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Dialysis Discontinuation and Palliative Care Lewis M. Cohen, MD, Michael Germain, MD, David M. Poppel, MD, Anne Woods, LICSW, and Carl M. Kjellstrand, MD c Little attention has been accorded to the terminal course and end-of-life care of patients after dialysis discontinu- ation. This prospective cohort observational study involves six dialysis clinics in the United States and two clinics in Canada. Data were collected on 131 patients who were undergoing maintenance dialysis and died after treatment discontinuation. Seventy-nine of the patients (60%) were prospectively studied until their deaths. Care- givers and families provided information about the symptoms and treatment provided in the final 24 hours of life, and structured interviews were conducted at the time of stopping dialysis with patients and families. The patient population was primarily white (73%), elderly (70 6 1.2 years), and diabetic (46%). Three quarters of the subjects had between three and seven comorbid conditions. Pain and agitation were the most common symptoms during the last day of life. Terminal treatment was generally considered to be satisfactory, and most people had good deaths. Although dialysis prolongs life, the integration of palliative medicine into dialysis programs offers opportunities to improve the quality of end-of-life care, especially for those patients who elect to stop treatment. Recommendations include making advance care planning an expectation at all clinics and using quality-of-dying measures to establish benchmarks for the provision of terminal care. r 2000 by the National Kidney Foundation, Inc. INDEX WORDS: Dialysis discontinuation; palliative care; quality of life. ALTHOUGH DIALYSIS discontinuation hasbecome an increasingly common phenom- enon, little is known about the terminal course of this patient population. Reflecting society’s en- dorsement of a variety of decisions that diminish suffering and hasten death in medical practice,1 the rate of dialysis termination has doubled in the past decade, and one in five patients with end- stage renal disease (ESRD) is withdrawn from dialysis before death.2,3 Bioethical approval of decisions to terminate life-support treatment is based on the principle of respect for patient autonomy and the belief shared by patients, fami- lies, and physicians that the promise of a good death is preferable to prolonged and onerous suffering.4 Drawing its sample from a single geographic area, a pilot study by Cohen et al5 was the first of a handful of prospective studies on dialysis dis- continuation.6,7 The present multicenter study is designed to further describe the clinical picture after dialysis cessation and to delineate a role for modern palliative medicine. METHODS Eight dialysis clinics in the United States and Canada were enrolled onto the study, including Greater Springfield Dialysis Units, Springfield, MA; Berkshire Medical Center, Pittsfield, MA; Greenville Dialysis Center, Greenville, NC; Toronto Hospital, Toronto, Canada; Yankee Family Dialysis, Greenfield, MA; Southern Maine Dialysis Facility, Portland, ME; University of Alberta Chronic Renal Failure Program, Alberta, Canada; and Albert Einstein Medical Center, Phila- delphia, PA. Joined by a common interest in this subject, the dialysis programs otherwise varied in several areas, includ- ing size, academic versus proprietary, free-standing versus hospital-based, and the ratio of hemodialysis to peritoneal dialysis. They also had widely varying rates of dialysis discontinuation, ranging from 8% to 53% of patient deaths. The comparative demographics of each dialysis program are available on request from the first author. Although the demographics of the programs vary, this variation did not explain the different discontinuation rates between pro- grams. A team was established at each site, consisting of a nephrologist, psychiatrist, and renal social worker. The in- formed consent and research protocols were approved by the local institutional review boards. The study was described to all nephrologists in the practice, who notified the study site team when adult patients stopped maintenance dialysis and whether the patient’s mental status or physical condition would permit a meaningful interview. The site team psychia- From the Department of Psychiatry, Baystate Medical Center; Western New England Renal Associates, Spring- field, MA; Department of Medicine, Loyola Medical Center; and Aksys Ltd, Chicago, IL. Received September 29, 1999; accepted in revised form January 21, 2000. Supported in part by grants from the Greenwall Founda- tion; and the Project on Death in America, a program of the Open Society Institute, New York, NY. L.M.C. is currently a Fellow in the Faculty Scholars Program of the Project on Death in America and is supported in part by the Excellence in End-of-Life Care Program of the Robert Wood Johnson Foundation. Address reprint requests to Lewis M. Cohen, MD, Bay- state Medical Center, Department of Psychiatry, Springfield, MA, 01199. E-mail: lewis.cohen@bhs.org r 2000 by the National Kidney Foundation, Inc. 0272-6386/00/3601-0018$3.00/0 doi:10.1053/ajkd.2000.8286 140 American Journal of Kidney Diseases, Vol 36, No 1 (July), 2000: pp 140-144 trist or social worker contacted the patient and/or family, described the study, and requested consent for participation. Parallel structured interviews were conducted with patients and/or families. Symptom management was assessed through follow-up contacts with the caretakers every 3 days until the death; data were also obtained from nursing staff or family concern- ing the patient’s last 24 hours. Information about demograph- ics and medical history was compiled from chart review, ESRD death certificate forms, and information supplied by the regional ESRD Networks. The networks provided an opportunity to check on completeness of reporting and potential bias in selection. Simple frequencies of responses to 24-hour follow-up forms, chart review, demographic data, and interview ques- tions, along with the means, SEs, and percentiles for continu- ous-scale data, were produced. RESULTS There were 131 deaths preceded by dialysis discontinuation during the 2-year data collection period (briefer for some of the programs). Forty- nine subjects (37%) were not referred or referred too late to be interviewed, and 3 subjects (2%) refused to participate. Interview and follow-up data were obtained from 79 subjects (60%). Other than a greater referral of women than men (chi-square 5 6.9; P 5 0.008), there was no significant difference between participants and nonparticipants. Of the patients discontinuing dialysis, 59% were women; 73%, white; 22%, black; and 6%, Asian or Hispanic. The mean age was 70 years (range, 17 to 89 years), and the mean duration of dialysis therapy was 34 months (range, 3 to 167 months). The major causes of renal failure were diabetes (46%), hypertension (29%), and glo- merulonephritis (10%), whereas the most recent modes of dialysis were in-center hemodialysis (83%), continuous ambulatory peritoneal dialy- sis (11%), continuous cycling peritoneal dialysis (5%), and home hemodialysis (2%). At the time of referral, only 23 of the 79 patients (29%) who discontinued dialysis could be meaningfully interviewed. Interviews were conducted with 76 of 79 of the participating families (96%), and in 20 cases, both patients and their families were interviewed. Approxi- mately 60% of the sample had previously com- pleted a formal advance directive; the majority of these patients had appointed a loved one as a health care proxy. The decision to stop dialysis was generally prompted by progressive physical deterioration (Table 1). At discontinuation, 77% of the participants had between three and seven comorbid condi- tions, including neurological (64%) and cardio- vascular(63%) disorders. Specific comorbid con- ditions included coronary artery disease (50%), peripheral vascular disease (50%), and poorly controlled hypertension (38%). Half the subjects (52%) had inanition, or failure-to-thrive, syn- dromes, and other problems included neuropa- thies (34%), blindness (18%), gastroparesis (14%), and malignancies (12%). Twenty-six per- cent of the sample had a history of cerebral vascular abnormalities, and 23% had illnesses involving dementia. The mental status of the subjects at 48 hours after the decision to with- draw from dialysis varied from alert (43%), somnolent (46%), and comatose (11%). Patients received terminal care either in the hospital (61%), nursing home (24%), inpatient hospice (2%), or at home (13%). After the decision to discontinue dialysis, non- palliative medications and unnecessary labora- tory tests and radiographs were appropriately stopped in most patients; in only four cases, routine blood testing was continued for a few days. Pain medications were prescribed and ad- ministered on at least one occasion for 87% of the patients, an additional 9% had analgesics prescribed only, and 4% had no pain medication prescribed. Oxygen was provided for 22% of the subjects. Ultrafiltration for pulmonary distress was not needed in any of the patients. Information was obtained from caregivers (mostly nurses) and/or families (usually spouses and/or adult children) concerning the last 24 hours of life of all of the participants (Table 2). In their opinion, treatment was effective for 93% of the patients. Families and/or staff were present at the time of death in 71% of the cases, whereas 29% of the patients were alone when they died. Duration data were available for 126 patients. The mean survival time from the last dialysis Table 1. Primary Reasons for Discontinuing Dialysis Reason No. % Chronic disease (deterioration) 81 66 Acute intercurrent disorder 27 22 Technical problems with dialysis 2 1.5 Inanition (failure to thrive) 11 9 Failed trial 2 1.5 DIALYSIS DISCONTINUATION AND PALLIATIVE CARE 141 session was 8.2 days, with half the subjects dying within 6 days and 5 patients living between 30 and 46 days. Ten debilitated subjects survived less than 2 days after their last treatment. DISCUSSION This observational study describes the charac- teristics and terminal course of a group of pa- tients who died after dialysis discontinuation. The overall findings should be reassuring to staff, patients, and families in that the terminal treat- ment was generally satisfactory and most people died well. The study allows us to highlight areas that need further attention if those caring for patients with ESRD intend to not only extend life, but also to fulfill the promise of providing patients with a good death.4,8 A good death may have once been a matter of luck, but it now has more to do with psychological preparation for dying, medical treatment decisions, and quality of terminal care.9 This is consistent with the goals of palliative medicine, which seeks to provide patients who have life-threatening ill- nesses with the best possible quality of life and to attend to the medical, emotional, social, and spiritual needs of dying people. Palliative medi- cine regards dying as both personal and natural. Dialysis discontinuation represents a situation that calls for maximum palliative care. The study sample matched the profile de- scribed in the retrospective research in that it was elderly, white, and primarily diabetic.10-15 Pa- tients had undergone dialysis for 3 years on average before they arrived at the decision to terminate life-support treatment. By that time, they were considerably debilitated. Substantial numbers had cardiovascular disease, inanition, and neurological problems. Mental status was often impaired, and only one third of the partici- pating patients could be meaningfully inter- viewed. Although symptoms were common during the last day of life, most were not severe. Pain was present in nearly half the sample. The symptom prevalence was not greatly different from that reported in a variety of different clinical settings during the last week of life.16 Despite the fre- quency of symptoms, families and caretakers were satisfied with the end-of-life care. The study was successfully completed despite the presence of a number of obstacles. Dialysis pro- grams, patients, and staff are naturally focused on prolongation of life, and they tend to shy away from examining the issues of death and dying.17 It was therefore gratifying that eight clinics from the United States and Canada joined together in the endeavor. We suspect that this may have reflected the leadership of individual nephrologists who had a particular interest in psychosocial matters, along with a strong social worker and psychiatrist presence in the participat- ing dialysis programs. Research about dying requires an appreciation of the limited time remaining to patients and families and an extraordinary sensitivity to pri- vacy issues. Although the multicenter design of the current study represents an improvement over the pilot study, it lacked a randomized control and the usual lengthy battery of standard- ized tests and measures. Such study design com- promises were apparent in all 11 palliative care trials reviewed by Rinck et al,18 and Higginson19 has concluded that it is not the time to allow such barriers to stand in the way of studying and applying efficacious palliative care. Another limitation was the variability between sites, which were selected because of the strength of psychosocial services and willingness to par- ticipate. Prospective and retrospective data were mixed to provide a more complete picture of the population in this descriptive study. It was also unclear who made the decision to withdraw dialysis because this generally emerged from discussions with the family, patient (when able), and nephrologist. For all these reasons, the study results should be interpreted with appropriate caution. It was striking that the great majority of care- takers and families were satisfied with the end-of- Table 2. Symptoms During the Last 24 Hours Among 79 Patients Followed Up Symptom Present (%) Severe (%) Pain 42 5 Agitation 30 1 Myoclonus or muscle twitching 28 4 Dyspnea or agonal breathing 25 3 Fever 20 — Diarrhea 14 1 Dysphagia 14 — Nausea 13 1 142 COHEN ET AL life care; however, one may question whether loved ones and health care providers have a need to view such treatment as having been satisfac- tory. Is it acceptable for nearly half the sample to experience pain, or one third to show agitation during the final day? Likewise, should not all patients who discontinue dialysis have com- pleted a health care proxy or some other form of advance directive? These shortcomings in the treatment of pa- tients with ESRD can be addressed from a pallia- tive medicine perspective.20 To begin with, a good death after dialysis discontinuation should be pain free, peaceful, and brief and need not be an unfocused vision beyond reach.21 Use of qual- ity-of-dying measures may help establish a stan- dard of care.22 They can permit continuous qual- ity improvement for the treatment of terminal illness and prevention of suffering.23 Table 2 can serve as an outline for the development of symp- tom-based palliative care treatment protocols. Given the high mortality rate of ESRD and increasing number of deaths preceded by dialysis termination, clinics should have an expectation that every patient complete a living will and/or designate a health care proxy. Advance care planning that directly involves families can be regularly scheduled and carefully documented.24 Decisions to terminate dialysis can be automati- cally followed by steps to address clinical, so- cial, and spiritualissues. Contact with hospice can be facilitated, support services mobilized, and more patients allowed or encouraged to die at home. Wherever patients die, the dialysis staff should retain a role in the final treatment and be informed about the circumstances at the terminus of life. Lastly, bereaved family and loved ones should be provided with support and the opportu- nity to participate in annual dialysis clinic memo- rial services. The nephrology community is actively devel- oping practice guidelines to improve end-of-life care of patients with ESRD.25 The National Kid- ney Foundation has begun to formulate and pub- lish excellent checklists, and the Renal Physi- cians Association and the American Society of Nephrology have developed practice guidelines that specifically address the complex clinical and bioethical issues of dialysis discontinuation.26,27 Nephrology is in the process of making the leap from what Nelson28 calls ‘‘saving lives’’ to ‘‘sav- ing deaths.’’ This involves the gratifying tasks of helping patients preserve dignity and comfort despite overwhelming disease, along with help- ing families accept the inevitability and some- times appropriateness of dying. Future research efforts are needed to examine how to best inte- grate modern palliative medicine into the dialy- sis setting. ACKNOWLEDGMENT The authors thank the members of the Dialysis Discontin- uation Study Group. They include: Henry Rose, MD, Steve Nelson, DO, Mark Pettus, MD, Steven K. Dobscha, MD, Richard Berlin, MD, Kathy Duquette-Penna, LICSW, and Jack McCue, MD, of the Berkshire Medical Center, Pitts- field, MA; M.J. Barchman, MD, Kathy Shy, MD, and Tracey Correa of the Greenville Dialysis Center, Greenville, NC; Dimitri Oreopoulos, MD, David Mendelssohn, MD, Jose Mederos, MSW, and Lillian Mierzwa, BSW, of the Toronto Hospital, Toronto, Canada; Jeffrey W. Blomstedt, MD, and Deborah J. Hayes, LICSW, of Yankee Family Dialysis, Greenfield, MA; Jonathan E. Morris, MD, Donald Leeber, MD, Nancy Lord, LICSW, and Betty Jarratt, LCPC, MMH, of the Southern Maine Dialysis Facility, Portland, ME; Kathy Collinson, MD, and Irene James, MSW, RSW, of the University of Alberta Chronic Renal Failure Program, Al- berta, Canada; Kevin Hails, MD, Rasib Raja, MD, and Marcia Goldstein, RN, MSN, of the Albert Einstein Medical Center, Philadelphia, PA; Steven V. Fischel, MD, PhD, of Baystate Medical Center; and Penny Pekow, PhD, of the University of Massachusetts, Amherst, MA. The authors also thank Jenny Kitsen, Executive Director, and Cindy Andrzejewski, Data Manager, of the ESRD Net- work of New England, which is funded by contract no. 500-97-EO19 from the Health Care Financing Administra- tion. REFERENCES 1. Cohen LM: Suicide, hastening death, and psychiatry. Arch Intern Med 158:1973-1976, 1998 2. US Renal Data System: Excerpts From the 1998 USRDS Annual Data Report. Am J Kidney Dis 32:S1-S213, 1998 (suppl 1) 3. US Renal Data System: Excerpts From the 1997 USRDS Annual Data Report. Am J Kidney Dis 30:S1-S213, 1998 (suppl 1) 4. Emanuel EJ, Emanuel LL: The promise of a good death. Lancet 351:S21-S29, 1998 (suppl II) 5. Cohen LM, McCue JD, Germain M, Kjellstrand CM: Dialysis discontinuation: A good death? Arch Intern Med 155:42-47, 1995 6. 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