba (state of Pará) - 933 km
• Concession period: 69 years, extension is prohibited
• Auction criterion: highest concession fee amount (USD 3.6 million minimum)
• Gauge: 1.60 m
• Train type: 3 locomotives and 160 wagons
Social aspects
• The railroad route does not overlap with Indigenous Lands or Quilombola communities
• The nearest indigenous lands are located at a distance of 4 km (IL Praia do Mangue) and 7 km 
(IL Praia do Índio), in Itaituba
• The railway's reference layout does not invade any Conservation Unit
• Reduction of USD 3.85 billion in freight costs compared to the highway mode
Financial aspects
• CAPEX: USD 1.7 bi (implementation) + USD 2.62 bi (maintenance capex)
• OPEX: USD 12.7 bi
• Demand: 20.7 mi net tons (2030); 48.6 mi net tons (2060)
• Soybean and corn tariff: USD 16.3 / net tons (Sinop-Miritituba)
• Total Revenue: USD 35.4 billion
• Year 10 revenue USD 400 million
• WACC: 11.04% per year (in real terms and net of tax) 
• Ebitda margin after ramp up: 59% (year 2037)
(start of operation): 
1 USD$= R$ 5
• West-East Integration Railway (FIOL)
Section between Ilhéus/BA and Caetité/BA
• Length: 537 km 
• It will allow the iron ore produced in the Caetité/BA region and the grain output of the West of Bahia to be
exported through the South Port, a port complex to be built close to the city of Ilhéus/BA. In the future, it is
also possible to establish a connection between the South Port and the North-South Railway (FNS).
• Projected investment: USD 758 million, out of which USD 368 million are earmarked to accomplish the 
works
• IRR: 11.04%
Railways
Highways
Concession of 7,238 km 
of highways
Rebidding
BR-040/DF/GO/MG –
936.7 km
Section between Brasília/DF and
Juiz de Fora/MG
Integrated Highways
of Paraná state –
4,114 km
BR-470/282/153/SC
502 km
Section between
Navegantes/SC and the
frontier RS/SC
BR-163/MT and BR-230/PA
970 km
Section between Sinop/MT and
Miritituba/PA
BR-158/MT/PA 
1,135 km
Ribeirão Cascalheira/MT and
Marabá/PA
BR-153/080/414/GO/TO 
850.7 km
Section between Anápolis/GO and
Aliança do Tocantins/TO
BR-116/493/RJ/MG (CRT) 
711 km
Section of BR-116/RJ
Section between Além Paraíba/RJ 
and BR-040/MG
BR-381/MG and BR-262/MG/ES -
672 km
Section of BR-381/MG between Belo 
Horizonte/MG and Gov. Valadares/MG 
Section of BR-262/MG/ S between João 
Monlevade/MG and Viana/ES
BR-040/495/MG/RJ (Concer) 
211 km
Section between Juiz de Fora/MG and
Rio de Janeiro/RJ
BR-116/465/101 /SP/RJ (Dutra) 
598.5 km
Section between Rio de Janeiro/RJ and São 
Paulo/SP
Auctions accomplished:
BR 101/290/448/386/RS
BR- 364/365/GO/MG
BR-101/SC
Highways Portfolio
Investments USD 32.85 bi
Total Length 18,377 km
New Concessions 9,067 km
Assessments + 8,373 km
Rebidding 936.7 km
BR-135/316/MA
438 km
Entr. BR-135 (via Pedrinhas) – Entr. 
Itaqui/Bacanga;
Acess to Tirirical Airport – Entr. BR-316(B) 
(Peritoró);
Entr. BR-135(B)/MA-020 (Peritoró) – Entr. BR-
226(B)/343(A) (Div. MA/PI) (Teresina/Timon)
Highways – next auctions (2021)
Highway Length Capex (US$) Auction
BR-153/080/414/GO/TO
• Road section between Anápolis/GO and Aliança do Tocantins/TO
850 km 1.7 billion 2021/Q1
BR-163/MT and BR-230/PA
• Road section between Sinop/MT and Miritituba/PA
970 km 380 million 2021/Q1
BR-381/MG and BR-262/MG/ES
• Road section of BR-381/MG between Belo Horizonte/MG and Gov. 
Valadares/MG
• Road section of BR-262/MG/ES between João Monlevade/MG and Viana/ES
672 km 1.56 billion 2021/Q1
BR-116/465/101 /SP/RJ (Dutra)
• Road section between Rio de Janeiro/RJ and São Paulo/SP
598.5 km 3.0 billion 2021/Q2
BR-470/282/153/SC
• Road section between Navegantes/SC and the frontier RS/SC
502 km 1.6 billion 2021/Q2
RODOVIAS INTEGRADAS DO PARANÁ 
(BR- 153/158/163/272/277/369/373/376/476/PR and relevant state-level
highways)
4,114 km 8.4 billion 2021/Q3
BR-116/493/RJ/MG (CRT)
• BR-116/RJ and Além Paraíba/RJ to BR-040
711 km 1.78 billion 2021/Q4
Ports
Ongoing Ports portfolio
Investments USD 3.42 billion
Port leasings 20
Port privatizations 4
Santana/AP (1)
Liquid bulk
Vila do Conde/PA (1)
Liquid and solid bulk
Itaqui/MA (4)
Liquid bulk Fortaleza/CE (2)
Passengers and vegetal bulk
Maceió/AL (4)
Liquid and vegetable bulk
Aratu/BA (2)
Solid bulk
Porto de Vitória/ES - CODESA
Santos/SP (2)
Liquid bulk/fuel
Porto de São Sebastião/SP
Port of Santos/SP – CODESP 
Paranaguá/PR (3)
Vehicles, General cargo and Liquids
Port of Itajaí/SC
Areia Branca/RN (1)
Sea salt
Ports - Privatizations
18
Port of Vitória/ES (CODESA)
Status: Feasibility assessments
Bidding Notice: 2021/Q3
Auction: 2021/Q4
Investments: USD 440 million
Port of São Sebastião/SP 
Status: Feasibility assessments
Bidding Notice: : 2022/Q1
Auction: 2022/Q2
Investments: USD115 million
Port of Santos/SP (CODESP)
Status: Feasibility assessments
Delivery and approval of
Assessments: 2021/Q1
Public Hearing: 2021/Q2
Investments: USD 2.1 billion
Port of Itajaí/SC
Status: Feasibility assessments
Bidding Notice: : 2022/Q3
Auction: 2022/Q4
Investments: under assessment
Fishery Terminals
A Public Fishery Terminal (PFT) is the structure
necessary for fish handling and storage activities,
trading post, fish processing and support for vessel
navigation.
Making PFTs operational is crucial for the provision of
an adequate phytosanitary environment, therefore for
the development of the fish industry.
The PFT area can include facilities such
as anchorages, docks, wharves,
berthing bridges and piers, cold
storage warehouses, buildings and
infrastructure for protection and
waterway access.
Fishery Terminal of
Manaus (AM)
Fishery Terminal of
Belém (PA)
Fishery Terminal of
Cabedelo (PB)
Fishery Terminal of
Aracaju (SE)
Fishery Terminal of
Natal (RN)
Fishery Terminal of
Vitória (ES)
Fishery Terminals of
Santos e Cananeia (SP)
Cabedelo (PB)
Completed
(2/18/2020)
Completed
(5/11/2020)
Completed
(6/11/2020)
Q3/2020 Q3/2020 Q4/2020 Q4/2020 
Belém (PA)
Manaus (AM)
Completed
(2/18/2020)
In progress
(Q4/2020 )
Q4/2020 Q1/2021 Q2/2021 Q2/2021 Q3/2021
Natal (RN)
Aracaju (SE)
Vitória (ES)
Santos (SP)
Cananéia (SP)
Completed
(6/10/2020)
Q4/2020 Q1/2021 Q2/2021 Q3/2021 Q4/2021 Q1/2022
Qualification in 
PPI
Qualification in 
PPI
AssessmentsAssessments
Public
Hearing
Public
Hearing
TCU* 
Approval
TCU* 
Approval
Bidding
Notice
Bidding
Notice
AuctionAuction ContractContract
Fishery Terminals
TCU: Portuguese acronym for the Brazilian Federal Court of Accounts
Oil and Gas
Round 17
Open Acreage
Transfer of rights
Potiguar Basin
Pelotas Basin
Santos Basin
Campos Basin
Transfer of rights
Data
Round 17
Capacity 96 blocks (offshore)
Basins (4)
Potiguar, Campos, Santos and
Pelotas 
Open
Acreage
Capacity
708 blocks (onshore and offshore) 
+ 3 areas of marginal fields
Minimum bonus for all
blocks + areas
USD 580 million
Bidding Notice for the
2nd cycle (Published on
July 7)
July/2020 (Public hearing due in 
Q4/20)
Transfer of
Rights
Blocks (2) Sépia and Atapu
Expected Investments
(CAPEX + OPEX)
USD 29 billion
Auction (planned
schedule)
Q4/2021
Electric Power
Energy portfolio (values in USD billions)
License + Implementation of the Transmission
Line Manaus – Boa Vista
0.360
Existing Energy Generation (A-4 and A-5) 1.88**
New Energy Generation (A-4 and A-6) 2.6***
Transmission (nº 1/20 and nº 7/20) 1.48
Total 6.32
Transmission Line –
Manaus/AM -Boa Vista/RR
* Projection based on the replacement of 100% of the contracts due in 2024 and 2025, 
through greenfield plants
** Reference based on the results of A-4 and A-6 auctions, held in 2019 
Transmission Auctions
nº 1/20 *
Mining
Mining legal rights
Investments USD 278 million
+ 56,000 available areas in the National
Mining Agency portfolio
Kaolin - Rio Capim/PA
Copper - Bom Jardim/GO
Coal - Candiota/RS
Phosphate - Miriri/PB/PEPrivatization/Capitalization – Eletrobras - Brazilian Power SOE
� Power generation capacity: 51,143 MW
� Generators (total): 125 plants (58 Corporate and 67 SPEs)
� Hydropower : 46,259 MW
� Nuclear Power: 1,990 MW
� Thermal power (other technologies): 1,870 MW
� Wind and Solar: 1,025
� Transmission Lines: 71.154 km (64.894 km, voltage > 230 kV)
� Direct and indirect shareholding of the Brazilian Government
� CS – 72.22%
� PS – 6.52%
� Total – 61.69%
(Source: Eletrobras Financial Statements – 2019)
� Status: Awaiting bill 5877 / 2019 approval
o Features: holding comprising Eletrobras CGT Eletrosul; Eletrobras
Chesf; Eletrobras Eletronorte; Eletrobras Eletronuclear; Eletrobras
Furnas; and direct and indirect shareholding in 136 Special
Purpose Vehicles (SPVs).
o Grantor: Ministry of Mines and Energy
o Bill 5877/2019 establishes guidelines for privatization by
capitalization
o Privatization model: increasing social equity by issuing common
shares
• Grantor: ANATEL
• Preliminary investment estimates +
concession fees: USD 4 billion
• Expected date for the auction: March / 21
• Public Hearing concluded in 4/17/20
• Next steps: Technical Pricing Assessment of
the object and commitments of the bidding
notice in progress
• Contract Term: 20 years (with the exception
of the 700 MHz band with a term until
12/8/2029 and an extension under the
terms in force at the time)
Most important auction on radio frequency spectrum ever held
in Brazil, due to the amount of spectrum to be offered – four
times the total currently available for mobile networks in the
country – and the diversity of options, as the spectrum will be
made available in four different frequency bands.
Auction on 5G technology
Alta cobertura e 
baixa Capacity
Baixa cobertura e 
alta Capacity
Baixa cobertura e 
alta Capacity’
Baixíssima cobertura e 
altíssima Capacity
Tudo que existe disponível 
para serviços móveis
4x
700 MHz
20 MHz
2,3 GHz
90 MHz
3,5 GHz
400 MHz
26 GHz
3200 MHz
Wide coverage
and low capacity
Low coverage and
high capacity
Low coverage and
high capacity
Very low coverage and
the highest capacity
Everything available for 
mobile services
4x
Privatizations Assessments
Preliminary estimates:
USD 12.5 billion
3Q20 4Q20 1Q21 2Q21 3Q21 4Q21
AUCTIONS - PRIVATIZATIONS
LIQUIDATIONS
SALE OF SHARES / DELIVERY OF QUOTAS TO THE FEDERAL GOVERNMENT
FEDERAL PRIVATIZATIONS – PERSPECTIVE: US$ 12.5 Billion
The National Post Service
More than 105,000 employees
Greatest employer
company in Brazil
Located in almost every city in 
Brazil
11,177 post offices
Status: assessments in progress aiming to evaluate alternatives for partnering with the
private sector 
- Draft bill to enable services delegation of powers to private partner(s)
2018 Net Revenue
US$ 3.6 billion
National Parks National Park of
Lençóis Maranhenses (MA)
National Park of
Jericoacoara (CE)
National Park of
Foz do Iguaçu (PR)
National Park of
Aparados da Serra (RS)
and Serra Geral (SC)
National Park of
São Joaquim/SC
National Park of
Brasília (DF)
Canela (RS)
Concession of Forests for recreation
São Francisco 
de Paula (RS)
Project
Hiring
assessments
Assessments Public Hearing
Federal Court
of Accounts
Bidding Notice Auction
Aparados da Serra e Serra Geral
Canela
São Francisco de Paula
São Joaquim
Brasília
Foz do Iguaçu
Jericoacoara
Lençóis Maranhenses
Accomplished
In progress
Floresta Nacional 
de Iquiri
Floresta Nacional de 
Humaitá
Gleba Castanho
Concession of forests
The National Forests of Iquiri, Humaitá and 
Gleba Castanho, all in the State of Amazonas, 
have been qualified at the 12th meeting of 
the PPI Council – Status of national priority.
Payments to the Federal Government by the 
concessionaires are destined to the states 
and municipalities where the forests are 
located, to the National Fund for Forestry 
Development and to ICMBio - Chico Mendes 
Institute for Biodiversity Conservation.
Brazil has the largest 
tropical forest and the 
2nd largest forest area 
in the world
Computerized system for managing concession contracts.
Procedural manuals for sustainable management.
Greater preservation of forests, less deforestation, less fires, greater control and a better fight against 
illegal activities.
The Stages
of a
Forest 
Concession
Fort Nossa Senhora dos Remédios
Fernando de Noronha (PE)
Fort Orange
Ilha de Itamaracá (PE)
The Forts of Nossa Senhora dos Remédios and
Orange, located in the State of Pernambuco; the
Fortress of Santa Catarina (PB) and the Farm Pau
D`Alho (SP) were qualified in PPI portfolio for
concession of their usage/management, under the
policy for attracting private investments in the
tourism sector.
These projects will be pilots of
the so-called Program “Revive Brasil”,
which was born out of a Brazil-
Portugal cooperation protocol signed
by the Ministry of Tourism, and whose
objective is the concession of vacant
historical/cultural heritage sites.
Fortress of Santa Catarina
João Pessoa (PB)
Farm Pau D’Alho
Campinas (SP)
National Heritage Sites
PISF – Project for integrating São Francisco river into the water basins in the
north part of the Northeast region of Brazil (NE)
� Model: Common or sponsored concession
(under assessment)
� Structurer: BNDES with MDR, ANA, SPPI e
SDI/Ministry of Economy.
� Grantor: Brazilian Federal Government
� Sector Ministry: Ministry of Regional
Development - MDR
� Regulator: ANA
� Regulation: Mechanism defined in the
concession contract
� Brownfield project
� Executed CAPEX Investments : USD 2.4 billion
� Projected CAPEX investment: USD 300 million
� Projected OPEX Investments: USD 100 million/year
� Contract period: 35 years
� Auction criterion: to be defined
� Public Guarantees: Infrastructure Guarantee Fund - FGIE
and FPE States
� Status: assessments to be completed in December 2020
� Bidding: June 2021
� Features: Assessments for modeling a partnership for the operation and maintenance of the raw water
supply infrastructure, aiming to ensure water security for the entitled states. Its main use is human
supply and animal drinking, with other uses being admitted. It benefits 12 million people in four States
(CE, RN, PB and PE) and 390 cities. The North Axe has 96% of accomplishment and the East Axe 98%.
� Object of assessments: Operation and maintenance of 477 km of channels; 9 pumping stations; 27
reservoirs in the axes; 4 tunnels; 14 aqueducts; 9 230 kV substations; Installed power 100.5 MW;
annual consumption of 709 GWh; Estimated energy consumption 58,300 MWh/month. Pumping
operational capacity of 38 m3/s and average annual flow granted: 26.4 m3/s.
� Features: Assessments of alternative partnerships for concession aimed at harnessing the hydro-
agricultural potential of the area. Comprises investments for implementing, operating, maintaining
and improving management. Project surface: 47,924 hectares for irrigation in the cities of Xique-Xique
and Itaguazu, central region of the state of Bahia - São Francisco river basin.
� Object of assessments: Exploiting irrigated agriculture in order to accomplish infrastructure works
(channels and water pumping stations) in the area of Stages 2 to 9, and operating and maintaining the
entire project`s infrastructure for Shared Usage (Stages 1 to 9). Production potential: 16,000 tons of
fruit and 83,000 tons of grains per year, only in Stages 1 and 2, with estimates of generation of
120,000 direct and indirect employments (9 stages). Estimated Annual Gross Production Value: USD
202 million/year.
� Model: Public-Private Partnership of the BR
Federal Gov jointly with subnational level
entities
� Structurer: under assessment with
IFC/World Bank.
� Grantor: BR Government/Codevasf
� Sector Ministry: Ministry of Regional
Development - MDR
� Regulator: None
� Regulation: Mechanism defined in the
concession contract
� Executedinvestments: USD 240 million (Pumping
Station of 10.5 m³/s and 42 km of channels)
� Projected CAPEX investments: USD 140 million
� Contract term: to be defined
� Auction criterion: to be defined
� Public Guarantees: Infrastructure Guarantee Fund
– FGIE
� Status: Revision of existing assessments
� Auction: 2021
Irrigation Perimeter in Irecê/BA
Environmental Licensing
• Brazil is the most biodiverse country on Earth and that implies a major 
responsibility. 
• It counts upon a strong legal framework, which comprises a specific chapter
about environmental licensing enshrined in the 1988 Federal Constitution. 
• Even before the Constitution, Brazil had already established an Environment
National Policy (1981), which is still in force. 
• The main purpose of the policy is making social, economic development
compatible with preserving environment quality and ecological balance.
• Environmental licensing is a core tool to control and is required for carrying out 
any activity deploying environmental resources, that, effectively or potentially, 
bring about environmental degradation
Supporting
environmental
licensing and
expropriation
Hydropower Plants
• Castanheira – MT
• Telêmaco Borba – PR
• Tabajara – RO
• Bem Querer – RR
• Formoso – MG
Shale Gas Fracking
• site to be defined
TL Manaus –
Boa Vista
BR-319/AM/RO
BR-242/MT
BR-158/MT
BR-080/MT
BR-135/BA/MG
Tocantins 
Waterway Rock 
Dredging
BR-135/MG
BR-174/RO/MT
PPI projects for supporting
subnational level partnerships
Sewage – 7
FEP (3 cities):
• Crato/CE
• Volta Redonda /RJ
• São Gonçalo do Amarante/RN
BNDES (3 states/1 city):
• State of Rio Grande do Sul
• State of Ceará
• State of Bahia 
• Cariacica/ES
49
Projects
Current PPI pipeline for supporting subnational level projects
Solid Waste - 4
FEP (4)
• Teresina/PI
• Cities cluster Convale/MG 
(Uberaba, Conceição das Alagoas, 
Sacramento, Delta, Planura, Campo 
Florido, Veríssimo and Água Comprida) 
• Bauru/SP
• Cities cluster Comares/CE 
(Altaneira, Barbalha, Caririaçu, Crato, 
Farias Brito, Jardim, Missão Velha, Nova 
Olinda e Santana do Cariri)
Water, Sewage and Solid Urban
Waste Treatment Supply - 1
FEP (1 city)
• São Simão/GO
Daycares - 2
2 PPP’s
• Teresina/PI (40 units)
• State of Alagoas (67 units)
Prisons - 2
2 PPP’s
• State of Rio Grande do Sul
• State of Santa Catarina
Correctional facilities- 2
2 PPP’s
• State ofMinas Gerais
• State of Santa Catarina
Urban Drainage - 2
FEP (cities)
• Porto Alegre/RS
• Teresina/PI
Public Lightening – 22
FEP (cities): 14
• Belém/PA
• Nova Lima/MG
• Sapucaia do 
Sul/RS
• Campinas/SP
• Cachoeiro do 
Itapemirim/ES
• Camaçari/BA
• Patos de Minas • Toledo/PR
• Corumbá
• Valparaíso de 
Goiás/GO
• Crato/CE
• Barreiras/BA
• Alagoinhas/BA
• Senador 
Canedo/GO
BNDES (cities): 8
• Curitiba/PR
• Pelotas/RS
• Consórcio 
Centro-Sul
• Contagem/MG
• Macapá/AP
• Petrolina/PE
• Caruaru/PE
• Jaboatão dos 
Guararapes/PE Hospital – 1
Guarulhos/SP: Municipal Hospital of Children and Teenagers (HMCA)
Water and Sewage Treatment Supply
- 6
BNDES (6)
• State of Rio de Janeiro
• State of Acre
• State of Amapá
• State of Paraíba 
• State of Minas Gerais 
• Porto Alegre/RS
H
The challenge of universalizing basic
sanitation
Goals
• In Brazil, a population similar to that of
Canada has no access to clean water
• More than 100 million Brazilians have no 
access to sewage removal and treatment
• Goals:
• Enhancing private partnerships
subnational level bodies (an estimate of
USD 150 billion in investments )
• Structuring bankable projects to provide
proper services to Brazilians
Basic sanitation projects
Total 15 projects 25.5 million USD 11.4 billion
Sewage - BNDES
3 6.5 million USD 2.1 billion
Water distribution and
sewage - BNDES
54 18 million USD 8.1 billion
4 2 million USD 660 million*
projects Projected
Investments- Total
FEP Basic 
sanitation
4 528,000 USD 600 million*
projects Projected
Investments- Total
Entitled
Population
Entitled
population
projects Projected
Investments- Total
Entitled
population
projects Projected
Investments- Total
Entitled
population
Urban solid waste
(pilot projects)
Urban solid waste - FEP
Basic sanitation - FEP
Water distribution and
sewage - BNDES
Sewage - BNDES
State of Amapá
State of Acre
State of 
Rio de Janeiro
State of 
Rio Grande do Sul
State of 
Ceará
Cariacica
Porto Alegre
Teresina
Consortia
Convale
Bauru
Crato
São Gonçalo
do Amarante
São Simão
Volta Redonda
Consortia
Comares
* Capex + Opex
Banco de serviços: destaque para saneamento
Alagoas state
Cariacica / 
ES state
Rio de Janeiro 
state
Acre state Amapá state
Rio Grande 
do Sul state
Porto Alegre / 
RS state
Ceará state
Minas
Gerais state
Business 
Model
Concession of 
water 
distribution 
and sewage
Sewage
PPP 
Concession of 
water 
distribution 
and sewage
Full concession 
of water and 
sewage
Full concession 
of water and 
sewage
Sewage
PPP
Concession of
water and/or
sewage
Sewage
PPP
To be defined
Entitled
Population
1,393 423,000 13,739,000 629,000 742,000 1,890,000 1,479,000 4,173,000 11,330
Projected
Investments
USD 520 mi USD 116 mi USD 6.7 bi USD 257 mi USD 765 mi USD 600 mi USD 400 mi USD 1.34 bi To be defined
Next steps
Auction
Q3/2020
Auction
Q3/2020
Auction
Q1/2021
Auction
Q1/2021
Auction
Q1/2021
Auction
Q2/2021
Auction
Q2/2021
Auction
Q3/2021
To be defined
Entitled population
36,000,000
Total projected investment
USD 10.7 billion
For more information: http://saneamento.bndes.gov.br/.
Service bank: emphasis on sanitation (BNDES)
FEP – PROJECTS IN THE PIPELINE
Street Lightening
Sewage
Environmental Sanitation
STREET LIGHTENING 14 4.6 million 14 200 million
projects Entitled population
Cities
Total Capex + opex
foreseen
URBAN SOLID 
WASTE (PILOT 
PROJECTS)
04 2 million 19 660 million
projects Entitled population
BASIC 
SANITATION
04 528,000 04
projects Entitled population Cities
Total Capex + opex
foreseen
Total 24 projects 9.3 Million 39 1.46 billion
PARTNERS
600 million
URBAN DRAINAGE 2
projects
2.2 million 2
Cities 
To be defined
Entitled
population
Total Capex + opex
foreseenCities
Urban Drainage
• Administrative PPP
• Scope: modernizing, expanding, operating and maintaining the power
grid
• Energy efficiency and less impact in the environment
• Short-term investments, up to 3 years
• Telegestão (vias principais)
Modelling design guidelines
Supporters: Grantor:
Projects in Municipalities – FEP – Street Lightening
*Projects supported by the IFC/World Bank under public consultations between January
and March/20
2nd Public Call for Street Lightening:
- Disclosed results: 46 cities and 10 qualified consortia
FU CITIES % ACCOMPLISHED
AUCTION 
SCHEDULE
BA Alagoinhas To be started
BA Barreiras To be started 2021
PA Belém* 94 2020
ES Cachoeiro de Itapemirim 73 2021
BA Camaçari 68 2021
SP Campinas* 88 2020
MS Corumbá 21 2021
CE Crato To be started 2021
MG Nova Lima 65 2020
MG Patos de Minas 45 2021
RS Sapucaia do Sul* 94 2020
GO Senador Canedo To be started
PR Toledo 33 2021
GO Valparaíso de Goiás To be started 2021
* Estimated amount for CAPEX and OPEX
14 4,6 Mi
478 Mi552 Mi14
Street Lightening - BNDES Teresina*
87m
800m
Macapá
40m
400m
Pelotas
29m
340m
105m
1.4mm
Porto Alegre*
30m
400m
Consórcio 
Centro Sul
Petrolina
35m
340m
30m
400m
Consórcio 
Centro Sul
35m
490m
Images legend
Spots
Population
Ongoing projects
Caruaru
31m
350m
*Auction accomplished
Chart legend
Prospecting cities
Data presented in this chart are 
estimated, thus they shall not be
considered as definite figures. 
43m
703m
Jaboatão dos 
Guararapes
160m
1.9mm
Curitiba
Contagem 
55m 
664m
Street Lightening
Bidding Notice Dic/2019
Enrollment closed
3/6/2020
65 enrolled municipalities
46 qualified municipalities
15 enrolled consortia
10 qualified consortia
Entitled Population:
10.6 Million (municipalities)
1.9 Million (consortia)
Urban SolidWaste
Enrollment closed
7/15/2020
41 enrolled consortia
Water supply and Sewage
Bidding notice
scheduled for 
2nd Half/2020
Basic Sanitation Pilot projects
Drainage
City of Teresina/PI – hired in 
Aug/20
City of Porto Alegre/RS –
hired in Sep/20
Correctional Facilities / 
UNOPS
State of Minas Gerais –
hiring in progress
State of Santa Catarina –
hiring in progress
PUBLIC CALLS AND PILOT PROJECTS – FEP CAIXA
Public
Hearing
Assessment
Accomplished
Bidding
Notice
Auction
Legislation
Amendments
PPP FEP AUCTIONS (2020 SCHEDULE)
Preliminary
Assessments
Feira de Santana/BA
Aracaju/SE
Franco da Rocha/SP
Belém/PA
Nova Lima/MG
Sapucaia do Sul/RS
Campinas/SP
Camaçari/BA
Cachoeiro do Itapemirim/ES
Teresina/PI
Convale/MG
Crato/CE
Bauru/SP
São Simão/GO
Subnational level partnerships – States prison systems
o Greenfield and brownfield projects:
� Santa Catarina: new detention center comprising a prison with
capacity for up to 600 prisoners and medium security prison(s)
with capacity between 1,800 and 3,300 prisoners, considering in
this total 806 vacancies in the Blumenau Industrial Penitentiary
� Rio Grande do Sul: new detention center comprising medium
security prison(s) with a total capacity for up to 1,125 prisoners, in
the city of Erechim
o Contract term: up to 35 years
o Main modeling assumptions: under assessment
o Consultancy in charge of assessments: consortium led by PWC (under 
approval)
o Status: contracting between BNDES and states
o Policy objectives: alternative solutions that enable the 
provision of public services with greater efficiency, quality 
and effective re-socialization of prisoners through work and 
study.
o Object of concession: construction, maintenance and 
operation of prisons. 
o Model: administrative concession
o Structurer: BNDES and BID
o Grantor: states of Rio Grande do Sul and Santa Catarina
o Sector Ministry: Ministry of Justice
o Regulator: states’ secretariats
Q4/19 Q4/20 Q2/20 Q4/21 Q2/21 Q3/21 Q4/21
Qualification in PPI Selection of pilot projects
Correctional facilities
• Pilot projects under designing: SC and MG
• CAIXA and UNOPS (ONU) go hand in hand with PPI for designing those PPPs
• The private partner will be responsible for constructing, maintaning, operating
up to 35 years, with quality services milestones, training and skills
development. 
Supporting Subnational Level Partnerships
Daycares
• PPI, the Ministry of Education and BNDES are prospecting for Pilot Projects with states and
municipalities
• 1st pilot project for PPP in daycare singled out in Teresina (PI) (40 unities).
• Private partner is responsible for accomplishing the civil works, equipping, maintaining and
operating for up to 35 years, with standards to meet in quality of service.
• Public partner is responsible for pedagogical planning, selection of children to be served,
monitoring and inspection of contracts and goals.
The Children’s Hospital in Guarulhos-SP
• Features: Assessing alternatives for PPPs aiming at building, equipping, operating, maintaining and providing
clinical and non-clinical services in the Healthcare Specialized Unit of municipal duty.
• Object of assessments: A PPP for the the new hospital will be designed, under the administrative concession
model, which will replace the current service provided in the Municipal Hospital Municipal of Children and
Teenagers (HMCA). It will be built in an area provided by the City Hall, allowing not only an increase in the number
of beds but also undertaking an architectural proposal in line with more quality and efficient hospital services. As
for the new envisaged services, it is worth highlighting: hospital admission, hospital assistance, immediate care,
24h emergency room, outpatient care, diagnosis and therapeutic support (internal), diagnosis and therapeutic
support and medical specialties (external), elective surgeries and other not aforementioned services that might
meet the City Hall future requirements.
Assessments: Structurer - BNDES
Model: PPP under the administrative concession model
Grantor: City level
Body: Guarulhos (SP) City Hall
Public Guarantees: Under assessment
Contract Term: to be defined
Current stage: Requirements definition
Assessments to be accomplished: Q1 2022
Bidding Notice: Q2 2022
Next steps
September, 2020
Next PPI auctions in 2020
2nd Half/2020 (24 assets)
Railways(2)
• Renewal EFVM
• Renewal EFC
Port Terminals (4)
• 1 in Paranaguá/PR (December 18)
• 2 in Aratu/BA (December 18)
• 1 in Maceió/AL (December 18)
Sunational Levels: states and municipalities utilities (5)
• 3 Public Lightening PPPs:
•Belém/PA (November 6)
•Sapucaia do Sul/RS (November 6)
• Campinas/SP
• 1 Concession of water distribution and sewage treatment
•City of Cariacica/ES (sewage PPP)
•1 Urban Solid Waste PPPs:
•Convale consortia/MG
Energy (1)
• Transmission Lines 01/2020 (December 17)
Mining Rights (3)
• Phosphate - Miriri (PB)
• Copper - Bom Jardim de Goiás (GO)
• 1st round - ANM available areas
Oil and Gas (1)
• 2nd cycle of Open Acreage
Fishery Terminal (1)
• Cabedelo (PB)
Privatizations (1) 
• Ceitec – dissolution
National Parks and Forests (2)
• Aparados da Serra (RS) and Serra Geral (SC)
• Humaitá Forest (AM) • Obs. There is also the prospect of delivering Environmental 
Licensing: The Preliminary Licensing (LP) of the Pedral do Lourenço
/ PA waterway
Port Terminals (16)
• 3 Terminals in the Port of Maceió/AL
• 2 in the Port of Fotaleza/CE
• 2 in the Port of Santos/SP
• 2 in the Port of Paranaguá/PR
• 1 in the Port of Vila do Conde/PA
• 1 in the Port of Areia Branca/RN
• 4 in the Port of Itaqui/MA
• 1 in the Port of Santana/AP
Highways (7):
• BR-116/465/101 (SP/RJ) - Dutra
• BR-470/282/153 (SC)
• BR-381/262 (MG/ES)
• BR-116/493 (RJ/MG) - CRT
• Integrated Highways of Paraná state
• BR-153/080/414 (GO/TO)
• BR-163/230 (MT/PA)
Railways (4)
• Ferrogrão
• Renewal MRS
• Renewal FCA
• FIOL (BA)
Defense and Security (2)
• Comaer PPP 
• Security Forces Communication PPP
Privatization (13) Subnational level utilities (22)
• 3 Concessions of Urban Solid Waste
• Bauru (SP)
• Consortia Comares (CE) 
•Teresina (PI)
• 1 Concession of Urban Solid Waste, Water and
Sewage supply
• São Simão (GO)
• 4 Concessions of water and Sewage services
•State of Acre
•State of Amapa
•State of Rio de Janeiro 
•Porto Alegre
• 5 Concessions of Sewage services
• Crato (CE)
•São Gonçalo do Amarante (RN)
•Volta Redonda (RJ)
•State of Rio Grande do Sul
•State of Ceara
• 9 Public Lightening PPPs:
• Cachoeiro do Itapemirim (ES)
• Camaçari (BA)
• Corumbá (MS)
•Nova Lima (MG)
• Patos de Minas (MG)
• Toledo (PR) 
•Barreiras (BA)
• Crato (CE)
• Valparaíso de Goiás (GO)
• Eletrobras
• ABGF
• EMGEA
• CEASAMINAS
• CEAGESP
• NUCLEP
• CODESA
• TRENSURB
• CBTU
• SERPRO
• DATAPREV
• TELEBRAS
• CORREIOS
Mining rights (1)
• Coal in Candiota (RS)
Regional Development (1)
• Irrigation Perimeter in Irecê (BA)
Telecommunications (1)
• 5G
Urban mobility (1)
• Belo Horizonte subway Line 2
Airports – Round 6 (24)
22 airports in 3 blocks
• Block North 
• Block South
• Block Central
2 airports
• Viracopos – Campinas (SP)
• São Gonçalo do Amarante – Natal (RN)
Fishery Terminals (7)
• Belém (PA)
• Manaus (AM)
• Aracajú (SE)
• Natal (RN)
• Vitória (ES)
• Santos e Cananéia (SP)
Parks (5)
• Lençóis Maranhenses (MA)
• Jericoacoara (CE)
• Iguaçu (PR)
• Canela (RS)
• São Francisco de Paula (RS)
Oil and Gas (3):
• 2 blocks – Transfer of Rights (Sépia and 
Atapu)
• Round 17 under concession 
agreement
2021 (112 assets)
Obs. There is a prospect of decision-making on 
environmental licenses (8):
• Construction licensing of BR-080/MT
• Construction licenseing of BR-158/MT
• Preliminary Licensing of BR-319/AM/RO
• Preliminary Licensings of HPPs of
Castanheira/MT, Formoso/MG, Tabajara/RO and
Telêmaco Borba/PR
• Unlocking BR-135-BA/MG
PPI Auctions - 2021
PPI Auctions scheduled for 2022
Highways (6):
• BR-040/495 (MG/RJ) - Concer
• 7200km of fed-level highways
• BR-158/155 (MT/PA)
• BR-040 (DF/GO/MG) – rebidding
• BR-135/316 (MA)
• BR-364/MT/RO
Railways (1)
• Ferroeste
Health (1)
• New Municipal Hospital Municipal of Children and Teenagers in 
Guarulhos (SP)
Lottery (1)
• Aposta de quota fixa
Mining Rights (1)
• Kaolin in Rio Capim (PA)
Privatization (3)
• Port of São Sebastião (SP)
• Organized Port of Santos (SP)
• Organized Port of Itajaí (SC)
Parks and Forests (4)
• Iquiri Forest (AM)
• Castanho Forest (AM)
• São Joaquim National Park (SC)
• Brasília National Park (DF)
Subnational level PPPs(6)
• 2 Daycare PPPs :
• City ofTeresina (PI): 40 units
• State of Alagoas (CE): 67 units
• 2 Prison PPPs:
• City of Blumenau (SC)
• City of Erechim (RS)
• 2 Correctional Facilities PPPs:
• State of Minas Gerais
• State of Santa Catarina
2022 (29 assets)
Tourism (4)
• Pau D’Alho Farm(SP)
• Santa Catarina Fortress(PB)
• Nossa Senhora dos Remédios Fortress – Fernando 
de Noronha (PE)
• Fort Orange (PE)
Obs. One ruling on Environmental Licensing is 
expected (1):
• Previous License for BR-242/MT(Road section
between Querência and Santiago do Norte)
57
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