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J9 <=F LJ= 9K EG<9D A<9 <=K <= 9YX G H=F 9D HJA N9< 9� �K =KH =;A >A; A<9 <=K >A; 9E J=K =JN 9<9 KH 9J9 9K GML J9K =KH Z;A =K ;GE G N=J =E GK� 9�K =?M AJ� 3. 2. 2. 2 A o p e n a l p ri va d a p e rs o n a ls si m a T9 EG <9D A<9 <= <= 9YX GH =F9 DI M= K_ HG< =K =J HJG HGK L9 H=D GG >=F <A< G= FAF � ?MZ E E9 AK� *X G9 <E AL= 9H JGH GKA LMJ 9H =DG J=H J=K =FL 9FL =D= ?9D F= E HGJ KM; =KK GJ= KF G ;9K G< =E GJL =G M9 MK\ F;A 9� !E FGK KG GJ< =F9 E= FLG G ;GJ J= J=> =JA <9 @AH _L= K= =E � � � � J=D 9YX G 9G ;JA E= <=K ;JA LG FG 9JL �� �� <G �, l AF< MRA E= FLG 9= JJG =KK =F; A9D = G;M DL9Y XG <= AE H=< AE =FL G� /=M H9J U?J 9>G bFA ;G =KL AHM D9 IM= 9H= F9K G; GFL J9= FL= =F� ?9F 9<G �HG <=� AFL =FL 9J� 9�I M=A P9� 3. 2. 2. 3 A o p e n a l p ri va d a s u b si d i ri a d a p b lic a T9 HJG HGK L9 H=D GG >=F <A< GG MH GJ K=M J=H J=K =FL 9FL =D =?9 D = E ;JA E= K< =9 YXG Hb: DA;9 I M9F <G G) AFA KLZ JAG ,b :DA ;G <=A P9J <= G>= J=; =J 9< =Fb F;A 9F GH J9R GD =?9 D �9J L�� h ( %4 < 9� "= 9JL �� �< G� ,, ��* GL= �K= IM= =KK 99 YXG K_ L=E DM? 9J FG ;9K G< = AFZ J;A 9< G) AFA KLZ JAG ,b :DA ;G B9E 9AK =E ;9K G< =9 JIM AN9 E= FLG <GK 9ML GK <= AF� IMZ JALG �* =KK 9E G<9 DA< 9<= <= 9YX G G) AFA KLZ JAG ,b :DA ;G 9H= F9K 9LM 9JU ;GE G> AK; 9D <9 D=A =F XG ;GE GH 9JL = A FL= JNA F<G =E LG< GK GK 9LG K< GH JG; =KK G D9F Y9F <G K=M H9J =� ;=J �! D= HG< =JU F =KK 9> MFY XG 9<A L9J 9I M=A P9 K= >GJ G; 9KG <= J=H MLU �D9 AF; GE HD= L9 GM 9LZ E= KE G J=H M<A 9J 9I M=A P9 AF= HL9 G >=J =;= F<G <=F bF; A9 KM: KLAL MLA N9� � <=� ;AK XG �=E �LG <GK �GK �;9 KGK �;9 :=� 9G� E9 ?AK LJ9 <G� �G EG G) AFA KLZ JAG ,b :DA ;G =J9 GL ALM D9J <G <AJ =ALG <= 9YX G= GH =J< =M H9J 9G G>= F<A <G IM9 DIM =J 9LG <= F=? DA? \F; A9 HJG ;=K KM9 D< =KL => 9JU IM= GH JG; =KK GK =B9 J=L G� E9 <G HGJ 9IM =D= �/ =F XG ;GE H9J =;= J9 9D? ME 99 M<A \F; A9G MF XG 9L= F<= J9 9D? ME <=K � H9; @G �H�� =P� �G� G>= F<A <G� =FK =B9 JU� 9�J =LG E9 <9� <9� 9YX G�H =DG �K= M�L ALM D9J �GJ A?A FUJ AG� 4. D E N ò N C IA E Q U E IX A /XG 9K H=Y 9K AFA ;A9 AK< 99 YXG H=F 9D� 9< =Fb F;A 9< 99 YXG H=F 9DH b:D A;9 9 IM= AP9 <9 9YX GH =F9 DH JAN 9<9 �� KKA E ;GE GF G� _<A ?G <= ,JG ;=K KG �AN AD� 9JL �� ��� G �_ <A? G <= ,JG ;=K KG ,=F 9D L9E :ZE LJ9 RG JGD <GK J=I MAK ALG K< 9H =LAY XG AFA ;A9 D< =M E9 9YX G H=F 9D � ;GF >GJ E= �9�K =?M AJ� 4. 1 R eq u is it o s +�9 JL�� ��� <G� �, ,�= KL9 :=D =;= �IM =�9 �<= FbF ;A9 �GM �IM =AP 9�< =N= JU� ;GF L=J � E x p o si o d o fa to em to d a s a s su a s ci rc u n st n ci a s: H9J 9I M= G< AJ= ALG <= <=� >=K 9K =B9 =P= J;A <G =E KM9 9E HDA LM< = ;GE GE 9F< 9G L=P LG ;GF KLAL M;A GF9 D 9 H=Y 9 � �� � � AFA ;A9 D< =N= <=K ;J= N=J ; GE =P9 LA< XG <= IM= >GJ E9 K= H9K K9J 9E GK >9L GK =L G<9 K9 K ;AJ ;MF KLW F;A 9K� 9�= D=�D A?9 <9K � Q u a li fi ca o o u id en ti fi ca o d o a cu sa d o : K= FXG >GJ HGK K]N =D IM9 DA>A ;9J G 9;M K9< G AKLG Z 9 HGF L9J KM9 ;GE HD= L9 AF< ANA <M9 DAR9 YXG < =N= �K= AF< A;9 JG K< 9<G KI M= HGK KA: ADAL =E KM9 A<= FLA >A; 9YX G� 0J9 L9� K= 9IM A< =< 9<G K> ]KA; GK IM= H=J EA L9E 9G E= FGK �K9 :=J �IM =E �Z�G �<= FMF ;A9 <G �E MAL G�= E: GJ9 �FX G�K =�K 9A: 9�K M9� IM9 DA>A ;9Y XG� C la ss if ic a o ju r d ic a d o fa to : F9 H=Y 9A FA; A9D ZF =;= KKU JAG 9HG FL9 J9 AF< 99 HJ= NAK XG D=? 9D H9J 99 ;GF <ML 9I M= Z9 DA< =K; JAL9 � =N= �K= AF< A;9 J= P9L 9E =FL =I M9D 9 LAH A>A; 9YX GD =?9 D< 9AF >J9 YXG �F XG :9K L9F GE =U� D9� �G EG ZK 9:A <G G9 ;MK 9<G <=> =F< =� K= <GK >9L GK 9= D= AE HML 9<G K F XG <9 ;D9 KKA >A; 9YX GB MJ] <A; 9 E9 KF =E HGJ AKK GK =< AK� H=F K9 L9D ;D9 KKA >A; 9YX G HGA KF XG K= 9<E AL= GJ =;= :AE =FL G< =< =Fb F;A 9G MI M=A P9 <= >9L G�I M=� FXG �Z�; GFK A<= J9< G�; JAE =�H =D9 �D=A �H= F9D � R o l d e te st em u n h a s: 99 HJ= K=F L9Y XG <G JGD <= L=K L=E MF@ 9K 9H9 J=; =; GE GJ =� IMA KALG E 9K Z_ :NA GI M= =D= K_ K=J U= PA? A<G K= @GM N=J L=K L=E MF@ 99 K=J AFI MAJ A<9 � $9 N=F <G �=K L=�Z �G�E GE =FL G�< =�9 �9; MK9 YXG �9J JGD U�D 9 �K G:� H=F 9�< =�H J=; DMK XG� 4. 2 P ra zo s + HJ9 RG H9J 9G >=J =;A E= FLG <9 <=F bF; A9 Z =E J=? J9 <= �� <A9 K K= G< =FM F� ;A9 <G =KL AN= JK GDL G =< =� <A9 K K =G <=F MF; A9< G= KLAN =J HJ= KG� (= AK= KH= ;A9 AKL J9R =E HJ9 RGK �<A N=J KGK �IM =�H G<= E� K=J � 9�� <=� ��< A9K �FG K�; JAE =K� ;GF LJ9 �9�= ;GF GE A9�H GHM D9J ��( =A�F ���� ��� �� �� :�� <=� ��� <A9 K �F GK� ;JA E= K�= D=AL GJ9 AK�� (= A�F ���� ��� �� �� ;�� <=� ��� @GJ 9K �FG K�; JAE =K� <=� 9:M KG� <=� 9ML GJA <9< =�� (= A�F ���� ��� �� �� <� <= �� <A9 K F GK ;JA E= K< =L JU> A;G <= <JG ?9K =9 KK= E= D@9 <GK �(= AF �� ��� �� ��� ��� & UH 9J9 9I M=A P9 GH J9R GZ =E J=? J9 <= �E =K= K 9 ;GF L9J <9 <9L 9< G; GF@ =;A � E= FLG <9 9ML GJA 9< G< =DAL GG M< GL ZJE AFG <G HJ9 RG <G )A FAK LZJ AG ,b :DA ;G F9 9YX G H=F 9D�H JAN 9<9 �KM :KA <AU JA9 �<9 �Hb :DA ;9 �;G EG �NA KLG �9F L=J AGJ E= FL= � 4. 3 C au sa s d e re je i o d a d en n ci a o u q u ei xa ( ar t. 3 95 d o C P P ) � �� � � + �_ <A? G< =, JG; =KK G, =F9 D= KL9 EH 99 K; 9MK 9K IM= <=N =E BMK LA>A ;9J 9J=B= AYX G <9� H=Y 9�AF A;A9 D�F G�9 JL�� ��� ��K= JU� J=B =AL9 <9� 9�< =Fb F;A 9�G M�I M=A P9� IM9 F<G � F o r m a n if es ta m en te in ep ta : 9A FZH ;A9 <9 AFA ;A9 D< =;G JJ= <9 AFG :K= JNW F;A 9< = KM9 K> GJE 9DA< 9<= K� �G EG NAK LG 9D =A HJG ;=K KM9 D= KL9 EH 9G KJ =IM AKAL GK IM= <=N =E ;GF KL9 J< 9H =Y9 =PG J<A 9D = K =G LALM D9J <9 9YX G 9G <=< MRA JK M9 HJ= L=F KXG F XG K=? MAJ K=M K�< AL9E =K �L=J U�; GE G�; GFK =IM \F; A9�9 �J= B=AY XG� <9� H=L AYX G�A FA; A9D� F a lt a r p re ss u p o st o p ro ce ss u a l o u co n d i o p a ra o ex er c ci o d a a o p en a l: HJ= KKM HGK LGK HJG ;=K KM9 AK KXG J=I MAK ALG KH 9J9 9> GJE 9YX G< =M E HJG ;=K KG =K =M ;GF � K=I M=F L= <=K =FN GDN AE =FL G� *9 E= KE 9= KL= AJ9 >9 DL9F <G IM9 DIM =J ;GF <AY XG <9 9YX G <=N =JU �G�E 9?A KLJ9 <G� J=B =AL9 J�9 �H= Y9� AFA ;A9 D� F a lt a r ju st a ca u sa p a ra o ex er c ci o d a a o p en a l: 9> 9DL9 <= BMK L9; 9MK 9; GJ� J=K HGF <= V9 MK\ F;A 9< =K MHG JL= >UL A;G GM BMJ ]<A ;G H9J 9G J=? MD9 J< =K= FNG DNA E= FLG <9 9YX G AKLG Z 9 9MK \F; A9 <= =D= E= FLG KAF <A; AUJ AGK < Gf u m u s b o n i iu ri s 9 MLG JAR 9<G J< 9 H=J K=; MYX G� /= FXG @GM N=J GE ]FA EG <= =D= E= FLG KI M= 9HG FL= E H9J 99 =PA KL\ F;A 9< G ;JA E= �GM �H9 J9� 9�H JGN UN= D�9M LGJ A9 � 9�H =Y9 �AF A;A9 D�< =N= JU� K=J �J= B=AL 9<9 � 5. A Ì O C IV IL � �� ��� �� + 9JL �� �< G� ,, HJ= N\ IM= 9K =FL =FY 9H =F9 D; GF< =F9 L_J A9 LJ9 FKA L9< 9= E BMD � ?9< G; GFK LALM AL] LMD G= P=; MLA NG BM< A;A9 D9 K=J DAI MA< 9<9 == P=; ML9 <9 FG &M] RG ;]N =D� �K KAE G G>= F<A <G HG< =G :L= J9 J=H 9J9 YXG <G HJ= BM] RG K=E L=J <= HJG HGJ 9YX G; ]N= D< = ;GF @=; AE =FL G� :9K L9H JGE GN= J= P=; MYX G< AJ= L9E =FL =F G& M]R G; GE H=L =FL =�+ BMA R 9 G HJG >=J AJK =FL =FY 9; GF< =F9 L_J A9 <=N =JU >AP 9J GN 9DG JE ]FA EG H9J 99 J=H 9J9 YXG <G <9F G ;9M K9< GH =DG ;JA E= H G<= F<G 9= P=; MYX G =FL XG K=J HJG EG NA< 9D G?G 9H_ KG LJW FKA LG =E BMD ?9< G ;GE :9K =F =KK =N 9DG J K =F< GH GKK ]N= D9 AF< 99 GG >=F <A< GD AIM A<9 J9 K=F � L=F Y9� ;JA EA F9D �H9 J9� 9HM J9Y XG� <G� J=9 D�N 9DG J�< 9�AF <=F AR9 YXG � 6. J U R IS D I Ì O E C O M P E T æ N C IA 6. 1 C o m p et n ci a � �� � � �G EH =L\ F;A 9Z 9E =<A <9 =G DAE AL= <9 BMJ AK< AYX G Z9 HGJ YXG <= BMJ AK< AYX GI M= ;9: =9 ;9< 9_ J?X G< G, G<= J& M<A ;AU JAG F 99 LAN A<9 <= <= 9HD A;9 JG AJ =ALG 9G ;9K G ;GF ;J= LG� 6. 2. C ri t ri o s p ar a a fi xa o d e co m p et n ci a ,G <=� K=� =KL 9:= D=; =J� =�> AP9 J�9 K�J= ?J9 K�< =�; GE H=L \F; A9�9 �H9 JLAJ �<= ���9 KH= ;LG K� 9�� =E �J9 RXG �<9 �E 9LZ JA9 �GM �F9 LMJ =R9 �<9 �AF >J9 YXG �H= F9D ��ra ti o n e m a te ri a e�� :�� =E �J9 RXG �<G �;9 J?G �GM �>M FYX G�< G�9 ;MK 9<G ��ra ti o n e p er so n a e�� ;�� =E �J9 RXG �<G �DG ;9D �<G �;J AE =�G M�< 9�J =KA <\F ;A9 �<G �9; MK9 <G� �ra ti o n e lo ci �� 6. 2. 1. C o m p e t n ci a e m r a z o d a m a t ri a o u n a tu re za d a in fr a o = L=J EA F9< 9K E9 LZJ A9K >GJ 9E =D= AL9K H=D G; GFK LALM AFL =H 9J9 K=J =E BMD ?9< 9K HGJ BMK LAY9 K�= KH= ;A9 DAR9 <9K �9K �E 9LZ JA9 K�J= KL9 FL= K�; 9:= E� V�& MKL AY9 ��G EM E� /XG �BM KLAY 9K� =KH =;A 9AK � 1 ) J u st i a E le it o ra l (a rt s. 1 1 8 a 1 2 1 d a C F e L ei n . 4 .7 3 7 /6 5 ): ;GE H=L =FL = H9J 9BM D?9 JAF >J9 Ya= KH =F9 AK= D=AL GJ9 AK= 9K ;GF =P9 K9 =D9 K = P;= LG FG ;9K G< =; GF= PXG ;GE �;J AE =K� <GD GKG K�; GFL J9� 9�N A<9 � 2 ) J u st i a M il it a r (a rt . 1 2 4 d a C F ): ;GE H=L =FL =H 9J9 BMD ?9J ;JA E= KE ADAL 9J= K 9KK AE <=> AFA <GK =E D=A E9 AKH J=; AK9 E= FL= FG 9JL �� h< G� _<A ?G ,=F 9D )A DAL9 J� =;� � (= A�F ���� ��� �� ���* XG� BMD ?9� =D9 �GK �;J AE =K� ;GF =PG K� /XG �BM KLAY 9K� ;GE MFK � 1 ) J u st i a F ed er a l (a rt . 1 0 9 , IV , d a C F ): ;GE H=L =FL =�H 9J9 �BM D?9 J� ¥ C ri m es p o l ti co s; KMK L=F L9� K= IM= =KL XG <=K ;JA LGK F9 (= A< =/ =?M J9F Y9 *9 ;AG F� 9D�� (= A�F ���� ��� �� �� ¥ In fr a es p en a is p ra ti ca d a s em d et ri m en to d e b en s, se rv i o s o u in te re ss e d a U n i o , su a s en ti d a d es a u t rq u ic a s o u em p re sa s p b li ca s, ex cl u d a s a s co n tr a - ve n es : K= G; JAE => GJ HJ9 LA;9 <G =E <=L JAE =FL G< =K G;A =<9 <= <= =;G FGE A9 EA KL9 9 ;GE H=L \F; A9K =JU <9 &MK LAY9 !KL 9<M 9D HGA K9 �G FKL ALM AYX G< 9. =Hb :DA ;9 FXG K= J=> =JA M 9= D9� T= KK= G= FL= F<A E= FLG =PH J=K KG F9 /b EM D9� �< G/ 0&� �H JUL A;9 <= ;JA E= ;GF � LJ9 9, =LJ G:J 9K =G �9 F;G <G �J9 KAD H� =P� < =N= K=J BMD ?9< 9H =D9 &MK LAY9 �G EM E !KL 9<M 9D� � �� � � .= KK9 DL=� K= IM= 9K ;GF LJ9 N=F Ya= KH =F9 AKL 9E :ZE FXG KXG BMD ?9< 9K H=D 9& MKL AY9 "=< =J9 D H GJ =PH J=K K9 J=K K9D N9 <9 �G FKL ALM AYX G< 9. =Hb :DA ;9� = KL9 JL= K= ME 9; GFL J9� N=F YXG >GJ HJ9 LA;9 <9 <= EG <G 9K =BM KLA> A;9 J9 ;GE H=L \F; A9< 9& MKL AY9 "=< =J9 D 9 J=? J9 FXG AJU ;GF ;J= LAR9 J�K = J=K L9F <G G BMD ?9E =FL G V& MKL AY9 !KL 9<M 9D FGK L=J EG K< 9 /b EM D9�� ��< G�/ 0&� ¥ C ri m es p re vi st o s em tr a ta do o u co n ve n o in te rn a ci o n a l, q u a n d o , in ic ia d a a ex ec u o n o P a s , o re su lt a d o te n h a o u d ev es se te r o co rr id o n o es tr a n g ei ro , o u re - ci p ro ca m en te : KXG GK ;@9 E9 <GK ;JA E= K9 <AK LWF ;A9 ; MB9 9YX GG MG EA KKX GK =< U= E ME H9] K= GJ =KM DL9< G= E GML JG GM <=N =KK =K =< 9J =E GML JG� /= 9H J=N AKX G= KLAN =J =E LJ9 L9< G�G M�; GFN =FY XG� =E �IM =�G ��J 9KA D�K= B9�H 9JL = �9 �;G EH =L\ F;A 9�Z �<9 �&M KLAY 9�" =<= J9D � ¥ C a so s d e g ra ve vi o la o d e d ir ei to s h u m a n o s, se h o u ve r n ec es si d a d e d e a ss e- g u ra r o cu m p ri m en to d e o b ri g a es d ec o rr en te s d e tr a ta d o s in te rn a ci o n a is so b re d ir ei to s h u m a n o s d o s q u a is o B ra si l fa a p a rt e: K= GH JG; =<A E= FLG >GA AFA ;A9 <G F9 &MK LAY9 !KL 9<M 9D GH JG; MJ9 <GJ �?= J9D <9 .= Hb: DA;9 <=N =JU KMK ;AL9 JG <=K DG; 9E =FL G< = ;GE H=L \F; A9�9 G�/ MH= JAG J�0 JA: MF9 D�< =�& MKL AY9 � ¥ C ri m es co n tr a a o rg a n iz a o d o tr a b a lh o : =FL =F< =�K =I M= H9J 9> AP9 J9 ;GE � H=L \F; A9< 9& MKL AY9 "=< =J9 DF =KK =; 9KG G K; JAE =K <=N =E K=J ;GF LJ9 9G J?9 FAR 9YX G? =J� 9D�< G�L J9: 9D@ G�G M�G K�< AJ= ALG K�< GK� LJ9 :9D @9< GJ= K �; GD= LAN 9E =FL =�; GFK A<= J9< GK� ¥ C ri m es co n tr a o si st em a fi n a n ce ir o e a o rd em ec o n m ic o -f in a n ce ir a , q u a n d o d et er m in a d o s em le i: FXG :9K L9I M= K=B 9E ;JA E= K< =KK 9F 9LM J=R 9�Z HJ= ;AK GI M= =PA KL9 HJ= NAK XG� D=? 9D � FG� K=F LA< G�< =�= KL9 :=D =;= J�9 �;G EH =L\ F;A 9�< 9�& MKL AY9 �"= <=J 9D� ¥ C ri m es co m et id o s a b o rd o d e n a vi o s o u a er o n a ve s, re ss a lv a d a a co m p et n ci a d a Ju st i a M il it a r: KM: KAK L= 9; GE H=L \F; A9 E= KE GI M= 99 =JG F9N == KL= B9 HGM K9< 9G M G�F 9NA G�9 LJ9 ;9< G ¥ C ri m es d e in g re ss o e p er m a n n ci a ir re g u la r d e es tr a n g ei ro : 09 AK; JAE =K =K� LXG �<= >AF A<G K�F G�9 JL�� ��� �<9 �(= A�F ���� ��� �� � 2 ) J u st i a E st a d u a l (a rt . 1 2 5 d a C F ): ;GE H=L =FL =H 9J9 BMD ?9J LM< GI M= FXG >GJ <9 ;GE H=L \F; A9 <9K BMJ AK< AYa =K =KH =;A 9AK =< 9; GE ME >=< =J9 D�/ M9 ;GE H=L \F; A9 Z J=K A<M 9D� 6. 2. 2 C o m p e t n ci a e m r a z o d o c a rg o o u f u n o d o a cu sa d o &MK LA>A ;9� K= L9D J=? J9 H=D 9J =D= NWF ;A9 <G ;9J ?G GM >MF YXG I M= =D= N9 GB MD? 9� E= FLG <9K AF> J9Y a=K H=F 9AK VK AFK LWF ;A9 KK MH= JAG J=K J= LAJ9 F<G �G <9 =K> =J9 <= ;GE � H=L \F; A9�< GK� BM] R=K �<= �HJ AE =AJ G�? J9M � ��< ANA KXG �<= �;G EH =L\ F;A 9�K G:� =KK =�; JALZ JAG �=F LXG �<U �K= �<9 �K= ?MA FL= �>G JE 9�� �� � � S u p re m o T ri b u n a l F ed er a l (a rt . 1 0 2 , I, b e c, d a C F ): HJ= KA< =FL = <9 .= Hb: DA;9 N A;= �HJ =KA <=F L= <=H ML9 <GK >=< =J9 AK K=F 9<G J=K K =MK HJ_ HJA GK EA FAK LJG K HJG ;MJ 9<G J�? =J9 D< 9 .= Hb: DA;9 9 <NG ?9< G�? =J9 D< 9 1F AXG E AFA KLJG K< = !KL 9<G ;GE 9F< 9FL =K <9K "G JY9 K� JE 9<9 K E AFA KLJG K< GK 0JA :MF 9AK /M H=J AGJ =K E= E: JGK <G 0JA :MF 9D�< =�� GFL 9K� <9� 1F AXG �;@ =>= K�< =�E AKK XG� <AH DGE ULA; 9�< =�; 9JU L=J �H= JE 9F= FL= � S u p er io r T ri b u n a l d e J u st i a (a rt . 1 0 5 , I, a , d a C F ): ?GN =JF 9<G J=K <GK !KL 9� <GK =< G AKLJ ALG "=< =J9 D < =K= E: 9J? 9<G J=K <GK 0JA :MF 9AK <= &MK LAY9 <GK !KL 9<G K= <G AK LJAL G" =<= J9D E =E :JG K< GK 0JA :MF 9AK <= �G FL9 K< GK !KL 9<G K= <G AK LJAL G" =<= J9D E= E: JGK <G 0JA :MF 9D. =?A GF9 D" =<= J9D E =E :JG K< GK 0JA :MF 9AK .= ?AG F9A K! D=AL GJ9 AK =< G0 J9: 9D@ G E= E: JGK <GK �G FK= D@G KG M0 JA: MF9 AK <= �G FL9 K< GK )M FA; ]HA GK E= E: JGK �<G �) AFA KLZ JAG �,b :DA ;G� <9� 1F AXG �IM =�G >A; A=E �H= J9F L=�G K�0 JA: MF9 AK� S u p er io r T ri b u n a l M il it a r (a rt . 6 h,I , a , d a L ei n . 8 .4 5 7 /9 2 ): FGK ;JA E= KE AD� AL9J =K �GK �G> A;A9 AK�? =F= J9A K�< 9K� "G JY9 K�� JE 9<9 K� T ri b u n a is R eg io n a is F ed er a is (a rt . 1 0 8 , I, d a C F ): BM] R=K >=< =J9 AK BM] R=K <G 0J9 :9D @G BM] R=K 9M< ALG J=K <9 &MK LAY9 )A DAL9 J E =E :JG K< G) AFA KLZ JAG ,b :DA ;G "=< =J9 D IM= �G> A;A= E� =E �HJ AE =AJ 9�AF KLW F;A 9� T ri b u n a is R eg io n a is E le it o ra is (a rt . 2 9 , I, d , d a L ei n . 4 .7 3 7 /6 5 ): FGK ;JA E= K =D= ALG J9A K�= �9�= D=K �;G F=P GK �BM ]R= K�= �HJ GE GLG J=K �<= �BM KLAY 9�= D=AL GJ9 AK� T ri b u n a is d e J u st i a d o s E st a d o s e d o D is tr it o F ed er a l (a rt . 2 9 , X ; a rt . 9 6 , II I, d a C F ): HJ= >=A LGK �BM ]R= K�= KL9 <M9 AK � E= E: JGK �<G �) AFA KLZ JAG �,b :DA ;G� !KL 9<M 9D� !E J=D 9YX G9 GK p re fe it o s ; ME HJ= =K; D9J =;= JI M= EM ALG =E :GJ 99 �G FKL ALM AYX G <9 .= Hb: DA;9 K= J=> AJ9 9G 0JA :MF 9D <= &MK LAY9 ;GE G_ J?X G; GE H=L =FL =H 9J9 K=M BMD ?9� E= FLG = D=K HG< =JX GK =J BMD ?9< GK HGJ GML JGK 0JA :MF 9AK < =K< =I M= J=K H=A L9< 9K 9A F�KLW F;A 9�= �9�E 9LZ JA9 ��T �G�I M=� =KL 9:= D=; =�9 �/b EM D9�� ��� <G� /0 "� ,G J>G JY9 <= 9ML GJA R9Y XG ;GF ;=< A<9 H=D G9 JL� ��� e �h <9 �" 9K �G FKL ALM AYa =K <GK !KL 9<G KH G<= E <=L =JE AF9 J9 ;GE H=L \F; A9 H9J 9H JG; =KK 9J =B MD? 9J H=J 9FL =G KJ =� KH= ;LAN GK 0JA :MF 9AK <= &MK LAY9 GML JGK ;9J ?GK G :K= JN9 F<G �K= GK HJA F;] HAG K; GFK LALM � ;AG F9A K FGL 9<9 E= FL= 9K AE =LJ A9 =FL J= GK ;9J ?GK GM >MF Ya= K ;GE GH G<= 9;G FL= ;=J ;GE �K= ;J= LUJ AGK �<= �!K L9< G�= �N= J=9 <GJ =K� 6. 2. 3 C o m p e t n ci a e m r a z o d o lu g a r �H _K N=J A>A; 9J 9K J=? 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MAF <G GE =KE GJ 9;A G;] FAG <9 @AH _L= K= <9 L=F L� 9LAN 9 GD =?A KD9 <GJ >AP GM 9; GE H=L \F; A9 <G DG; 9D GF< =9 ;GF L=; =M Gb DLAE G9 LG <= =P� =;M YXG <=F LJG <G �J9 KAD H9J 9BM D?9 E= FLG <GK ;JA E= KI M= MDL J9H 9KK =E 9> JGF L=AJ 9 ; @9� E9 <GK �m; JAE =K� 9�< AKLW F;A 9n� C a so o lt im o a to d e ex ec u o te n h a si d o re a li za d o fo ra d o B ra si l, se r co m p et en te o fo ro d o lo ca l em q u e o cr im e, em b o ra p a rc ia lm en te , te n h a p ro d u z- id o o u d ev er ia p ro d u zi r se u re su lt a d o (a rt . 7 0 , ¤ 2 h,d o C P P ): Z9 @AH _L= K= AFN =JK 9 <9 9FL =JA GJ� �I MA AFA ;AG M�K =9 =P= ;MY XG <G ;JA E= FG =PL =JA GJ L=F <G KA< GG J=K MDL 9<G 9H= F9K H9J ;A9 DE =FL =H JG< MRA <G FG �J9 KAD� �G EH =L= FL= K=J UG >GJ G< =KL =D G;9 D G M< G DG; 9D GF< =< =N= JA9 L=J KA< GH JG< MRA <G L9D J=K MDL 9<G ; 9KG F=E E= KE GM E9 H9J ;=D 9 <=D =�L= F@9 �G; GJJ A<G �=E �L=J JAL_ JAG �F9 ;AG F9D � ,G <= K=J F=; =KK UJA G <A9 FL= <G ;9K GI M= K= 9HJ =K= FL9 =K L9: =D= ;=J IM9 D; GE 9J; 9 Z9 ;GE H=L =FL =H 9J9 BMD ?9J 9A F>J 9YX G L=F <G =E NAK L9 IM= <M9 KG ME 9AK K= EG KLJ9 E =E HJA F;] HAG ; GE H=L =FL =K� 1LA DAR9 �K= = FLX G GA FKL ALM LG <9 p re ve n o I M= FGK L=J � EG K< G9 JL� �� <G �, , G;G JJ= mLG <9 N=R IM= ;G F;G JJ= F<G <GA KG ME 9AK BM] R=K A?M 9D� E= FL= ;GE H=L =FL =K GM ;GE BMJ AK< AYX G; ME MD9 LAN 9 M E <=D =K LAN =J 9FL =;= <A< G9 GK GML � JGK F9 HJU LA;9 <= 9D? 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P�� J=; GF@ =;A E= FLG <9 >9D KA< 9<= <= ME <G; ME =FL G� &M] RG H=F 9D� H9J 99 ;9J 9;L =JA R9Y XG� <G� ;JA E= �<= �MK G�< =�< G;M E= FLG �>9 DKG ��&M ]RG �H= F9D �� � �� � � 2 ) H et er o g n ea s: IM9 F<G H=J L=F ;=E 9G MLJ GJ 9E G< G AJ= ALG IM= FXG G< 9 IM= KLX GH JAF ;AH 9D� !P ��N =JA >A; 9YX G9 J=K H=A LG <9 N9D A<9 <= <G ;9K 9E =FL G� &M] RG ;]N =D� H9J 9�; 9J9 ;L= JAR 9YX G�< G�; JAE =�< =�: A?9 EA 9�� &M] RG� H=F 9D� � ��I M=K LXG �@= L=J G?\ F=9 �HG J�KM 9�N =R �<A NA< =�K =�= E� 9� o b ri g a t ri a �N 9A 9;G FL= ;=J IM9 F<G @GM N=J ;GF LJG NZJ KA9 KZJ A9 => MF< 9<9 9J =� KH= ALG �<G �=K L9< G�; ANA D�< 9K� H=K KG9 K� :� fa cu lt a ti va ��@ U�; GFL JGN ZJK A9�K G:J =�G MLJ 9�E 9LZ JA9 �H� �=P � �9 �HJ GHJ A=< 9<= � 7. 2 P ro ce ss o s in ci d en te s 7. 2. 1 E xc e e s !P ;=Y XG ZM E9 <=> =K9 HJG ;=K KM9 DI M= NAK 9V =PL AFY XG GM <AD 9L9 YXG <9 9YX G� = FGE AF9 E� K= H=J =E HL_ JA9 K9 IM= D9K IM= G:B =LAN 9E 9= PLA FYX G< GH JG; =KK G H=D 9J =K� GDM YXG <= KM9 IM= KLX G = <AD 9L_ JA9 K9 IM= D9K IM= G:B =LAN 9E 9H= F9K HJG JJG ?9J G; MJK G< G HJG ;=K KG� 7. 2. 1. 1 E xc e o d e s u sp e i o ( a rt s. 9 6 a 1 0 7 d o C P P ) T9 IM= D9< =KL AF9 <9 99 >9K L9J BMA RK MKH =ALG ;G FKA <=J 9<G H9J ;A9 D�+ K; 9KG K< =K MK� H=A YXG =KL XG FG 9JL �� �� <G �, ,� � =P; =YX G< =K MKH =AY XG K= FXG <=; GJJ =J <= ;9M K9 KMH =JN =FA =FL = < =N= HJ= ;=< =J 9L G<9 K9 KG MLJ 9K BU IM= K= LJ9 L9 <= <AK ;ML AJ9 H9J ;A9 DA< � 9<= <G BMD ?9< GJ �9J L�� �< G� ,, ��� KH 9JL =K HG< =JX G9 AF< 99 J?M AJK MKH =AY XG <= E= E� :JG K< G) AFA KLZ JAG ,b :DA ;G <= H=J ALG K A FLZ JHJ =L= K= >MF ;AG FUJ AGK <9 &MK LAY9 9D ZE <GK BMJ 9<G K < =N= F<G =KL 9K =J 9J? MA< 9G J9D E= FL= =< =;A <A< 9< =H D9F GH =DG BMA RH J=K A<= FL= <G� &bJ A� 7. 2. 1. 2 E xc e o d e in co m p e t n ci a d o J u z o ( a rt s. 1 0 8 e 1 0 9 d o C P P ) � =P; =YX G< =A F;G EH =L\ F;A 9Z 9IM =D9 <=K LAF 9<9 9; GJJ A?A J9 ;GE H=L \F; A9 <G &M] RG >AP 9<9 =JJ GF= 9E =FL =� -M 9F< GK =L J9L 9J <= ;GE H=L \F; A9 L=J JALG JA9 D < =N= K=J GHG KL9 FG HJ9 RG <9 J=K HGK L9 V9 ;MK 9YX G ME 9N =R IM= K= <U 9A F;G EH =L\ F;A 9J =D9 LAN 9� � � � � K= >GJ =E J9R XG <9 E9 LZJ A9 == E J9R XG <9 >MF YXG F XG @9N =JU ;GF N9D A<9 YXG H G<= F<G K=J �9J ?MA <9� 9�I M9D IM= J�L= EH G�� AF; GE H=L \F; A9�9 :KG DML 9�� 7. 2. 1. 3 E xc e o d e il e g iti m id a d e d e p a rte ( a rt . 1 1 0 d o C P P ) �H =K9 J< =@ 9N= JH GKA ;AG F9E =FL G; GFL JUJ AG F9 <GM LJAF 9 G =FL =F< AE =FL GH J=N 9D� =;= FL= ZG <= IM= Z; 9:] N=D 9= P;= YXG L9F LG =E J=D 9YX GV AD=? ALAE A<9 <= a d ca u sa m �LAL � MD9 JA< 9<= <G <AJ =ALG <= 9YX G� IM9 FLG =E J=D 9YX GV AD=? ALAE A<9 <= a d p ro ce ss u m �;9 H9� ;A< 9<= �HJ G;= KKM 9D� � 7. 2. 1. 4 E xc e o d e li tis p e n d n ci a e d e c o is a ju lg a d a ( a rt . 1 1 0 d o C P P ) +; GJJ =9 DALA KH= F<\ F;A 9I M9F <G @U A<= FLA <9< == FLJ =9 Ya= K�� =P; =YX G< =D ALAK � H=F <\F ;A9 L=J UD M?9 JI M9F <G K= N=J A>A; 9J IM= =KL XG =E ;MJ KG <M9 K9 Ya= KA< \FL A;9 K�& U 9< =; GAK 9B MD? 9<9 9HJ =K= FL9 JU A<= FLA <9< == FLJ =M E9 9YX G= E ;MJ KG =G MLJ 9I M= BU >GA <=; A<A <9� <=> AFA LAN 9E =FL =� 7. 2. 2 C o n fli to d e ju ri sd i o ( a rt s. 1 1 3 a 1 1 7 d o C P P ) 0= E� K= G; @9E 9<G ;GF >DAL G< =B MJA K<A YXG IM9 F<G �G ME 9AK BM] R=K ;GF KA< =J9 E� K= ;GE H=L =FL =K l; GF> DALG HGK ALAN Gl GM AF; GE H=L =FL =K l; GF> DALG F=? 9LAN Gl H9J 9BM D� ?9J ME 9; 9MK 9 GM 9AF <9 IM9 F<G @U ;GF LJG NZJ KA9 KG: J= MFA <9< =< =& M]R G MFA XG GM K=H 9J9 YXG �<= �HJ G;= KKG K� 7. 2. 3 R e st itu i o d e c o is a s a p re e n d id a s (a rt s. 1 1 8 a 1 2 4 d o C P P ) �K ;GA K9K IM= >GJ =E 9HJ ==F <A< 9K =E <=; GJJ \F; A9 <9 AF> J9Y XG H=F 9D ;GE =LA< 9 <=N =JX GH =JE 9F= ;=J NAF ;MD 9<9 K9 GH JG; =KK G9 LZ GL JWF KALG =E BMD ?9< GG M= FIM 9FL G9 =D= AFL =J= KK9 J=E �9J L�� �� <G �, ,�� *X GK =JX GJ =KL ALM ]<G K K9D NG K= H=J L=F ;=J =E 9G D=K 9<G GM 9G L=J ;=A JG <= :G9 �>Z G KAF KLJM E= FLG K< G; JAE = K= K=M >9: JA; G 9DA= F9Y XG MKG H GJL =G M< =L= FYX G; GFK LALM 9E 9LG AD]; ALG = GH JG< MLG <G ;JA E= G MI M9D IM= J: =E � �� � � GM N9D GJ IM= ;GF KLAL M9 HJG N=A LG 9M> =JA <G H=D G9 ?=F L= ;GE 9H JUL A;9 <G ;JA E= �9J L�� � %% � <G� �, �� 7. 2. 4 M e d id a s a ss e cu ra t ri a s (a rt s. 1 2 5 a 1 4 4 d o C P P ) /XG E= <A< 9K ;9M L=D9 J=K H J=N AKL9 KH =DG �_ <A? G IM= L\E HGJ G:B =LAN G9 KK= ?MJ 9J 9J =H9 J9Y XG <G <9F G; 9MK 9<G H=D G; JAE =V N]L AE 9� �G FKA KL= E L9AK E= <A< 9K =E N=J � <9< =AJ GA FKL JME =FL GF XG K_ H9J 9? 9J9 FLA JI M= 9N ]LAE 9K =B9 AF< =FA R9< 9 ; GE GL 9E :ZE H9J 9; GA: AJG =FJ AIM =;A E= FLG AD]; ALG <G ;JA EA FGK G� /XG �9 KE =<A <9K 9KK =;M J9L _JA 9K HJ= NAK L9K =E FGK KG �_ <A? G< =, JG; =KK G, =F9 D� GK =IM =KL JG 9@ AHG L=; 9D =?9 D= G 9JJ =KL G� 7. 2. 4. 1 S e q u e st ro ( a rt s. 1 2 5 a 1 3 3 d o C P P ) %F; A<A JU GK =IM =KL JG KG: J= :=F KE _N= AK= AE _N= AK <=K <= IM= @9B 9> MF< 9<9 KMK � H=A L9 <= L=J =E =D= KK A<G 9<I MAJ A<G K; GE GH JG< MLG <G ;JA E= E =KE GI M= BU L=F @9E KA< GL J9F K>= JA< GK 9L =J; =AJ G� ,G <= K=J <=; J=L 9<G <= G>] ;AG H=D GB MAR H GJ J=I M=J AE =FL G <G G>= F<A <G GM <G )A FAK LZJ AG ,b :DA ;G GM 9AF <9 HGJ J=H J=K =FL 9YX G< 99 MLG JA< 9<= HGD A� ;A9 D �F 9�> 9K= �<= �AF IMZ JALG �GM �<M J9F L=�9 �9Y XG� H=F 9D� 7. 2. 4. 2 H ip o te ca le g a l ( a rt s. 1 3 3 a 1 3 6 d o C P P ) )= <A< 9I M= J=; 9AK G:J =: =FK AE _N= AK< G9 MLG J< G; JAE = N AK9 F<G 9KK =?M J9J N9D � GJ H9J 99 J=H 9J9 YXG <G <9F G; 9MK 9<G VN ]LAE 9= =N= FLM 9D H9? 9E =FL G< =E MDL 9= <=K H=K 9K HJG ;=K KM9 AK� +K :=F K= E IM= KLX GK XG GK G:L A<G KD A;AL 9E =FL = HGA KG K9 <� IMA JA< GK <= >GJ E9 AD]; AL9 ;GE GN AKLG =K LXG KMB =ALG K9 GK =IM =KL JG� ,9J 9I M= 9@ AHG L=; 9 D=? 9D K=B 99 <GL 9<9 Z HJ= ;AK GI M= @9B 9; =JL =R9 <9 =PA KL\ F;A 9< G; JAE == AF< ];AG KK M>A � ;A= FL= K�< =�9 MLG JA9 �HG <=F <G� =KK 9�E =<A <9� AF; A<A J�= E� IM9 DIM =J� >9K =�< G�H JG; =KK G� 7. 2. 4. 3 A rr e st o ( a rt s. 1 3 7 a 1 3 9 d o C P P ) 0J9 L9� K= <= E= <A< 9K =E =D@ 9FL =V @AH GL= ;9 D=? 9D J=; 9AF <G ;GF LM< G KG: J= :=F K E_ N=A K< G9 ?=F L= IM= FXG K=B 9E F=E L=F @9E KA< GG :LA <GK ;GE GH JG< MLG <G ;JA E= � � �� � � ,G <=E K=J G:B =LG <= 9JJ =KL GG K: =FK H=F @GJ UN= AK� ,9J 99 9<G YXG <9 E= <A< 9 KXG F=� ;=K KUJ AGK �9�H JGN 9�< 9�= PAK L\F ;A9 �<G �;J AE =�= �AF <]; AGK �KM >A; A=F L=K �<= �9M LGJ A9� 7. 2. 5 In ci d e n te d e f a ls id a d e ( a rt s. 1 4 5 a 1 4 8 d o C P P ) T AFK L9M J9< GG HJG ;=< AE =FL GA F;A <=F L9D <= >9D KA< 9<= IM9 F<G @GM N=J KMK H=A L9 9;= J;9 <9 A<G F=A <9< =< =M E <G; ME =FL GB MFL 9<G 9GK 9ML GK� ,G <= K=J J=I M=J A<G HGJ =K� ;JA LG H=D GJ ZM H=D 9N ]LAE 9 H =DG )A FAK LZJ AG ,b :DA ;G GM 9AF <9 <=; J=L 9<G <= G>] ;AG H=D G BMA R� %FK L9M J9< GG AF; A<= FL= I M= <=N =JU K=J 9ML M9< G= E 9H9 JL9 <G 9H 9JL =; GFL JUJ A9 <=N =JU G>= J=; =J KM9 J=K HGK L9 =E �� @GJ 9K� = HGA K K =JU 9:= JLG HJ9 RG <= �< A9K H9J 9 ;9< 9H 9JL = K M;= KKA N9E =FL = H JG< MRA JH JGN 9�. =9D AR9 <9K =N= FLM 9AK <AD A?\ F;A 9K K=? MAJ U 9< =;A KXG �. =;G F@= ;A< 99 >9D KA< 9<= G K< G;M E= FLG KK =JX G< =K= FLJ 9F@ 9<G K= J=E =LA< GK 9G� )A FAK LZJ AG� ,b :DA ;G� H9J 9�9 HMJ 9YX G�< =�= N=F LM9 D�;J AE =�< =�> 9DK A<9 <=� 7. 2. 6 In ci d e n te d e in sa n id a d e m e n ta l d o a cu sa d o (a rt s. 1 4 9 a 1 5 4 d o
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