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History and development of local anaesthesia Page 1 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 Publisher: Oxford University Press Print Publication Date: Nov 2012 Print ISBN-13: 9780199586691 Published online: Nov 2012 DOI: 10.1093/med/9780199586691.001.0001 Chapter: History and development of local anaesthesia Author(s): Tony Wildsmith DOI: 10.1093/med/9780199586691.003.0001 Oxford Medicine Principles and Practice of Regional Anaesthesia (4 ed.) Edited by Graeme McLeod, Colin McCartney, and Tony Wildsmith History and development of local anaesthesia The first steps The possible production of local anaesthesia by this or by other means, is certainly an object well worthy of study and attainment. Surgeons everywhere seem more and more acknowledging the facility, certainty, and safety with which the state of general anaesthesia can be produced at will before operating, as well as the moral and professional necessity of saving their patients from all requisite pain. But if we could by any means induce a local anaesthesia, without that temporary absence of consciousness, which is found in the state of general anaesthesia, many would regard it as a still greater improvement in this branch of practice. If a man, for instance, could have his hand so obtunded that he could see, but not feel, the performance of amputation upon his own fingers, the practice of anaesthesia in surgery would, in all likelihood, advance and progress even still more rapidly than it has done. This striking commentary was published by James Young Simpson (Figure 1.1) in 1848, decades before local anaesthesia became a practical possibility, and his paper describes his History and development of local anaesthesia Page 2 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 (unsuccessful) experiments with the topical application of various liquids and vapours (Simpson 1848). Because it was published less than 2 years after Oliver Wendell Holmes had suggested the word ‘anaesthesia’ to William Morton, it probably represents the first use of the term ‘local anaesthesia’. However, Simpson was aware that his were far from being the first attempts to produce peripheral insensibility because the paper refers to some ancient methods (which he considered ‘apocryphal’) and to Moore’s method of nerve compression (Figure 1.2) which had been used with some success towards the end of the 18th century. Figure 1.1 James Young Simpson. Photograph courtesy of the Royal Medical Society. History and development of local anaesthesia Page 3 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 Figure 1.2 James Moore’s method of nerve compression. In direct response to Simpson’s paper James Arnott proposed that cold, produced by the application of ice and salt mixtures, would be effective, but his technique was rather cumbersome (Bird 1949). Another eminent Victorian interested in producing local anaesthesia was Benjamin Ward Richardson (Figure 1.3) who experimented with electricity before trying the effect of cold (Richardson 1866). As with nerve compression, reports of the numbing effect of cold go back to antiquity, the best known being by Napoleon’s surgeon, Baron Larrey. Richardson’s work culminated in the introduction of the ether spray (Figure 1.4), which worked by evaporation and was the only practical method of local anaesthesia until the local action of cocaine was fully appreciated. Ethyl chloride supplanted ether as the cooling agent after 1880. Figure 1.3 Benjamin Ward Richardson. Photograph from Disciples of Aesculapius. Figure 1.4 Richardson’s ether spray. History and development of local anaesthesia Page 4 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 The development of the hypodermic syringe and needle was an important prerequisite for local anaesthesia by injection, but these items evolved over many years so their introduction cannot be ascribed to any one person. However, Alexander Wood (Figure 1.5), an Edinburgh contemporary of Simpson, was, in 1853, the first to combine them for hypodermic medication (Figure 1.6). Wood was interested in the treatment of neuralgia and he reasoned that morphine might be more effective if it were injected close to the nerve supplying the affected area (Wood 1855). Although morphine may have some peripheral actions, the effect of Wood’s morphine was probably central, but he was nevertheless the first to think of the possibility of producing nerve block by drug injection and he has been called the ‘father-in-lore’ of local anaesthesia—all he lacked was an agent which worked locally. Figure 1.5 Alexander Wood. Photograph courtesy of the Royal Medical Society. Figure 1.6 Syringe devised by Wood. Photograph courtesy of the Royal College of Surgeons of Edinburgh. The introduction of cocaine The events leading to the introduction of cocaine, the alkaloid in the leaves of Erythroxylon History and development of local anaesthesia Page 5 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 coca, into clinical practice began shortly after Wood’s experiments with local morphine injection. Sporadic reports of the systemic effects of chewing the leaves had reached Europe from the time of the Spanish conquest, but it was not until 1857 that Montegazza gave the first detailed description of these actions. Prior to that, Gaedke had extracted some reddish crystals, but it was Niemann in 1860 who produced pure white crystals which he named cocaine. Niemann noted that these crystals produced numbness of the tongue, an observation subsequently confirmed by several other workers. Alexander Hughes Bennett was the first to demonstrate (in animals) that injection of cocaine produces sensory block, but, as with the work of others, the significance of his observation was not appreciated (Wildsmith 1983). During this time cocaine came to be looked upon as a universal panacea and was even used to treat morphine addiction. This latter use attracted the attention of Sigmund Freud, who reviewed the literature and started a programme of research on the drug’s systemic effects. In this he was assisted by his friend Carl Koller (Figure 1.7), another young graduate of the Vienna medical school also working part-time in Stricker’s research laboratories. Koller hoped to become an ophthalmologist and, having heard from his teacher—Ferdinand Arlt—of the disadvantages of general anaesthesia for eye surgery, he had applied a variety of agents to the conjunctivawithout success (Wildsmith 1984). However, not even Koller appreciated the significance of the reports of local insensibility until a chance comment from a colleague made him realize that he had in his possession the local anaesthetic agent for which he had been searching (Becker 1963). Experiments, firstly with animals, then on himself and colleagues, led on to clinical trials during the summer of 1884. A preliminary communication was read (by a colleague—Joseph Brettaur—because Koller could not afford the trip) at the Heidelberg meeting of the German Ophthalmological Society on 15 September 1884, and from there the news spread with amazing speed. Figure 1.7 Carl Koller. Photograph courtesy of Mrs Hortense Koller Becker. History and development of local anaesthesia Page 6 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 Immediate developments The full account of his work (Koller 1884) appeared shortly after, and many others reported their experience before the end of the year. Although there is evidence (Faulconer & Keys 1965) that William Burke may have absolute priority for the first nerve block (performed before the end of November 1884), credit is usually given to William Halsted and Richard Hall of New York. Before the end of 1885 they had blocked virtually every peripheral somatic nerve, including the brachial plexus, and had demonstrated the effectiveness of such methods (Boulton 1984). Central neural block may be considered to have been performed almost as early. We will never know for certain whether the New York neurologist, Leonard Corning, produced epidural or subarachnoid block in 1885, but there is no doubt that at that early stage he deliberately injected cocaine between the posterior spinous processes of both a dog and a patient and produced block of the lower half of the body. Although he suggested that it might be used in surgery, no further development took place until the end of the century. In 1891, Quincke in Kiel, Germany, showed that lumbar puncture was a practical procedure, and it was in the same centre that August Bier performed the first spinal blocks for surgery in 1898. However, Bier abandoned the technique before he had gained much experience with it, and it was Tuffier, working independently in Paris, who was responsible for popularizing the method in Europe. In the USA Tait, Caglieri, and Matas were the early pioneers. Pharmacological advances The major factor in Bier’s decision to abandon spinal anaesthesia was the toxicity of cocaine. It was also difficult to sterilize, brief in duration, and had exacted a terrible price from pioneers like Halsted and Hall who became addicted to it as a result of self-experimentation. Because of these factors the early use of cocaine was largely limited to topical application. Later, Schleich in Germany and Reclus in France developed safe dose regimens for, and popularized, infiltration anaesthesia. Braun increased its duration and reduced its toxicity, first by the use of a tourniquet and later by adding adrenaline to the solution. However, widespread use of local methods had to await the introduction of safer drugs. Niemann, in his pioneer work, had hydrolysed benzoic acid from cocaine and it was the search for other benzoic acid esters that produced new local anaesthetics. Amylocaine (Stovaine) was introduced in 1903 and was popular for spinal anaesthesia until it was shown to be irritant, but it was the development of procaine by Einhorn in 1904 that was the really significant advance. Its low toxicity, lack of addictive properties, and relative stability ensured its popularity for the techniques already in use, and made feasible the development of new ones for which larger doses of drug were required. Procaine is still far from ideal because it hydrolyses when heated in solution, has a short duration of action, and may induce allergic reactions. Many agents were tried, but the only others to become well established were amethocaine and cinchocaine. Both are potent and toxic, but were well suited to spinal anaesthesia for which they became widely used. Chloroprocaine is the only ester-type drug to be developed successfully in more recent times, but even it is of relatively limited availability. The 1930s saw the start of the next major advance. Trying to synthetize the alkaloid gramine, Erdtman, a Swedish chemist believing in History and development of local anaesthesia Page 7 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 the importance of the senses in analysis, tasted one of the substances which had been produced. The significance of the ensuing numbness was appreciated and the search for a clinically useful derivative was pursued by Nils Lofgren, who synthesized lidocaine in 1943. Perhaps almost as important was Lofgren’s systematic study of a whole range of compounds (Lofgren 1948), so laying the foundations for all subsequent studies of local anaesthetic drugs. From these studies have come derivatives of lidocaine such as mepivacaine, prilocaine, bupivacaine, and ropivacaine. While the introduction of these agents has considerably widened the scope of local anaesthesia, they are essentially variations on a theme. Since the development of lidocaine the most important work has been in the field of membrane physiology. Many workers have contributed to this, the most notable being Hodgkin and Huxley. Use of apparatus such as the voltage clamp has produced major advances in our knowledge of the mechanism of nerve conduction and its block by drugs at the molecular level. This has yet to lead to the development of new drugs, but the research continues to examine ever more detailed aspects of the transmission of nerve impulses (see Chapter 6). Concurrent studies of the pharmacokinetics of local anaesthetic drugs have made a more practical contribution to our knowledge because they have indicated the most appropriate doses and agents for the various techniques. They have thus played an important part in basing clinical local anaesthesia on sound scientific principles. In more recent years, pharmaceutical research has led to the development of novel ways of delivering local anaesthetics. The first local anaesthetic preparation to be effective on application to intact skin (EMLA—the eutectic mixture of local anaesthetics) is a classic example, and depot preparations (such as liposomal local anaesthetics) continue to be evaluated. Developments in technique As has been mentioned, most local techniques had been described by 1900, even if they were not widely used. In 1906, Sellheim introduced paravertebral and intercostal block, and 2 years later Bier, taking advantage of the low toxicity of procaine, developed his technique of intravenous regional anaesthesia. Another important development at this time was Barker’s description of the way in which the curves of the lumbar spine and gravity interact to affect the spread of intrathecally injected solutions. Epidural block is very much a product of the 20th century. The sacral approach, described independently by Sicard and Cathelin in 1901, was used by Stoeckel for analgesia during vaginal delivery in 1909. The lumbar approach was first described by Pages in Spain in 1921, but he died soon afterwards and the technique was ‘rediscovered’ and popularized by Dogliotti in Italy a decade later.The lumbar approach was first used in labour in 1938 by Graffagnino and Seyler, and Massey Dawkins performed the first epidural in Britain in 1942. Most other subsequent advances in technique may be looked upon as being refinements or rediscoveries of techniques which had been described previously. This is not to deny the importance of these later authors because they did a great deal to improve and popularize the practice of local anaesthesia. One important technical development which does deserve specific mention is the introduction of catheter methods. Continuous spinal anaesthesia was introduced in the USA in 1940 by Lemmon who left the spinal needle in situ (projecting through a gap in the operating table) and connected it to a length of rubber tubing for the repeat History and development of local anaesthesia Page 8 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 injections. In 1945, Tuohy described his needle for the insertion of a catheter into the subarachnoid space, and in 1949 Curbelo adapted it for lumbar epidural block, although the first continuous epidural blocks are attributed to Hingson and Edwards who used the caudal route in 1942. The popularity and use of local anaesthesia Ever since Koller’s original work, the popularity of local anaesthesia has waxed and waned, like that of many other medical developments. The announcement of his work produced a massive wave of enthusiasm, which was tempered as the problems of cocaine became appreciated. The first resurgence of interest came with the introduction of safer drugs at the beginning of the century, and the second as a result of the efforts of Labat, Lundy, Maxson, Odom, and Pitkin in the USA in the years between the two world wars. In Britain at the same time, general anaesthesia was preferred, perhaps because it was usually administered by doctors who, though rarely specialists, were entirely responsible for its conduct and achieved acceptable standards. By contrast, local and regional techniques, if they were used at all, were performed by the surgeon, whose interest and attention were divided between anaesthetic and operation so that the methods were not seen to best advantage. Nevertheless, when the examination for the Diploma in Anaesthesia was instituted in 1935, the curriculum included local techniques. This, together with the establishment of anaesthesia as an independent speciality within the British National Health Service in 1948, did much to encourage use of the methods. Unfortunately, the years between 1950 and 1955 saw a sharp decrease in the use of local, particularly spinal, anaesthesia in Britain. The many contemporary advances in general anaesthesia were partly responsible because they encouraged the belief that a local technique was unnecessary, but more important was the fear of severe neurological damage. The 1950 report ‘The grave spinal cord paralyses caused by spinal anesthesia’ by a British- trained New York neurologist, Foster Kennedy (Kennedy et al. 1950), was followed by the Woolley and Roe case (Cope 1954, Hutter 1990), and the use of local anaesthesia all but died out. That it did not do so entirely was due to anaesthetists such as Macintosh, Gillies, Dawkins, Doughty, Lee, and Scott who were prepared to advocate, use, and teach local techniques, and to encourage formal research into their features. Subsequently, many reports appeared describing very large numbers of cases without neurological sequelae, and local anaesthesia became re-established in British practice during the 1980s, although concerns about sequelae have persisted, particularly in patients receiving antithrombotic drugs. There were more positive influences. The advantages of lidocaine and its derivatives—potent, predictable, heat-resistant, and virtually free of allergic side effects—should not be underestimated. The introduction of bupivacaine was particularly important because its long duration of action allows repeated injection with relatively little risk of cumulative toxicity. This was a major factor in the increased use of continuous epidural techniques in labour where local techniques are very appropriate because they are effective and exert minimal effects on the child. Anaesthetists observing these benefits were encouraged to try them in other areas, especially as they became aware that general anaesthesia cannot provide the ideal answer to every anaesthetic problem. The formation of the American (1975) and European (1982) Societies of Regional Anaesthesia were important in providing platforms where clinicians could History and development of local anaesthesia Page 9 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 hear the issues debated and obtain the necessary theoretical education. Regional techniques are of value in blocking afferent stimuli after any type of surgery, reducing both the pain and stress suffered by the patient, with the approach even extending today to cardiac surgery, but the concept is far from new. As early as 1902, Harvey Cushing was advocating the combination of local with general anaesthesia to reduce surgical ‘shock’, a concept which was developed by Crile into ‘anoci-association’. The term ‘balanced anaesthesia’ often implies the triad of sleep (using the inhalational or intravenous route), profound analgesia with opioid drugs, and muscle relaxation by neuromuscular block, but when Lundy first used the term in 1926 the second and third components were produced by a local block. This combination has now developed into the ‘fast-track’ approach where high- quality pain relief allows rapid mobilization and early discharge even after major surgery. There have been other advances which, although more difficult to quantify, have directly or indirectly helped the cause of local anaesthesia in the last 50 years. For example, developments in the field of medical plastics have resulted in safe and reliable syringes, catheters, and filters; and the anaesthetist can select from a wide variety of sedative and anxiolytic drugs which, carefully used, can greatly improve the patient’s acceptance of a nerve block. Of great importance has been the understanding of the effects, and treatment, of sympathetic block. Ephedrine became available in 1924 and was first used to treat hypotension during spinal anaesthesia in 1927, but readily available intravenous fluids and equipment for their administration came later. Recent developments Over the last 20 years, as regional techniques have been used more widely, there have been a number of attempts to ‘prove’ that they have a positive impact on the outcomes of surgery. These issues are considered in Chapter 2, but fundamental difficulties have been recruiting sufficiently large numbers of patients to produce a study of sufficient ‘power’ and, possibly more important, ensuring that those managing the patients have equal competence in managing the surgery with and without a block. Significant reductions in postoperative pain are easy to demonstrate, and no study has even suggested that the outcome may be worse when regional methods are used, but it is difficult to draw valid comparisons when the regional technique is less than fully effective in a large proportion of the patients who are supposed to receive it (Rigg et al. 2002). As noted earlier, there have been concerns aboutthe risks of major sequelae, especially after central nerve block, but an UK-wide audit of such problems suggested that the incidence is much lower than some had feared (Cook et al. 2009). These worries did encourage wider use of more peripheral blocks such as paravertebral for thoracotomy, interpleural, subcostal, rectus sheath, and transversus abdominis plane blocks for abdominal surgery, and femoral/sciatic block and intra-articular techniques for lower limb arthroplasty. The French led in the development of peripheral nerve stimulation techniques, but this method is being displaced by the other major, recent driver to the increased use of regional techniques, the availability of portable ultrasound devices for the identification of the precise position of target nerves prior to injection. There is much enthusiasm for their use, but their efficacy is not yet clearly proven, although technical advances and greater experience may soon confirm that they increase success rates and decrease the risk of complications. History and development of local anaesthesia Page 10 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 Overview Ever since the first recognition of the significance of the local effects of cocaine the popularity of local and regional methods of anaesthesia has varied considerably. New drugs, techniques, and equipment have all stimulated enthusiasm and usage, but the risk of complications, sometimes related to other aspects of patient care such as thromboprophylaxis, balance the equation. This is sometimes over-simplified and presented as a ‘regional versus general’ anaesthesia debate, but the real issues are to identify how a regional technique may contribute to a patient’s care and then perform the block in such a way so as to both maximize efficacy and minimize complications. This is the underlying theme for all which follows. Further reading Ellis ES (1946). Ancient anodynes: primitive anaesthesia and allied conditions. London: Heinemann. Liljestrand G (1971). The historical development of local anesthesia. In Lechat P (Ed) International encyclopedia of pharmacology and therapeutics, vol 1, pp. 1–38. New York: Pergamon. On-line resource http://www.histansoc.org.uk Proceedings of the History of Anaesthesia Society. References Becker HK (1963) Carl Koller and cocaine. Psychoanalytic Quarterly 32: 309–73. Bird HM (1949) James Arnott, M.D. (Aberdeen) 1797–1883: A pioneer in refrigeration anaesthesia. Anaesthesia 4: 10–17. Boulton TB (1984) Classical file. Survey of Anesthesiology 28: 150–2. Cook TM, Counsell D, Wildsmith JAW (2009) Major complications of central neuraxial block: report on the Third National Audit Project of the Royal College of Anaesthetists. British Journal of Anaesthesia 102: 179–90. Cope RW (1954) The Woolley and Roe case. Anaesthesia 9: 249–70. Faulconer A, Keys TE (1965) Foundations of Anesthesiology, vol II, pp. 769–845. Springfield, IL: Charles C Thomas. Hutter CDD (1990) The Woolley and Roe case: A reassessment. Anaesthesia 45: 859–64. Kennedy FG, Effron AS, Perry G (1950) The grave spinal cord paralyses caused by spinal anesthesia. Surgery, Gynecology and Obstetrics 91: 385–98. Koller C (1884) On the use of cocaine for producing anaesthesia of the eye. Lancet ii: 990–2. History and development of local anaesthesia Page 11 of 11 PRINTED FROM OXFORD MEDICINE ONLINE (www.oxfordmedicine.com). (c) Oxford University Press, 2014. All Rights Reserved. Under the terms of the l icence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Medicine Online for personal use (for details see Privacy Policy).date: 20 November 2014 Lee JA, Atkinson RS (1978) Sir Robert Macintosh’s Lumbar Puncture and Spinal Analgesia: Intradural and Extradural, 4th edn pp. 179–81. Edinburgh: Churchill Livingstone. Lofgren N (1948) Studies on Local Anesthetics: Xylocaine, a New Synthetic Drug. Worcester, MA: Morin Press [reprinted]. Richardson BW (1866) On a new and ready method of producing local anaesthesia. Medical Times and Gazette I: 115–17. Rigg JR, Jamrozik K, Myles PS, et al. (2002) Epidural anaesthesia and analgesia and outcome of major surgery: a randomised trial. The MASTER Anaesthesia Trial Study Group. Lancet 359: 1276–82. Simpson JY (1848) Local anaesthesia, notes on its production by chloroform etc in the lower animals, and in man. Lancet ii: 39–42. Wildsmith JAW (1983) Three Edinburgh men. Regional Anesthesia 8: 1–5. Wildsmith JAW (1984) Carl Koller (1857–1944) and the introduction of cocaine into anesthetic practice. Regional Anesthesia 9: 161–4. Wood A (1855) New method of treating neuralgia by the direct application of opiates to the painful points. Edinburgh Medical Journal 82: 265–81.
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