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The Behavioral and Brain Sciences Editor Stevan Harnad 20 Nassau St., Suite 240 Princeton, NJ 08542 Assistant Editor Helaine Randerson Associate Editors Behavioral Biology Jack P. Hailman/U. Wisconsin Hubert Markl/Universität Konstanz Biosocial Behavior Glendon Schubert/U. Hawaii, Manoa Cognition and Artificial Intelligence Zenon Pylyshyn/U. Western Ontario Cognitive Development Annette Karmiloff-Smith/MRC, London and MPI, Nijmegen Cognitive Neuroscience Lynn Nadel/U. California, Irvine Developmental Psychology Charles J. Brainerd/University of Alberta Evolutionary Biology Michael T. Ghiselin/California Academy of Sciences Experimental Analysis of Behavior A. Charles Catania/U. Maryland, Baltimore County History and Systems Julian Jaynes/Princeton Language and Cognition Peter Wason/University College, London Language and Language Disorders Max Coltheart/U. London Neurobiology Graham Hoyle/U. Oregon Neuropharmacology Susan D. Iversen/Mercke Sharp and Dohme, Ltd. 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Institutional or ders may be sent to a bookseller or, in the U.S.A. and Cana da direct to: Cambridge University Press, 32 East 57 Street, New York, N.Y. 10022; in the U.K. and rest of the world to: Cambridge University Press, The Edinburgh Building, Shaftesbury Road, Cambridge CB2 2RU, England. Indi viduals must order direct from the Press. Second class postage paid at New York, N.Y. and at additional mailing offices. Postmaster: send address changes in the U.S.A. and Canada to The Brain and Behavioral Sciences, Cambridge University Press, 32 East 57 Street, New York, N.Y. 10022. Advertising Inquiries about advertising should be sent to the Journals Promotion Department of the Cambridge or New York Office of Cambridge University Press. © Cambridge University Press 1984 Contents Volume 7:4 December 1984 CANONICAL PAPERS OF B. F. SKINNER A. C. Catania, S. Harnad, editors Introduction Catania, A. C. The operant behaviorism of B. F. Skinner 473 Skinner, B. F. Selection by consequences 477 Open Peer Commentary Barlow, G. W. Skinner on selection - A case study of intellectual isolation 481 Bolles, R. C. On the status of causal inodes 482 Boulding, K. E. B. F. Skinner: A dissident view 483 Campbell, C. B. G. Behaviorism and natural selection 484 Dahlbom, B. Skinner, selection, and self-control 484 Dawkins, R. Replicators, consequences, and displacement activities 486 Donahoe, J. W. Skinner - The Darwin of ontogeny? 487 Gamble, T. J. The wider context of selection by consequences 488 Ghiselin, M. T. The emancipation of thought and culture from their original material substrates 489 Hallpike, C. R. Fitting culture into a Skinner box 489 Harris, M. Group and individual effects in selection 490 Honig, W. K. On the stabilization of behavioral selection 491 Katz, M. J. Cause and effect in evolution 492 Maynard Smith, J. A one-sided view of evolution 493 Plotkin, H. C. & Odling-Smee, F. J. Linear and circular causal sequences 493 Provine, R. R. Contingency-governed science 494 Rosenberg, A. Fitness, reinforcement, underlying mechanisms 495 Rumbaugh, D. M. Perspectives by consequences 496 Schull, J. Selectionism, mentalisms, and behaviorism 497 Solomon, P. R. Bridges from behaviorism to biopsychology 498 Stearns, S. C. Selection misconstrued 499 Timberlake, W. Selection by consequences: A universal causal mode? 499 Vaughan, W. Jr. Giving up the ghost 501 Wyrwicka, W. Natural selection and operant behavior 501 Author’s Response Skinner, B. F. Some consequences of selection 502 Skinner, B. F. Methods and theories in the experimental analysis of behavior 511 Open Peer Commentary Roberts, S. What then should we do? 532 Deitz, S. M. Real people, ordinary language, and Rozeboom, W. W. The dark side of Skinnerian natural measurement 524 epistemology 533 Luce, R. D. Behavior theory: A contradiction in Sayre, K. M. Current questions for the science of terms? 525 behavior 535 Mackenzie, B. The challenge to Skinner’s theory of Schagrin, M. L. Theories and human behavior 536 behavior 526 Shimp, C. P. The question: Not shall it be, but which M arriott, F. H. C. The role of the statistician in shall it be? 536 psychology 527 Sosa, E. Behavior, theories, and the inner 537 Millward, R. Cognitive science: A different approach Townsend, J. T. Psychology: Toward the mathematical to scientific psychology 527 innerman 539 Moravcsik, J. M. E. Should we return to the Wolins, L. Behavioral and statistical theorists and laboratory to find out about learning? 529 their disciples 540 Nelson, R. J. Skinner’s philosophy of method 529 Nicholas, J. M. Lessons from the history of science? 530 Author’s Response Richelle, M. N. Are Skinner’s warnings still relevant Skinner, B. F. Theoretical contingencies 541 to current psychology? 531 Skinner, B. F. The operational analysis of psychological terms 547 Open Peer Commentary Bennett, J. Stimulus-response meaning theory 553 Brinker, R. P. & Jaynes, J. Waiting for the world to make me talk and tell me what I meant 554 Danto, A. C. Skinner on the verbal behavior of verbal behaviorists 555 Dennett, D. C. Wishful thinking 556 G arrett, K. R. Private reference 557 Graham, G. Sensation and classification 558 Harzern, P. Operationism, smuggled connotations, and the nothing-else clause 559 Hineline, P. N. What, then, is Skinner’s operationism? 560 Hocutt, M. Skinner on sensations 560 Kenrick, D. T. & Keefe, R. C. Social traits, self observations, and other hypothetical constructs 561 Lowe, C. F. The flight from human behavior 562 Stalker, D. & ZifT, P. B. F. Skinner’s theorizing 569 Meehl, P. E. Radical behaviorism and mental events: Terrace, H. S. A behavioral theory of mind? 569 Four methodological queries 563 Wright, C. On the operational definition of a Moore, J. On Skinner’s radical operationism 564 toothache 571 Place, U. T. Logic, reference, and mentalism 565 Zuriff, G. E. Radical behaviorism and theoretical Rachlin, H. Mental, yes. Private, no. 566 entities 572 Ringen, J. D. B. F. Skinner’s operationism 567 Robertson, L. C. There is more than one way to Author’s Response access an image 568 Skinner, B. F. Coming to terms with private events 572 Skinner, B. F. An operant analysis of problem solving Open Peer Commentary Cohen, L. J. On the depth and fit of behaviorist explanation 591 Dodwell, P. C. Can we analyze Skinner’s problem solving behavior in operant terms? 592 Feldman, J. A. Learning from instruction 593 Grossberg, S. The microscopic analysis of behavior: Toward a synthesis of instrumental, perceptual, and cognitive ideas 594 H arré, R. Psychology as moral rhetoric 595 Hogarth, R. M. On choosing the “right” stimulus and rule 596 Hunt, E. A case study of how a paper containing good ideas, presented by a distinguished scientist, to an appropriate audience, had almost no influence at all 597 Julià, P. Contingencies, rules, and the “problem” of novel behavior 598 Kaufmann, G. Can Skinner define a problem? 599 583 599Kochen, M. Problem solving as a cognitive process Raaheim, K. Is there such a thing as a problem situation? 600 Rapoport, A. Questions raised by the reinforcement paradigm 601 Rein, J. G. Response classes, operants, and rules in problem solving 602 Scandura, J. M. New wine in old glasses? 602 Stabler, E. P., Jr. Rule-governed behavior in computational psychology 604 Sternberg, R. J. Operant analysis of problem solving: Answers to questions you probably don’t want to ask 605 Verplanck, W. S. The egg revealed 605 Wetherick, N. E. Negation in Skinner’s system 606 Author’s Response Skinner, B. F. Contingencies and rules 607 Skinner, B. F. Behaviorism at fifty Open Peer Commentary Adler, J. E. A defense of ignorance 621 Belth, M. The fruitful metaphor, but a metaphor, nonetheless 622 Davis, L. H. Skinner as conceptual analyst 623 Farrell, B. A. Treading the primrose path of dalliance in psychology 624 Furedy, J. J. & Riley, D. M. Undifferentiated and “mote-beam” percepts in Watsonian-Skinnerian behaviorism 625 Gallup, G. G. Jr. Consciousness, explanation, and the verbal community 626 Gopnik, A. In search of a theory of learning 627 Gordon, R. M. A causal role for “conscious” seeing 628 Gunderson, K. Leibnizian privacy and Skinnerian privacy 628 Heil, J. I ve got you under my skin 629 Hitterdale, L. B. F. Skinner’s confused philosophy of science 630 Irwin, F. W. J. B. Watson’s imagery and other mentalistic problems 632 Johnson, C. N. What’s on the minds of children? 632 Lebowitz, M. Artificially intelligent mental models 633 Lycan, W. G. Skinner and the mind - body problem 634 Lyons, W. Behaviorism and “the problem of privacy” 635 Marr, M. J. Philosophy and the future of behaviorism 636 Marshall, J. C. Mechanism at two thousand 637 Moore, R. C. A cognitivist reply to behaviorism 637 Mortensen, C. Introspection as the key to mental life 639 615 Perlis, D. Belief-level way stations 639 Rey, G. Ontology and ideology of behaviorism and mentalism 640 Robinson, D. N. Behaviorism at seventy 641 Rosenthal, D. M. The behaviorist concept of mind 643 Schnaitter, R. “Behaviorism at fifty” at twenty 644 Schustack, M. W. & Carbonell, J. G. Cognitive science at seven: A wolf at the door for behaviorism? 645 Simon, M. A. Explaining behavior Skinner’s way 646 Staddon, J. E. R. Skinner’s behaviorism implies a subcutaneous homunculus 647 Stich, S. P. Is behaviorism vacuous? 647 Terry, W. S. “Mental way stations” in contemporary theories of animal learning 649 Thomas, R. K. Are radical and cognitive behaviorism incompatible? 650 Toates, F. M. Models, yes; homunculus, no 650 Wellman, H. M. The development of concepts of the mental world 651 Woodruff, M. L. Operant conditioning and behavioral neuroscience 652 Wyers, E. J. Is “Behaviorism at fifty” twenty years older? 653 Zentall, T. R. In support of cognitive theories 654 Author’s Response Skinner, B. F. Representations and misrepresentations 655 Skinner, B. F. The phylogeny and ontogeny of behavior 669 678 679 Open Peer Commentary Albnann, S. A. Skinner’s circus Baerends, G. P. Ontogenetic or phylogenetic— another afterpain of the fallacious Cartesian dichotomy Barash, D. P. Contingencies of selection, reinforcement, and survival 680 Barkow, J. H. Of false dichotomies and larger frames 680 Blanchard, D. C., Blanchard, R. J. & Flannelly, K. J. A new experimental analysis of behavior—one for all behavior 681 Brown, J. L. Cost-benefit models and the evolution of behavior 682 Burghardt, G. M. Ethology and operant psychology 683 Colman, A. M. Operant conditioning and natural selection 684 Delius, J. D. Consequence contingencies and provenance partitions 685 Eibl-Eibesfeldt, I. Difficulties with phylogenetic and ontogenetic concepts 685 Eysenck, H. J. Skinner’s blind eye 686 Ghiselin, M. T. B. F. Skinner versus Dr. Pangloss 687 Gottlieb, G. Lingering Haeckelian influences and certain other inadequacies of the operant viewpoint for phylogeny and ontogeny 688 Hailman, J. P. Ethology ignored Skinner to its detriment 689 Hogan, J. A. The structure versus the provenance of behavior 690 Hoyle, G. Behavior in the light of identified neurons 690 Kacelnik, A. & Houston, A. The use of evolutionary analogies and the rejection of state variables by B. F. Skinner 691 Kaplan, S. Molar concepts and mentalistic theories: A moral perspective 692 Perzigian, A. J. B. F. Skinner and the flaws of sociobiology 693 Plomin, R. & Daniels, D. Hereditary 5* innate 694 Plotkin, H. C. Nature and nurture revisited 695 Rapoport, A. Is evolution of behavior operant conditioning writ large? 696 Salthe, S. N. Skinner’s practical metaphysic may be impractical 696 Staddon, J. E. R. Reinforcement is the problem, not the solution: Variation and selection of behavior 697 Wahlsten, D. Each behavior is a product of heredity and experience 699 Wassermann, G. D. Neuropsychology vis-à-vis Skinner’s behaviouristic philosophy 700 Author’s Response Skinner, B. F. Phylogénie and ontogenic environments 701 Summing up Catania, A. C. Problems of selection and phylogeny, terms and methods of behaviorism Skinner, B. F. Reply to Catania Ham ad, S. What are the scope and limits of radical 713 behaviorist theory? 720 718 Skinner, B. F. Reply to Hamad 721 Continuing Commentary 725 On Corballis, M. C. and Morgan, M. J. (1978) On the biological basisof human laterality: I. Evidence for a maturational left-right gradient; II. The mechanisms of inheritance. BBS 1:261-336. Boklage, C. E. On the inheritance of directional asymmetry (sidedness) in the starry flounder, Platichthys stellatus: Additional analyses of Policansky’s data Harris, L. J. Louis Pierre Gratiolet, Paul Broca, et al. on the question of a maturational left-right gradient: Some forerunners of current-day models 725 730 McManus, I. C. The inheritance of asymmetries in man and flatfish Policansky, D. Do genes know left from right? Author’s Response Corballis, M. C. Human laterality: Matters of pedigree 725 731 733 734 On Cohen, L. J. (1981) Can human irrationality be experimentally demonstrated? BBS 4:317-370. 735 Author’s Response Cohen, L. J. Can irrationality be discussed accurately? 736 On Multiple Book Review of Lumsden and Wilson’s Genes, mind, and culture. BBS 5:1-37. 738 Almeida, J.-M. G. Jr. Genetic and cultural evolution: Alper, J. S. & Lange, R. V. Mathematical models for The gap, the bridge, . . . and beyond 738 gene-culture coevolution 739 Rushton, J. P. & Russell, R. J. H. Gene-culture theory and inherited individual differences in personality Vetta, A. Natural selection and unnatural selection of data 740 741 Lumsden, C. J. & Wilson, E. mathematical modeling Author’s Response O. On incest and 742 On Multiple Book Review of Gray’s The neuropsychology of anxiety: An enquiry into the functions of the septo-hippocampal system. BBS 5:469-534. Pitman, R. K. The septo-hippocampal system and ego 744 Author’s Response Schmajuk, N. A. Information processing in the Gray, J. A. From angst to information processing hippocampal formation 745 Willner, P. The neuropsychology of depression 746 744 747 On Schwartz, S. (1982) Is there a schizophrenic language? BBS 5:579-626. Neufeld, R. W. J. Are semantic networks of Author’s Response Schwartz, S. Semantic networks, schizophrenia, and language sch izophren ic sam ples in tact? 749 749 750 On Masterson, F. A. and Crawford, M. (1982) The defense motivation system: A theory of avoidance behavior. BBS 5:661-696. Rakover, S. S. Avoidance theory: The nature of innate responses and their interaction with acquired responses 752 752 Author’s Response Masterson, F. A. A theory of defense behavior: Innate responses, consummatory goal stimuli, and cognitive expectancies 754 On Prioleau, L., Murdock, M. & Brody, N. (1983) An analysis of psychotherapy versus placebo studies. BBS 6:275-310. Butler, S. F ., Schacht, T. E ., Henry, W. P. & Author’s Response Strupp, H. H. Psychotherapy versus placebo: Brody, N. Is psychotherapy better than a placebo? Revisiting a pseudo issue 756 W einberger, J. Is the meta-analysis/placebo controversy a case of new wine in old bottles? 757 756 758 THE B E H A V I O R A L A N D BRAIN S C I E N C E S (1984) 7, 473-475 Printed in the United States of America The operant behaviorism of B. F. Skinner A. Charles Catania Department of Psychology, University of Maryland Baltimore County, Catonsville, Md. 21228 Of all contemporary psychologists, B. F. Skinner is per haps the most honored and the most maligned, the most widely recognized and the most misrepresented, the most cited and the most misunderstood. Some still say that he is a stimulus-response psychologist (he is not); some still say that stimulus-response chains play a central role in his treatment of verbal behavior (they do not); some still say that he disavows evolutionary determinants of behavior (he does not). These and other misconcep tions are common and sometimes even appear in psychol ogy texts (e.g. Todd & Morris 1983). How did they come about, and why do they continue? Although the present BBS treatments will probably not provide an answer, they may help to clarify some of the misunderstandings. The articles sampled here represent a range of Skin ner’s work (in the treatments, each article is referred to by its abbreviated title). The first but most recent, “Selec tion by Consequences” (“Consequences,” Skinner 1981), relates operant theory to other disciplines, and in particu lar to biology and anthropology. The second, “Methods and Theories in the Experimental Analysis of Behavior” (“Methods”), outlines some of the basic concepts of oper ant theory in the context of a discussion of methodological and theoretical issues; it is an amalgamation of revised versions of “The Flight from the Laboratory” (Skinner 1961) and “Are Theories of Learning Necessary?” (Skin ner 1950) and a portion of the preface to Contingencies o f Reinforcement (Skinner 1969). “The Operational Analy sis of Psychological Terms” (“Terms,” Skinner 1945) is the earliest work treated; its special concern is with the language of private events, and many features of Skin ner’s analysis of verbal behavior are implicit in it. “An Operant Analysis of Problem Solving” (“Problem Solv ing,” Skinner 1966a), continues the interpretation of verbal behavior in distinguishing between rule-governed and contingency-shaped behavior. “Behaviorism at Fifty” (“Behaviorism-50,” Skinner 1963) addresses the status of behaviorism as a philosophy of science, and points out some of the difficulties that must be overcome by any science of behavior. “The Phylogeny and On togeny of Behavior” (“Phylogeny,” Skinner 1966b), the last of the works sampled, considers how evolutionary variables combine with those operating within an organ ism’s lifetime to determine its behavior. Biography Burrhus Frederic Skinner was born on March 20,1904, in Susquehanna, Pennsylvania. After majoring in English at Hamilton College, he tried a career at writing but gave it up after finding he had nothing to say. Having a long standing interest in human and animal behavior and some familiarity with the writings of Watson, Pavlov, and Bertrand Russell, he then entered the graduate program in psychology at Harvard University (Skinner 1976). There he began a series of experiments that led to more than two dozen journal articles and culminated in The Behavior o f Organism s (1938). In the manner of The Integrative Action o f the Nervous System (Sherrington 1906) and Behavior o f the Low er Organisms (Jennings 1906), the work presented a variety of novel research findings and provided a context for them. The extensive data illustrated many properties of reinforcement and extinction, discrimination and differentiation; the con cept of the three-term contingency was to become the cornerstone for much else that would follow. In 1936, after three years as a Junior Fellow in the Harvard Society of Fellows, Skinner moved to the Uni versity of Minnesota. His basic research continued, but during World War II he also worked on animal applica tions of behavior principles, including the training of pigeons to guide missiles (Skinner 1960; 1979). Although the project never got beyond demonstrations, a major fringe benefit was the discovery of shaping, the technique for creating novel forms of behavior through the differen tial reinforcement of successive approximations to a response. Another product of those days was the Aircrib, which Skinner built for his wife and his second daughter (Skin ner 1945). It was a windowed space with temperature and humidity control that improved on the safety and comfort of the ordinary crib while making the care of the child less burdensome. It was not used for conditioning the infant (contrary to rumor, neither of Skinner’s daughters devel oped emotional instability, psychiatric problems or sui cidal tendencies). Soon after came the utopian novel, Walden Two (1948). Some who later criticized the specif ics of that planned society failed to observe that its experimental character was its most important feature: 1984 Cambridge University Press 0140-525XI84I040473-03I$06.00 473 Any practice that did not work was to be modified until a more effective versionwas found. In 1945, Skinner assumed the chairmanship of the Department of Psychology at Indiana University. Then, after delivering the 1947 William James Lectures at Harvard University on the topic of verbal behavior, he returned permanently to the Harvard Department of Psychology (Skinner 1983). There he completed his book Verbal Behavior (1957) and, in collaboration with Charles B. Ferster, developed the subject matter of schedules of reinforcement (Ferster & Skinner 1957). Much else has been omitted here (e.g. Science and Human Behavior [1953] and teaching machines); the articles and books Skinner has since written are too numerous to list. All but one of the articles treated (“Terms”) are drawn from those later pieces; they constitute a sample of his most seminal works. Many others are cited in the course of the treat ments. Catania: Skinner’s behaviorism Operant behaviorism Operant behaviorism (or radical behaviorism) is the vari ety of behaviorism particularly identified with Skinner’s work. It provides the systematic context for the research in psychology sometimes referred to as the experimental analysis of behavior. Behavior itself is its fundamental subject matter; behavior is not an indirect means of studying something else, such as cognition or mind or brain. A primary task of an experimental analysis is to identify classes of behavior on the basis of their origins. Some classes of responses, respondents, originate with the stimuli that elicit them (as illustrated by the stimulus- response relations called reflexes). Others, called oper ants, are engendered by their effects on the environment; because they do not require eliciting stimuli, they are said to be em itted rather than elicited. Admitting the possibility that behavior could occur without eliciting stimuli was a critical first step in operant theory. Earlier treatments had assumed that for every response there must be a corresponding eliciting stimulus. The rejection of this assumption did not imply that emitted responses were uncaused; rather, the point was that there are other causes of behavior besides eliciting stimuli. Adding oper ants to respondents as behavior classes did not exhaust the possibilities, but it was critical to recognize that the past consequences of responding are significant determi nants of behavior. The consequences of a response may either raise or lower subsequent responding. Consequences that do so are respectively called reinforcers and punishers (punish ment has sometimes been confused with negative rein forcement, but positive and negative reinforcement both involve increases in responding; they differ in whether the consequence of responding is the addition to or removal of something from the environment, as in the difference between appetitive procedures and those in volving escape or avoidance). The particular reli; tions that can be established between responses and their conse quences are called contingencies of reinforcement or punishment. But the consequences of responding are also typically correlated with other features of the environment (some consequences of stepping on the brake pedal or the gas pedal, for example, depend on whether the traffic light is red or green). When a stimulus sets the occasion on which responding will have a particular consequence, the stim ulus is said to be discrim inative. If responses then come to depend on, or come under the control of, this stimulus, the response class is called a discrim inated operant. Both respondents and discriminated operants involve an ante cedent stimulus, but the distinction between them is crucial and depends on whether consequences of re sponding play a role. A response that depends only on the presentation of a stimulus, as in a reflex relation, is a member of a respondent class. One that depends on the relations among the three terms - stimulus, response, consequence - is a member of a discriminated operant class. Thus, discriminated operants are said to be defined by a three-term contingency. The three-term contingen cy is often neglected by those who think of behavior change only in terms of the instrumental and classical procedures of earlier conditioning theories. Much of the research that helped to establish this vocabulary was conducted in the experimental chamber that for a while was known as the Skinner box (that term was more often used by those outside than by those within the experimental analysis of behavior). Simple stimuli (lights, sounds), simple responses (lever presses, key pecks), and simple reinforcers (food, water) were arranged for studying the behavior of rats or pigeons. Many responses automatically have particular conse quences (to see something below eye level, for example, we look down rather than up). But natural environments do not ordinarily include levers on which presses produce food pellets only when lights are on. Operant chambers were designed to create arbitrary contingencies; they were arbitrary, but only in this sense. As for responses such as the pigeon’s key peck; Such responses are not wholly arbitrary. They are chosen because they can be easily executed, and be cause they can be repeated quickly and over long periods of time without fatigue. In such a bird as the pigeon, pecking has a certain genetic unity; it is a characteristic bit of behavior which appears with a well- defined topography. (Ferster & Skinner 1957, p. 7) Given this recognition of genetic determinants in the specification of operant classes, it is ironic that some species-specific characteristics of lever presses and key pecks later became the basis for criticisms of operant theory. Perhaps these responses were not arbitrary enough. But given that the concern was to study the effects of the consequences of responding, it would hardly have been appropriate to have sought out response class es so highly determined in other species-specific ways that they would have been insensitive to their conse quences. There are “natural lines of fracture along which behav ior and environment actually break” (Skinner 1935, p. 40). “We divide behavior into hard and fast classes and are then surprised to find that the organism disregards the boundaries we have set” (Skinner 1953, p. 94). Oper ant theory is not compromised by demonstrations that some response classes are more easily established than others, or that some discriminations can be more easily established with some reinforcers than with others. Con sequences are important, but they do not operate to the 474 THE BEHAVIORAL AND BRAIN SCIENCES (1984) 7:4 References/Catania: Skinner’s behaviorism exclusion of other sources of behavior, including phy logénie ones. Phenomena such as autoshaping (producing a pigeon’s pecks on a key by repeatedly lighting the key and then operating the feeder) were discovered in the course of operant research, and present no more of a problem to operant accounts than do the respondent conditioning phenomena studied by Pavlov. The discovery that behavior could be maintained easily even when only an occasional response was reinforced led to the investigation of schedules of reinforcement. Sched ules arrange reinforcers on the basis of the number of responses, the time at which responses occur, the rate of responding, or various combinations of these and other variables. In more complicated cases, different schedules operate either successively or simultaneously in the pres ence of different stimuli or for different responses. Rein forcement schedules have proven useful in such areas as psychopharmacology and behavioral toxicology. The per formances generated by complex schedules are also sometimes analogous to performances that in humans are discussed in terms of preference, self-control, and so on (e.g. see “Methods”). In its extension to verbal behavior, a primary task of an operant analysis isagain that of identifying the various sources of behavior. Its concern is with the functions of language rather than with its structure. In the tact rela tion, for example, an object or event is a discriminative stimulus that sets the occasion for a particular utterance, as when one says “apple” upon seeing an apple (tacting is not equivalent to naming or referring to; the relation called reference involves another class of behavior, called autoclitic). Through the tact relation, verbal behavior makes contact with events in the world. Other relations include (but are not limited to) the in traverbal, in which verbal behavior serves as a discriminative stimulus for ather verbal behavior (as in learning addition or multi plication tables), the textual, in which written text pro vides the discriminative stimuli (as in reading aloud), and :he mand, in which the verbal response specifies a conse quence (as in making a request or asking a question). Any utterance, however, is likely to involve these and other relations in combination; verbal behavior is a product of multiple causation. Novel utterances may be dealt with by showing how their various components (words, phrases, grammatical forms) have each been occasioned by particular aspects of a current situation; novelty, in other words, comes about through novel combinations of existing verbal classes. More important, these elementary relations are only the raw materials from which verbal behavior is con structed. A sentence cannot exist solely as a combination of these elementary units. Speakers report on the condi tions under which they are behaving verbally (as when someone says, “I am happy to report that . . .”), they cancel the effects of their own verbal behavior (as when they include “not” in a sentence), they indicate its strength (as when they speak of being sure or uncertain), and so on. In each of these cases, some parts of the speaker’s verbal behavior are under the discriminative control of the various other verbal relations. These pro cesses, called autoclitic, are the basis for larger verbal units (e.g. sentences) and for the complexities of self editing, logical verbal behavior, and so on. The nestings and orderings and coordinations of these processes are intricate, but they can nevertheless be accommodated by the discriminative stimuli and the responses and the consequences of the three-term contingency. This sort of analysis is illustrated in “Terms”; although that article predated Skinner’s development of the vocabulary of Verbal Behavior, these relations are implicit in it, and more is involved in it than simply the tacting of private events. These and other aspects of operant behaviorism are discussed in the treatments that follow. For the commen tators, the articles are the stimuli, their commentaries are the responses, and Skinner’s replies are the conse quences. For Skinner, the commentaries are the stimuli and his replies are the responses; some of the conse quences will be evident only in the effects of the treat ments on their readers. Other potential responses and consequences produced by these treatments are even more remote and also remain to be seen. To the extent that they may correct some misreadings of operant theo ry, they are steps in the right direction. Given that we have already taken more than a single step, our journey has already begun. This is as it should be, because there is much to explore and the journey will not be short. A C K N O W L E D G M E N T Preparation of the introductory and concluding remarks was supported in part by NSF grant BNS82-03385 to the University of Maryland Baltimore County. Some passages from the intro duction were excerpted from Catania (1980), with permission of the publisher. References Catania, A. C. (1980) Operant theory: Skinner. In: Theories o f learning,, ed. G. M. Gazda & R. Corsini. F. E. Peacock. Ferster, C. B. & Skinner, B. F. (1957) Schedules o f reinforcem ent. Appleton- Century-Crofts. Jennings, H. S. (1906) Behavior o f the low er organisms. Macmillan. Sherrington, C. (1906) The integrative action o f the nervous system . Scribners. Skinner, B. F. (1935) The generic nature of the concepts of stimulus and response. Journa l o f G eneral Psychology 12:40-65. (1938) The behavior o f organisms. A p p le to n -C e n tu ry -C ro f ts . (1945) The operational analysis of psychological terms. Psychological Review 42:270-77; 291-94. (1948) W alden two. Macmillan. (1950) Are theories of learning necessary? Psychological Review 57:193-216. (1953) Science and hum an behavior. Macmillan. (1957) Verbal behavior. Appleton-Century-Crofts. (1960) Pigeons in a pelican. Am erican Psychologist 15:28-37. (1961) The flight from the laboratory. In: C urren t trench in psychological theory , ed. Wayne Dennis et al. University of Pittsburgh Press. (1963) Behaviorism at fifty. Science 140:951-58. (1966a) An operant analysis of problem solving. In: Problem solving: Research , m ethods, and theory , ed. B. Kleinmuntz. John Wiley & Sons. (1966b) Phylogeny and ontogeny of behavior. Science 153:1205-13. (1969) Contingencies o f reinforcem ent: A theoretical analysts. Prentice-Hall. (1976) Particulars o f m y life. Knopf. (1979) The shaping o f a behaviorist. Knopf. (1981) Selection by consequences. Science 213:501-4. (1983) A m atter o f consequences. Knopf. Todd, J. T. & Morris, E. K. (1983) Misconception and miscducation: Presentations of radical behaviorism in psychology textbooks. Behavior Analyst 6:153-60. THE BEHAVIORAL AND BRAIN SCIENCES (1984) 7:4 475 Call for Papers Investigators in Psychology, Neuroscience, Behavioral Biology, and Cognitive Science Do you want to: • draw wide attention to a particularly im portant or controversial piece of work? • solicit reactions, criticism, and feedback from a large sample of your peers? • place your ideas in an interdisciplinary, international context? The Behavioral and Brain Sciences ? an extraordinary journal now in its seventh year, provides a special service called Open Peer Commentary to re searchers in any area of psychology, neuroscience, behavioral biology or cognitive science. 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Wyler (Neurological Surgery) Washington . . one of the most distinguished and use ful of scientific journals. It is, indeed, that rarity among scientific periodicals: a crea tive forum . . ."— Ashley Montagu (Anthro pology) Princeton “ I think the idea is excellent."— Noam Chomsky (Linguistics) M.I.T. . . open peer commentary . . . allows the reader to assess the ‘state of the art' quickly in a particular field. The commentaries pro vide a ‘who’s who’ as well as the content of recent research.” — Journal of Social and Bi ological Structures . . presents an imaginative approach to learn ing which might be adopted by other jour nals .̂ "— Library Journal “ Neurobiologists are acutely aware that their subject is In an explosive phase of de velopment . . . we frequently wish for a fo rum for the exchange of ideas and interpre tations . . . plenty ofjournals gladly carry the tacts, very few are willing to even consider promoting ideas. Perhaps even more impor tant is the need for opportunities publicly to criticize traditional ana developing concepts and interpretations. [BBS] is helping to fill these needs ."— Graham Hoyle (Biology) Oregon TH E BE HA V I OR A L A N D BRAIN S C I E N C E S (1984) 7, 477-510 Printed in the United States ot America Selection by consequences B. F. Skinner Department of Psychology and Social Relations, Harvard University, Cambridge, Mass. 02138 Abstract: Human behavior is the joint product of (i) contingencies of survival responsible for natural selection, and (ii) contingencies of reinforcement responsible for the repertoires of individuals, including (iii) the special contingencies maintained by an evolved social environment. Selection by consequences is a causal mode found only in living things, or in machines made by living things. It was first recognized in natural selection: Reproduction, a first consequence, led to the evolution of cells, organs, and organisms reproducing themselves under increasingly diverse conditions. The behavior functioned well, however, only under conditions similar to those under which it was selected. Reproduction under a wider range of consequences became possible with the evolution of processes through which organisms acquired behavior appropriate to novel environments. One of these, operant conditioning, is a second kind of selection by consequences: New responses could be strengthened by events which followed them. When the selecting consequences are the same, operant conditioning and natural selection work together redundantly. But because a species which quickly acquires behavior appropriate to an environment has less need for an innate repertoire, operant conditioning could replace as well as supplement the natural selection of behavior. Social behavior is within easy range of natural selection, because other members are one of the most stable features of the environment of a species. The human species presumably became more social when its vocal musculature came under operant control. Verbal behavior greatly increased the importance of a third kind of selection by consequences, the evolution of social environments or cultures. The effect on the group, and not the reinforcing consequences for individual members, is responsible for the evolution of culture. Keywords: behaviorism; consequentialism; culture; evolution; law of effect; learning; natural selection; operant conditioning; reinforcement contingencies; social environment; verbal behavior The history of human behavior, if we may take it to begin with the origin of life on earth, is possibly exceeded in scope only by the history of the universe. Like astrono mer and cosmologist, the historian proceeds only by reconstructing what may have happened rather than by reviewing recorded facts. The story presumably began, not with a big bang, but with that extraordinary moment when a molecule came into existence which had the power to reproduce itself. It was then that selection by consequences made its appearance as a causal mode. Reproduction was itself a first consequence, and it led, through natural selection, to the evolution of cells, organs, and organisms which reproduced themselves under increasingly diverse conditions. What we call behavior evolved as a set of functions furthering the interchange between organism and en vironment. In a fairly stable world it could be as much a part of the genetic endowment of a species as digestion, respiration, or any other biological function. The involve ment with the environment, however, imposed limita tions. The behavior functioned well only under condi tions fairly similar to those under which it was selected. Reproduction under a much wider range of conditions became possible with the evolution of two processes . through which individual organisms acquired behavior appropriate to novel environments. Through respondent (Pavlovian) conditioning, responses prepared in advance by natural selection could come under the control of new stimuli. Through operant conditioning, new responses could be strengthened (“reinforced”) by events which immediately followed them. A second kind of selection Operant conditioning is a second kind of selection by consequences. It must have evolved in parallel with two other products of the same contingencies of natural selec tion - a susceptibility to reinforcement by certain kinds of consequences and a supply of behavior less specifically committed to eliciting or releasing stimuli. (Most oper ants are selected from behavior which has little or no relation to such stimuli.) When the selecting consequences are the same, oper ant conditioning and natural selection work together redundantly. For example, the behavior of a duckling in following its mother is apparently the product not only of natural selection (ducklings tend to move in the direction of large moving objects) but also of an evolved susceptibil ity to reinforcement by proximity to such an object, as Peterson (1960) has shown. The common consequence is that the duckling stays near its mother. (Imprinting is a different process, close to respondent conditioning.) Since a species which quickly acquires behavior appro priate to a given environment has less need for an innate repertoire, operant conditioning could not only supple ment the natural selection of behavior, it could replace it. There were advantages favoringsuch a change. When © 1984 Cambridge University Press 0140-525XI84I040477-34I$06.00 477 members of a species eat a certain food simply because eating it has had survival value, the food does not need to be, and presumably is not, a reinforcer. Similarly, when sexual behavior is simply a product of natural selection, sexual contact does not need to be, and presumably is not, a reinforcer. But when, through the evolution of special susceptibilities, food and sexual contact become reinforc ing, new forms of behavior can be set up. New ways of gathering, processing, and ultimately cultivating foods and new ways of behaving sexually or of behaving in ways which lead only eventually to sexual reinforcement can be shaped and maintained. The behavior so conditioned is not necessarily adaptive; foods are eaten which are not healthful, and sexual behavior strengthened which is not related to procreation. Much of the behavior studied by ethologists - court ship, mating, care of the young, intraspecific aggression, defense of territory, and so on - is social. It is within easy range of natural selection because other members of a species are one of the most stable features of the environ ment of a species. Innate social repertoires are supple mented by imitation. By running when others run, for example, an animal responds to releasing stimuli to which it has not itself been exposed. A different kind of imita tion, with a much wider range, results from the fact that contingencies of reinforcement which induce one organ ism to behave in a given way will often affect another organism when it behaves in the same way. An imitative repertoire which brings the imitator under the control of new contingencies is therefore acquired. The human species presumably became much more social when its vocal musculature came under operant control. Cries of alarm, mating calls, aggressive threats, and other kinds of vocal behavior can be modified through operant conditioning, but apparently only with respect to the occasions upon which they occur or their rate of occurrence.1 The ability of the human species to acquire new forms through selection by consequences presum ably resulted from the evolution of a special innervation of the vocal musculature, together with a supply of vocal behavior not strongly under the control of stimuli or releasers - the babbling of children from which verbal operants are selected. No new susceptibility to reinforce ment was needed because the consequences of verbal behavior are distinguished only by the fact that they are mediated by other people (Skinner, 1957). The development of environmental control over the vocal musculature greatly extended the help one person receives from others. By behaving verbally people coop erate more successfully in common ventures. By taking advice, heeding warnings, following instructions, and observing rules, they profit from what others have al ready learned. Ethical practices are strengthened by codifying them in laws, and special techniques of ethical and intellectual self-management are devised and taught. Self-knowledge or awareness emerges when one person asks another such a question as “What are you going to do?” or “Why did you do that?” The invention of the alphabet spread these advantages over great distances and periods of time. They have long been said to give the human species its unique position, although it is possible that what is unique is simply the extension of operant control to the vocal musculature. Skinner: Selection by consequences A third kind of selection Verbal behavior greatly increased the importance of a third kind of selection by consequences, the evolution of social environments or cultures. The process presumably begins at the level of the individual. A better way of making a tool, growing food, or teaching a child is rein forced by its consequence - the tool, the food, or a useful helper, respectively. A culture evolves when practices originating in this way contribute to the success of the practicing group in solving its problems. It is the effect on the group, not the reinforcing consequences for indi vidual members, which is responsible for the evolution of the culture. In summary, then, human behavior is the joint product of (i) the contingencies of survival responsible for the natural selection of the species and (ii) the contingencies of reinforcement responsible for the repertoires acquired by its members, including (iii) the special contingencies maintained by an evolved social environment. (Ultimate ly, of course, it is all a matter of natural selection, since operant conditioning is an evolved process, of which cultural practices are special applications.) Similarities and differences Each of the three levels of variation and selection has its own discipline - the first, biology; the second, psychol ogy; and the third, anthropology. Only the second, oper ant conditioning, occurs at a speed at which it can be observed from moment to moment. Biologists and an thropologists study the processes through which varia tions arise and are selected, but they merely reconstruct the evolution of a species or culture. Operant condition ing is selection in progress. It resembles a hundred million years of natural selection or a thousand years of the evolution of a culture compressed into a very short period of time. The immediacy of operant conditioning has certain practical advantages. For example, when a currently adaptive feature is presumably too complex to have oc curred in its present form as a single variation, it is usually explained as the product of a sequence of simpler varia tions, each with its own survival value. It is standard practice in evolutionary theory to look for such se quences, and anthropologists and historians have recon structed the stages through which moral and ethical codes, art, music, literature, science, technology, and so on, have presumably evolved. A complex operant, how ever, can actually be “shaped through successive approx imation” by arranging a graded series of contingencies of reinforcement.2 A current question at level i has parallels at levels ii and iii. If natural selection is a valid principle, why do many species remain unchanged for thousands or even millions of years? Presumably the answer is either that no varia tions have occurred or that those which occurred were not selected by the prevailing contingencies. Similar questions may be asked at levels ii and iii. Why do people continue to do things in the same way for many years, and why do groups of people continue to observe old practices for centuries? The answers are presumably the same: Either new variations (new forms of behavior or new 478 THE BEHAVIORAL AND BRAIN SCIENCES (1984) 7:4 Skinner: Selection by consequences practices) have not appeared or those which have ap peared have not been selected by the prevailing con tingencies (of reinforcement or of the survival of the group). At all three levels a sudden, possibly extensive, change is explained as due to new variations selected by prevailing contingencies or to new contingencies. Com petition with other species, persons, or cultures may or may not be involved. Structural constraints may also play a part at all three levels. Another issue is the définition or identity of a species, person, or culture. Traits in a species and practices in a culture are transmitted from generation to generation, but reinforced behavior is “transmitted” only in the sense of remaining part of the repertoire of the individual. Where species and cultures are defined by restrictions imposed upon transmission - by genes and chromosomes and, say, geographical isolation, respectively - a problem of definition (or identity) arises at level ii only when different contingencies of reinforcement create different repertoires, as selves or persons.Traditional explanatory schemes As a causal mode, selection by consequences was dis covered very late in the history of science - indeed, less than a century and a half ago - and it is still not fully recognized or understood, especially at levels ii and iii. The facts for which it is responsible have been forced into the causal pattern of classical mechanics, and many of the explanatory schemes elaborated in the process must now be discarded. Some of them have great prestige and are strongly defended at all three levels. Here are four examples: A prio r a c t o f c rea tio n , (i) Natural selection replaces a very special creator and is still challenged because it does so. (ii) Operant conditioning provides a similarly controver sial account of the (“voluntary”) behavior traditionally attributed to a creative mind, (iii) The evolution of a social environment replaces the supposed origin of a culture as a social contract or of social practices as commandments. Purpose or intention. Only past consequences figure in selection, (i) A particular species does not have eyes in order that its members may see better; it has them because certain members, undergoing variation, were able to see better and hence were more likely to transmit the variation, (ii) The consequences of operant behavior are not what the behavior is now for; they are merely similar to the consequences which have shaped and maintained it. (iii) People do not observe particular prac tices in order that the group will be more likely to survive; they observe them because groups which induced their members to do so survived and transmitted them. Certain essences, (i) A molecule which could reproduce itself and evolve into cell, organ, and organism was alive as soon as it came into existence without the help of a vital principle called life, (ii) Operant behavior is shaped and brought under the control of the environment without the intervention of a principle of mind. (To suppose that thought appeared as a variation, like a morphological trait in genetic theory, is to invoke an unnecessarily large saltum.) (iii) Social environments generate self-knowl edge (“consciousness”) and self-management (“reason”) without help from a group mind or Zeitgeist. To say this is not to reduce life, mind, and Zeitgeist to physics; it is simply to recognize the expendability of essences. The facts are as they have always been. To say that selection by consequences is a causal mode found only in living things is only to say that selection (or the “replication with error” which made it possible) defines “living.” (A computer can be programmed to model natural selection, operant conditioning, or the evolution of a culture but only when constructed and programmed by a living thing.) The physical basis of natural selection is now fairly clear; the corresponding basis of operant condi tioning, and hence of the evolution of cultures, has yet to be discovered. C erta in d e fin itio n s o f go o d an d va lu e , (i) What is good for the species is whatever promotes the survival of its members until offspring have been born and, possibly, cared for. Good features are said to have survival value. Among them are susceptibilities to reinforcement by many of the things we say taste good, feel good, and so on. (ii) The behavior of a person is good if it is effective under prevailing contingencies of reinforcement. We value such behavior and, indeed, reinforce it by saying “Good!” Behavior toward others is good if it is good for the others in these senses, (iii) What is good for a culture is whatever promotes its ultimate survival, such as holding a group together or transmitting its practices. These are not, of course, traditional definitions; they do not recognize a world of value distinct from a world of fact and, for other reasons to be noted shortly, they are challenged. Alternatives to selection An example of the attempt to assimilate selection by consequences to the causality of classical mechanics is the term “selection pressure,” which appears to convert selection into something that forces a change. A more serious example is the metaphor of storage. Contingen cies of selection necessarily lie in the past; they are not acting when their effect is observed. To provide a current cause it has therefore been assumed that they are stored (usually as “information”) and later retrieved. Thus, (i) genes and chromosomes are said to “contain the informa tion” needed by the fertilized egg in order to grow into a mature organism. But a cell does not consult a store of information in order to learn how to change; it changes because of features which are the product of a history of variation and selection, a product which is not well represented by the metaphor of storage, (ii) People are said to store information about contingencies of reinforce ment and retrieve it for use on later occasions. But they do not consult copies of earlier contingencies to discover how to behave; they behave in given ways because they have been changed by those contingencies. The con tingencies can perhaps be inferred from the changes they have worked, but they are no longer in existence, (iii) A possibly legitimate use of “storage” in the evolution of cultures may be responsible for these mistakes. Parts of the social environment maintained and transmitted by a THE BEHAVIORAL AND BRAIN SCIENCES (1984) 7:4 479 group are quite literally stored in documents, artifacts, and other products of that behavior. Other causal forces serving in lieu of selection have been sought in the structure of a species, person, or culture. Organization is an example, (i) Until recently, most biologists argued that organization distinguished living from nonliving things, (ii) According to Gestalt psychologists and others, both perceptions and acts occur in certain inevitable ways because of their organization, (iii) Many anthropologists and linguists appeal to the organization of cultural and linguistic practices. It is true that all species, persons, and cultures are highly orga nized, but no principle of organization explains their being so. Both the organization and the effects attributed to it can be traced to the respective contingencies of selection. Another example is growth. Developmentalism is structuralism with time or age added as an independent variable, (i) There was evidence before Darwin that species had “developed.” (ii) Cognitive psychologists have argued that concepts develop in the child in certain fixed orders, and Freud said the same for the psychosex- ual functions, (iii) Some anthropologists have contended that cultures must evolve through a prescribed series of stages, and Marx said as much in his insistence upon historical determinism. But at all three levels the changes can be explained by the “development” of contingencies of selection. New contingencies of natural selection come within range as a species evolves; new contingencies of reinforcement begin to operate as behavior becomes more complex; and new contingencies of survival are dealt with by increasingly effective cultures. Selection neglected The causal force attributed to structure as a surrogate of selection causes trouble when a feature at one level is said to explain a similar feature at another, the historical priority of natural selection usually giving it a special place. Sociobiology offers many examples. Behavior de scribed as the defense of territory may be due to (i) contingencies of survival in the evolution of a species, possibly involving food supplies or breeding practices; (ii) contingencies of reinforcement for the individual, possi bly involving a share of the reinforcers available in the territory; or (iii) contingencies maintained by the cultural practices of a group, promoting behavior which contrib utes to the survival of the group. Similarly, altruistic behavior (i)may evolve through, say, kin selection; (ii) may be shaped and maintained by contingencies of rein forcement arranged by those for whom the behavior works an advantage; or (iii) may be generated by cultures which, for example, induce individuals to suffer or die as heroes or martyrs. The contingencies of selection at the three levels are quite different, and the structural sim ilarity does not attest to a common generative principle. When a causal force is assigned to structure, selection tends to be neglected. Many issues which arise in morals and ethics can be resolved by specifying the level of selection. What is good for the individual or culture may have bad consequences for the species, as when sexual reinforcement leads to overpopulation or the reinforcing Skinner: Selection by consequences amenities of civilization to the exhaustion of resources; what is good for the species or culture may be bad for the individual, as when practices designed to control procrea tion or preserve resources restrict individual freedom; and so on. There is nothing inconsistent or contradictory about these uses of “good” or “bad, ” or about other value judgments, so long as the level of selection is specified. An initiating agent The role of selection by consequences has been particu larly resisted because there is no place for the initiating agent suggested by classical mechanics. We try to identify such an agent when we say (i) that a species adapts to an environment, rather than that the environment selects the adaptive traits; (ii) that an individual adjusts to a situation, rather than that the situation shapes and main tains adjusted behavior; and (iii) that a group of people solve a problem raised by certain circumstances, rather than that the circumstances select the cultural practices which yield a solution. The question of an initiating agent is raised in its most acute form by our own place in this history. Darwin and Spencer thought that selection would necessarily lead to perfection, but species, people, and cultures all perish when they cannot cope with rapid change, and our species now appears to be threatened. Must we wait for selection to solve the problems of overpopulation, ex haustion of resources, pollution of the environment, and a nuclear holocaust, or can we take explicit steps to make our future more secure? In the latter case, must wc not in some sense transcend selection? We could be said to intervene in the process of selec tion when as geneticists we change the characteristics of a species or create new species, or when as governors, employers, or teachers we change the behavior of per sons, or when we design new cultural practices; but in none of these ways do we escape from selection by consequences. In the first place, we can work only through variation and selection. At level i we can change genes and chromosomes or contingencies of survival, as in selective breeding. At level ii we can introduce new forms of behavior - for example, by showing or telling people what to do with respect to relevant contingencies - or construct and maintain new selective contingencies. At level iii we can introduce new cultural practices or, rarely, arrange special contingencies of survival - for example, to preserve a traditional practice. But having done these things, we must wait for selection to occur. (There is a special reason why these limitations are significant. It is often said that the human species is now able to control its own genetics, its own behavior, its own destiny, but it does not do so in the sense in which the term control is used in classical mechanics. It does not for the very reason that living things are not machines: selection by consequences makes the difference.) In the second place, we must consider the possibility that our behavior in intervening is itself a product of selection. We tend to regard ourselves as initiating agents only because we know or remember so little about our genetic and environmental histories. Although we can now predict many of the contingen 480 THE BEHAVIORAL AND BRAIN SCIENCES (1984) 7:4 Commentary/Skinner: Selection by consequences cies of selection to w hich th e hum an species will probably be exposed at all th ree levels and can specify behavior that will satisfy m any of them , w e have failed to establish cultural practices u n d er w hich m uch of th a t behavior is selected and m aintained. I t is possible tha t ou r effort to p reserve the role of th e individual as an originator is at fault, and tha t a w ider recognition of th e role of selection by consequences will m ake an im portan t difference. T he p resen t scene is no t encouraging. Psychology is the discipline o f choice at level ii, b u t few psychologists pay m uch atten tion to selection. T he existentialists am ong them are explicitly concerned w ith th e h ere and now, ra th e r than the past and fu ture . S tructuralists and developm entalists tend to neg lect selective con tingen cies in th e ir search for causal p rincip les such as organiza tion or growth. The conviction th a t contingencies are stored as inform ation is only one o f th e reasons why th e appeal to cognitive functions is no t helpful. T he th ree personae of psychoanalytic theory are in m any respects close to our th ree levels of selection; b u t th e id does not adequately rep resen t th e enorm ous contribu tion o f the natural h istory of th e species; th e superego, even w ith the help of the ego ideal, does no t adequate ly rep re se n t the contribution of th e social env ironm en t to language, self knowledge, and intellectual and ethical self-m anage m ent; and th e ego is a poor likeness of the personal reperto ire acquired u n d e r th e practical contingencies of daily life. T he field known as th e experim ental analysis of behavior has extensively explored selection by conse quences, b u t its conception o f hum an behavior is re sisted, and m any of its practical applications rejected , precisely because it has no place for a person as an initiating agent. T he behavioral sciences at level iii show sim ilar shortcom ings. A nthropology is heavily structural, and political scientists and econom ists usually trea t the individual as a free initiating agent. Philosophy and le t ters offer no prom ising leads. A p roper recognition of the selective action o f the environm ent m eans a change in ou r conception of the origin o f behavior which is possibly as extensive as th a t of the origin of species. So long as w e cling to th e view tha t a person is an initiating doer, actor, or causer o f behavior, we shall probably continue to neglect th e conditions w hich m ust be changed if we are to solve our problem s (Skinner 1971). A C K N O W L E D G M E N T This article originally appeared in Science 213: 501-04, 3 July 1981. Copyright 1981 by the American Association for the Advancement of Science. Reprinted with the permission of the publisher. NO T E S 1. The imitative vocal behavior of certain birds may be an exception, but if it has selective consequences comparable with those of cries of alarm or mating calls, they are obscure. The vocal behavior of the parrot is shaped, at best, by a trivial consequence, involving the resemblance between sounds pro duced and sounds heard. 2. Patterns of innate behavior too complex to have arisen as single variations may have been shaped by geologic changes due to plate tectonics (Skinner 1975). Open Peer Commentary C o m m e n ta r ie s s u b m i t te d b y th e q u a l i f ie d p r o fe s s io n a l r e a d e r s h ip o f th is j o u r n a l w il l b e c o n s id e r e d f o r p u b lic a t io n in a la te r is su e a s C o n tin u in g C o m m e n ta r y o n th is a r tic le . I n te g r a t iv e o v e r v ie w s a n d s y n th e se s a r e e s p e c ia lly e n c o u ra g e d . Skinner on selection - A case study of intellectual isolation George W. Barlow Department of Zoology and Museum of Vertebrate Zoology, University of California, Berkeley, Calif. 94720 Ask yourself the following question: Would “Consequences” have been published in Science in 1981 if the author had been anonymous? The answer would be a resounding no, and it would not be difficult to confirm this assertion experimentally now just two years later. Surely the editors of Science must have had good reasons for publishing his article. We can only guess the rea sons, but I doubt we would be far wrong. First and foremost, B. F. Skinner is a major figure in modern psychology. Almost anything he has to say in the realm of behavior is of widespread interest whether one’s opinion is that it is right or wrong, and with or without adequate documenta tion. He has made enormous contributions to the field and demonstrated the awesome control the experimenter can have over the behavior of an animal under specified conditions. That very control seems to have shaped Skinner’s perception of the biological world. It has also produced a vision of human behavior that can be disquieting. In “Consequences” Skinner asserts that a person is not “an initiating doer, actor, or causer of behavior.” He states further that it is possible to “construct and maintain new selective contingencies” by reinforcing the “good” behavior of such a person. Taken at face value that sounds harmless enough, except for two things: Someone else decides what is good behavior, and we have no clear prescrip tion for how that decision might be reached or who makes it. The definition of good behavior appears simply to evolve by trial and error at three levels, and perhaps it has. That is the major thesis of “Consequences. ” The first level is that of Darwinian natural selection. That kind of selection is treated superficially and conventionally. (I return to his views on natural selection below.) The second kind of selection is that of operant conditioning, and the third is that of cultural evolution, the course of both being molded by their consequences. His treatment of the last two levels does not find universal acceptance. I take exception to Skinner’s portrayal of selection at the level of operant conditioning. For one, I prefer to call this level that of phenotypic modification or intraindividual adaptation; the ter minology is not important. What is important is that individual adaptability is a much richer set of phenomena than is even remotely embraced by operant conditioning. Ectothermic animals, for instance, acclimate to the tem perature at which they are found; the thermal preferendum of an individual depends on its thermal acclimation, which varies with the season and microhabitat (Hutchinson & Maness 1979). Sexual maturity, with its attendant changes in behavior, can occur at radically different ages in platyfish depending on dominance relationships that are independent of the re spondent’s behavior (Borowsky 1978). The maternal digger wasp learns how much to provision her nest site in one trial, without the benefit of overt reinforcement, and the appropriate response is delayed several hours (Baerends 1941). Early expe rience appears to have pervasive effects on behaviors that are first manifest only in adulthood. One such phenomenon is THE BEHAVIORAL AND BRAIN SCIENCES (1984) 7:4 481 Commentary!Skinner: Selection by consequences sexual imprinting; attempts to fit it into a conditioning paradigm present difficulties and suggest a procrustean resolution. The manner in which Skinner contrasts natural selection and conditioning as two distinct kinds of selection also has a major fault. Genetic and experiential factors are conveyed as being fundamentally separate. This separation is inherent in the way Skinner relegates biologists’ interests to unlearned behavior and evolutionary phylogenies. The rigidity is also apparent in his insistence that “most operants are selected from behavior which has little or no relation to” eliciting or releasing stimuli. An epigenetic approach provides a more realistic view. Evidence is growing rapidly that there are evolved pre dispositions for animals to learn to respond in particular ways to particular kinds of stimulation. The example most appropriate to Skinner’s essay, and also the most debatable, is that of language. People learn a given language, and conditioning doubtless plays a role. But humans may also be predisposed to speak, and the structure of language may have properties that transcend the process of operant conditioning (Lenneberg & Lenneberg 1975). This possibility is ignored in Skinner’s essay. The range of interaction between experience and species- specific constraints on learning is nowhere better and more convincingly documented than in the elegant comparative stud ies on the acquisition of song among birds (Green & Marler 1979). Likewise, sexual imprinting is proving increasingly to involve both constraints and plasticity; recognizing one’s species is an ability that requires little experience. Rather, imprinting’s function seems to be the learning of closeness of relationship (P. Bateson 1980). Finally, I disagree with Skinner’s easy and almost casual equating of genetic with fixed behavior. I do agree with Skinner, on the other hand, that cultures have evolved because of the consequences of their practices. Many will differ with us on this. A major weakness of “Consequences” is that it has been written in a vacuum. Skinner’s remarks on natural selection show a lack of understanding as well as total isolation from the noisy arguments that have been heard throughout the land for the last 20 years about group versus individual selection. It is almost embarrassing to read in a 1981 paper that “what is good for the individual or culture may have bad consequences for the species.” - or, when writing about the origins of behavior and clearly not about humans, “The behavior so conditioned is not necessarily adaptive; foods are eaten which are not healthful, and sexual behavior strengthened which is not related to pro creation. ” Lest I be misunderstood, let me point out that I am not saying that group selection is inconceivable (see D. S. Wilson 1975; 1980) but that this loose application of the species- benefit argument reveals a fundamental failure to understand modem theorizing about natural selection. This confusion is apparent in the conclusion of “Conse quences.” Skinner argues with regard to altruism that selection operates at three different levels, paralleling his opening re marks. The three kinds of selection are (i) biological (here kin selection), (ii) psychological (through reinforcement of indi vidual behavior), and (iii) cultural, (as in inducing heroism). He claims that “the contingencies of selection at the three levels are quite different, and the structural similarity does not attest to a common generative principle.” What we have here is a failure to distinguish between proxi mate and ultimate mechanisms (E. O. Wilson 1975). The hero is taught to behave that way, which is the proximate mechanism. In the small societies in which heroism must have evolved, the hero’s kin enjoyed improved reproductive fitness superior to that of individuals who were not so easy to train. This is kin selection, the ultimate causation. A common generative princi ple is reasonable. I was equally taken aback by the absence of references to highly relevant literature closer to home for Skinner. In a classic paper Pringle (1951) explored the parallels between learning and natural selection. Campbell (1975) has written on almost the same theme as Skinner and is often cited. Pringle’s and Camp bell’s treatments are more sophisticated than the essay before us. Skinner has also overlooked the literature on constraints
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