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Accepted Manuscript Title: A systematic review of sleep disturbance in anxiety and related disorders Author: Rebecca C. Cox Bunmi O. Olatunji PII: S0887-6185(15)30038-4 DOI: http://dx.doi.org/doi:10.1016/j.janxdis.2015.12.001 Reference: ANXDIS 1789 To appear in: Journal of Anxiety Disorders Received date: 21-8-2015 Revised date: 20-11-2015 Accepted date: 1-12-2015 Please cite this article as: Cox, Rebecca C., & Olatunji, Bunmi O., A systematic review of sleep disturbance in anxiety and related disorders.Journal of Anxiety Disorders http://dx.doi.org/10.1016/j.janxdis.2015.12.001 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. http://dx.doi.org/doi:10.1016/j.janxdis.2015.12.001 http://dx.doi.org/10.1016/j.janxdis.2015.12.001 Sleep In Anxiety and Related Disorders 1 A Systematic Review of Sleep Disturbance in Anxiety and Related Disorders Running Head: SLEEP IN ANXIETY AND RELATED DISORDERS Rebecca C. Cox, Bunmi O. Olatunji Vanderbilt University Author Note. Correspondence concerning this article should be addressed to Bunmi O. Olatunji, Department of Psychology, Vanderbilt University, 301 Wilson Hall, 111 21st Avenue South, Nashville, TN 37240, email: olubunmi.o.olatunji@vanderbilt.edu mailto:olubunmi.o.olatunji@vanderbilt.edu Sleep In Anxiety and Related Disorders 2 Highlights Sleep disturbance is present in the majority of anxiety and related disorders Sleep disturbance often exacerbates symptom severity Role of sleep disturbance often depends on objective vs subjective assessment Sleep disturbance may contribute to anxiety and related disorders Understanding comorbid sleep and anxiety may have treatment implications Abstract Recent research suggests that sleep disturbance may be a transdiagnostic process, and there is increasing interest in examining how sleep disturbance may contribute to anxiety and related disorders. The current review summarizes and synthesizes the extant research assessing sleep in anxiety and related disorders. The findings suggest that sleep disturbance exacerbates symptom severity in the majority of anxiety and related disorders. However, the nature of sleep disturbance often varies as a function of objective versus subjective assessment. Although sleep disturbance is a correlate of most anxiety and related disorders, a causal role for sleep disturbance is less clear. A model of potential mechanisms by which sleep disturbance may confer risk for the development of anxiety and related disorders is discussed. Future research integrating findings from basic sleep research with current knowledge of anxiety and related disorders may facilitate the development of novel treatments for comorbid sleep disturbance and clinical anxiety. Keywords: Sleep; Anxiety Disorder; Subjective; Objective Sleep In Anxiety and Related Disorders 3 A Systematic Review of Sleep Disturbance in the Anxiety and Related Disorders Sleep is a vital process linked to neural restoration and physiological maintenance across multiple systems (Siegel, 2005; Xie et al., 2013). For example, healthy sleep is linked to clearance of metabolic waste from the brain (Xie et al., 2013) and enhancement of cognitive function, including the consolidation of memory (Diekelmann, 2014; Inostroza & Born, 2013). Conversely, sleep loss is linked to a diverse range of adverse effects, including deficits in cognitive function (Goel, Rao, Durmer, & Dinges, 2009; Harrison & Horne, 2000) and dysregulation of circadian processes, such as cortisol secretion (Omisade, Buxton, & Rusak, 2010; Spiegel, Leproult, & van Cauter, 1999). Further, poor sleep is implicated in impaired emotional function (Goldstein & Walker, 2014; Zohar, Tzichinsky, Epstein, & Lavie, 2005), including deficits in emotion regulatory abilities (Baum et al., 2014; Mauss, Troy, & LeBourgeois, 2013). Likewise, sleep disturbance is highly prevalent in psychopathology, and sleep impairments are found in almost every major psychiatric disorder (Benca, Obermeyer, Thisted, & Gillin, 1992). While the majority of extant research has focused on impaired sleep in affective disorders (Armitage, 2007; Benca et al., 1992; Krystal, Thakur, & Roth, 2008), a small body of developing research is addressing the role of sleep disturbance in the anxiety and related disorders. The present paper aims to review the existing literature on sleep disturbance in the anxiety and related disorders, including generalized anxiety disorder (GAD), obsessive-compulsive disorder (OCD), panic disorder (PD), phobias, posttraumatic stress disorder (PTSD), and social anxiety disorder (SAD). For the purposes of this review, the term “sleep disturbances” will be used to refer to self-reported poor sleep quality, clinical insomnia, and/or alterations or deficits in sleep parameters compared to a control group. Reviewed studies include those utilizing single sample and controlled comparison methods, as well as studies employing subjective and objective measurement of sleep. Additionally, the review includes studies of both adult and child samples. This paper will begin with a brief overview of definitions regarding the physiology and measurement of sleep, followed by a review of sleep disturbance in anxiety and related disorders. The literature review will be followed by a comparison of subjective versus objective differences in sleep disturbances, as these methods yield discrepant results in some cases and are both critical for the assessment of sleep (Buysse, Ancoli-Israel, Edinger, Lichstein, & Morin, 2006). Additionally, potential mechanisms by which sleep disturbance may confer risk for the development of anxiety and related disorders will be proposed. Finally, treatment implications and future directions for the study of sleep disturbance in the anxiety and related disorders will be discussed. Sleep In Anxiety and Related Disorders 4 1. Sleep Measurement: Terminology and Methods The assessment of sleep can be grouped into two broad categories: objective sleep assessment and subjective sleep assessment. While objective assessment offers an unbiased measure of sleep parameters and increased precision, subjective measures are also critical for the assessment of sleep disturbance, as subjective sleep complaints are linked to dsyregulated emotional processes (Takano, Iijima, & Tanno, 2012) and are necessary for diagnosing insomnia (Buysse, 2008). There have been significant advancements in sleep methodology in recent decades, including advances in sleep-related technology and recommendations for standard assessment of sleep and insomnia (see Buysse et al., 2006 for a review). The most commonly measured sleep parameters assessed with both subjective and objective methods include the following (see Table 1): total sleep time (TST), or amount of spent asleep during the night; sleep onset latency (SOL), or the amount of time it takes to fall asleep; sleep efficiency (SE), or the percentage of time asleep while in bed; and wake after sleep onset (WASO), or the amount of time awake during the night after initiating sleep. Polysomnography, an objective sleep methodology, provides data on these indices and also provides information on progression through stages of sleep, or sleep architecture (Bastien, 2011). Sleep architecture can be divided into Non-Rapid Eye Movement (NREM) sleep and Rapid Eye Movement (REM) sleep. Within NREM sleep, there are 3 stages ofsleep with increasing delta wave frequency and decreasing alpha wave frequency (Iber, Ancoli- Israel, Chesson, & Quan, 2007). However, as previous sleep scoring methods included 4 stages of sleep, the present paper will include results dividing Stage 3 into Stages 3 and 4 sleep, which were also considered slow-wave sleep (SWS). NREM stages and SWS are typically assessed as percentage of time spent in each stage during the night. REM sleep is characterized by a mixture of theta and beta waves, rapid eye movements, and muscle atonia (Iber et al., 2007). Common REM sleep parameters include REM onset latency, or the amount of time before the first REM period, REM percentage, or time spent in REM sleep during the night, and REM density, or the frequency of rapid eye movements. 1.1 Objective Sleep Measurement Polysomnography (PSG). PSG is the most comprehensive objective measure of sleep and provides data on multiple indices that are used to delineate sleep parameters, including four electroencephalogram recordings (EEG) to assess electrical brain activity, vertical and horizontal electrooculogram recordings (EOG) to assess eye movements, and electromyogram recordings (EMG) to assess muscle tone (Bastien, 2011). PSG is considered the gold-standard method for sleep measurement and is the only method that allows for assessment of sleep stages (Bastien, 2011). However, PSG is limited by its relative expense, burden to the participant (Miller, Kyle, Melehan, & Bartlett, 2015; Ancoli- Israel et al., 2003), and lack of ecological validity (Buysse et al., 2006). Sleep In Anxiety and Related Disorders 5 Actigraphy. Actigraphy measures movement using accelerometers typically worn on the wrist (Ancoli-Israel et al., 2003). Actigraph data can be scored by hand or by algorithms that differentiate sleep from wake (Buysse et al., 2006). Studies indicate that actigraphy correlates highly with PSG (Cellini, Buman, McDevitt, Ricker, & Mednick, 2013; Kushida et al., 2001). Further, actigraphy has the advantage of allowing for data collection across multiple days in the participants’ natural sleeping environment, is relatively inexpensive, and is less invasive than PSG (Ancoli-Israel et al., 2003; Buysse et al., 2006). However, actigraph recordings are less reliable at detecting wakefulness compared to PSG (Paquet, Kawinska, & Carrier, 2007) and should be used in conjunction with a sleep diary in order to differentiate sleep from other times of stillness, such as when watching TV or reading (Buysse et al., 2006). 1.2 Subjective Sleep Measurement Sleep Diary. A sleep diary is a form of experience sampling that captures the subjective perception of the previous nights sleep across an extended period of time, typically one week (Carney et al., 2012). Sleep diaries typically include self-reported TST, SOL, sleep efficiency, time in bed, WASO, and a rating of perceived sleep quality (Buysse et al., 2006), and sleep diaries are considered the gold- standard for subjective sleep assessment (Carney et al., 2012). Relative to PSG, sleep diaries are more ecologically valid and are able to capture sleep data over a longer period of time; however, sleep diaries are limited by the inability to verify whether data were actually collected at the indicated times (though this problem can be addressed by using electronic sleep diaries) and rely on the participants ability to accurately estimate their own sleep (Buysse et al., 2006). Questionnaires. Sleep questionnaires assess global subjective sleep quality and disturbances over a specified period of time (Buysse et al., 2006). The two most common sleep questionnaires and those recommended for use (Buysse et al., 2006) are the Pittsburgh Sleep Quality Index (PSQI; Buysse, Reynolds, Monk, Berman, & Kupfer, 1989) and the Insomnia Severity Index (ISI; Bastien, Vallieres, & Morin, 2001). The PSQI is a 19-item self-report measure of broad sleep disturbances over the past month and yields 7 component scores (subjective sleep quality, sleep latency, sleep duration, habitual sleep efficiency, sleep disturbances, and daytime dysfunction), which are added to create a total score. Scores range from 0-21, and a score of 5 or higher indicates poor sleep (Buysse et al., 1989). The ISI is a 7-item self-report measure of the perceived severity of insomnia over the past two weeks. Scores range from 0- 28, and a score of 15 or higher indicates clinical insomnia. The ISI also specifies ranges for subthreshold insomnia, moderate insomnia, and severe insomnia and can be used to screen for insomnia and as a treatment outcome measure (Bastien et al., 2001). Other subjective sleep assessments. Some studies, including studies reviewed here, have assessed subjective sleep disturbances by creating composite scores of sleep-related items from other Sleep In Anxiety and Related Disorders 6 standardized measures (see Alfano, Ginsburg, & Kingery, 2007 for an example). While these methods likely provide useful information about sleep disturbances, the use of standardized questionnaires is recommended for maximum reliability and comparability across studies (Buysse et al., 2006). 2. Sleep Disturbance and Anxiety and Related Disorders Sleep disturbance is commonly observed in individuals with anxiety and related disorders (Babson & Feldner, 2010; Ramsawh, Stein, Belik, Jacobi, & Sareen, 2009; Roth et al., 2006; Soehner & Harvey, 2012), and this link is found in both adults and children (Johnson, Roth, & Breslau, 2006; Alfano, Beidel, Turner, & Lewin, 2006; Forbes et al., 2008). Further, sleep problems are included in the symptom criteria for posttraumatic stress disorder (PTSD) and generalized anxiety disorder (GAD) (American Psychiatric Association, 2013), and recent research suggests that sleep disturbance may predict the development of an anxiety disorder (Batterham, Glozier, & Christensen, 2012; Neckelman, Mykletun, & Dahl, 2007). In order to better understand the role of sleep disturbance in anxiety and related disorders, it is necessary to delineate how sleep may be impaired in each disorder. The following sections critically examine the extant literature assessing objective and subjective sleep disturbances in GAD, OCD, PD, phobias, PTSD, and SAD. 2.1 Selection of Studies A literature search was conducted using PsycINFO and PubMed utilizing the following search terms: sleep and generalized anxiety disorder; sleep and GAD; sleep and obsessive compulsive disorder; sleep and OCD; sleep and panic disorder; sleep and phobia; sleep and posttraumatic stress disorder; sleep and PTSD; sleep and social anxiety disorder; sleep and SAD; sleep and social phobia. Abstracts from these searches were reviewed to identify relevant articles, and a total of 117 articles were included for review. Only empirical articles that assessed sleep in one of the specified disorders were included. 3. Generalized Anxiety Disorder Objective Sleep. Although a relatively limited body of work has compared the objectively measured sleep of individuals with GAD to healthy controls, the existing literature indicates differences between these groups on multiple sleep parameters. Compared to healthy controls, those with GAD exhibit decreased TST (Arriaga & Paiva, 1991; Papadimitriou, Kerkhofs, Kempanaers, & Mendlewicz, 1988a) and increased Stage 2% (Arriaga & Paiva, 1991) and time (Papadimitriou, Kerkhofs, Kempanaers, & Mendlewicz, 1988a), and evidence of increased SOL is found in both children (Alfano, Reynolds, Scott, Dahl, & Mellman, 2013) and adults (Papadimitriou et al., 1988a). Further, one study found evidence for increased WASO and decreased Stage 4% in adults with GAD (Arriaga & Paiva, 1991). In Sleep In Anxiety and Related Disorders 7 contrast, evidence of diminished sleep efficiency in those with GAD is mixed. While most studieshave found no differences in sleep efficiency between those with GAD and healthy controls (Alfano et al., 2013; Lund et al., 1991; Papadimitriou et al., 1988a), one study indicates decreased sleep efficiency in adults with GAD (Arriaga & Paiva, 1991), and one study actually found higher sleep efficiency in GAD children compared to healthy controls (Patriquin et al., 2014). Similarly, evidence for alterations in REM sleep parameters in GAD is inconclusive. Only one study has found evidence for increased REM latency in adults with GAD (Lund, Bech, Eplov, Jennum, & Wildschiodtz, 1991). Interestingly, children with GAD evidence decreased REM latency (Alfano et al., 2013) and fewer REM periods (Patriquin, Mellman, Glaze, & Alfano, 2014). These seemingly discrepant findings may be a reflection of the development of sleep regulatory processes, as healthy sleep in childhood and adolescence is characterized by increased SWS and REM (Kopasz et al., 2010). As healthy adolescents exhibit decreases in SWS and REM sleep during development (Colrain & Baker, 2011), these findings of decreased REM latency and REM periods may reflect pathological abnormalities in time spent in SWS and REM sleep in children with GAD. Finally, in contrast to the studies reviewed in this section, one study comparing children with GAD to healthy controls found no evidence for objective differences on any sleep parameters (Alfano, Patriquin, & de los Reyes, 2015). Differences in sleep parameters also distinguish individuals with GAD from those with MDD. Consistent differences are observed in REM parameters between GAD and MDD, with considerable evidence for increased REM latency in those with GAD (Lund et al., 1991; Papadimitriou et al., 1988a; Papadimitriou, Linkowski, Kerkhofs, Kempenaers, & Mendlewicz, 1988b; Reynolds, Shaw, Newton, Coble, & Kupfer, 1983; Reynolds et al., 1984). Further, reduced REM percentage, time (Reynolds et al., 1983; Reynolds et al., 1984), and density (Reynolds et al., 1983; Reynolds et al., 1984) are also found in GAD compared to MDD. In addition to differences in REM parameters, those with GAD exhibit increased Stage 2 percentage (Reynolds et al., 1983; Reynolds et al., 1984), but fewer nocturnal awakenings (Papadimitriou et al., 1988b). Further, in one study comparing individuals with GAD to those with insomnia, only increased REM density among those with GAD distinguished the two groups (Reynolds et al., 1984), which suggests that the sleep of individuals with GAD is similar to those with insomnia. Subjective Sleep. As with the work on objective sleep in GAD, several studies have assessed the subjective perception of sleep in GAD. Compared to healthy controls, adults with GAD consistently report worse subjective sleep (Brenes et al., 2009; Tempesta et al., 2013; Wetherell, Le Roux, & Gatz, 2003). Similarly, those with GAD are more likely to have a sleep disorder than healthy controls (Berger et al., 2009). Further, children with primary GAD also report more subjective sleep complaints compared to healthy controls (Alfano et al., 2015). There is also evidence of subjective sleep impairment in primary Sleep In Anxiety and Related Disorders 8 GAD compared to other anxiety disorders. For example, among children with an anxiety disorder, sleep complaints are most common in primary GAD (Alfano et al., 2006; Alfano et al., 2007), and a higher percentage of children with GAD report sleep problems compared to children with SAD or OCD (Alfano, Pina, Zerr, & Villalta, 2010). However, one study found no difference in the number of sleep problems reported by anxiety-disordered children with and without GAD, although the results indicated that 90% of the anxiety-disordered sample reported at least one sleep problem (Chase & Pincus, 2011). In community samples of adults, those with GAD have higher odds of sleep disturbance (Marcks, Weisberg, Edelen, & Keller, 2010; Roth et al., 2006), and one study found that this relationship was significant after controlling for comorbid MDD (Ramsawh et al., 2009). Further, subjective sleep disturbance is linked to the development of GAD over time in both adults (Batterham, Glozier, & Christensen, 2012) and children (Shanahan, Copeland, Angold, Bondy, & Costello, 2014; Steinsbekk & Wichstrom, 2015), which suggests that subjective sleep impairment may contribute to the etiology of GAD. 3.1 Summary Analysis of Sleep Disturbance in GAD Taken together, these findings indicate the presence of sleep disturbance in GAD across objective and subjective sleep measures (see Tables 2a and 3a, respectively, for summaries of these studies). Objective studies of sleep in those with GAD have found evidence for decreased TST, increased SOL, and variations in NREM sleep architecture compared to healthy controls. In contrast, the evidence for differences in sleep efficiency and REM parameters among those with GAD compared to healthy controls is mixed. However, REM parameters seem to distinguish those with GAD from those with MDD. Studies assessing subjective sleep have also found consistent sleep disturbance in GAD compared to healthy controls, as well as evidence for increased sleep problems in GAD compared to other anxiety disorders. Additionally, subjective sleep disturbance predicts the development of GAD. Future research assessing objective sleep disturbance as a contributing factor in GAD would compliment this finding. Despite the evidence for both objective and subjective sleep impairment in GAD, limited research has assessed both of these parameters together (Alfano et al., 2015). Future research would benefit from utilizing both subjective and objective sleep assessment in order to more fully understand how these factors may contribute to GAD. Further, although sleep disturbance is included in the symptom criteria for GAD (APA, 2013), a relatively small body of research has examined objective sleep disturbance in this population, and there is a notable lack of recent research in adults. Finally, although sleep disturbance is implicated in GAD, the question of why sleep impairment is present in GAD remains unanswered. Additional research is necessary to identify mechanisms that may link GAD and sleep disturbance. Sleep In Anxiety and Related Disorders 9 4. Obsessive-Compulsive Disorder Objective Sleep. The available research suggests that individuals with OCD also exhibit alterations in objective sleep parameters. For example, compared to healthy controls, those with OCD exhibit significantly reduced TST, an effect found in both adults (Insel et al., 1982; Voderholzer et al., 2007) and children (Alfano & Kim, 2011; Rapoport et al., 1981). Similarly, individuals with OCD also exhibit increased WASO compared to healthy controls (Alfano & Kim, 2011; Hohagen et al., 1994; Insel et al., 1982; Voderholzer et al., 2007). Further, reduced sleep efficiency is found in both adults (Hohagen et al., 1994; Voderholzer et al., 2007) and children (Rapoport et al., 1981) with OCD. In contrast, one study found no evidence for objective differences in sleep variables between adults with and without OCD, but did find trends in negative correlations between TST and sleep efficiency and OC symptoms (Robinson, Walsleben, Pollack, & Lerner, 1998). A small number of studies have also found differences in the sleep architecture of NREM sleep in individuals with OCD. Compared to healthy controls, adults with OCD exhibit increased Stage 1 percentage and time (Insel et al., 1982) and decreased Stage 4% (Insel et al., 1982) and time (Insel et al., 1982; Kluge, Schussler, Dresler, Yassouridis, & Steiger, 2007). Further, Insel et al., (1982) found evidence of a trend toward a negative correlation between Stage 4 sleep and obsessions. In contrast, one study of NREM architecture in children with OCD found decreased Stage 2% and timeand increased Stage 4% (Rapoport et al., 1981). However, some studies have found no evidence of NREM sleep architecture differences between individuals with OCD and healthy controls (Robinson et al., 1998; Voderholzer et al., 2007). There is also evidence for altered REM parameters in individuals with OCD, though the findings are mixed. One study found that children with OCD exhibit decreased REM time and latency (Rapoport et al., 1981). Similarly, there is also evidence that adults with OCD exhibit decreased REM latency (Insel et al., 1982) and higher REM density in the first REM period (Voderholzer et al., 2007). In contrast, other studies have found no differences between individuals with OCD and healthy controls on any REM parameters (Hohagen et al., 1994; Kluge et al., 2007; Robinson et al., 1998). However, three studies found evidence of a link between REM parameters and OC symptoms, including a positive correlation between REM density and OC symptoms (Insel et al., 1982; Voderholzer et al., 2007) and increased severity of OC symptoms in individuals with OCD with sleep-onset REM periods (Kluge et al., 2007). Finally, few studies have compared the objective sleep of individuals with OCD to that of individuals with MDD. One study found increased Stage 1% and time and increased Stage 3% and time in those with OCD compared to those with MDD (Insel et al., 1982). However, another study comparing these two groups found no differences on any objective sleep parameters (Armitage et al., 1994). Sleep In Anxiety and Related Disorders 10 Additional research is necessary to determine whether differences in objective sleep distinguish OCD and MDD. Subjective Sleep. In contrast to the previous research on objective sleep in OCD, less attention has been given to the assessment of subjective sleep in this population. Only one study to date has compared the subjective sleep of adults with OCD to healthy controls, and no differences were found (Bobdey, Fineberg, Gale, Patel, & Davis, 2002). This study also found that individuals with depression and those with comorbid OCD and depression reported comparable sleep that was significantly worse than those with OCD without comorbid depression and healthy controls. However, it is worth noting that the OCD only group still exceeded the PSQI cutoff for poor sleep, which suggests sleep disturbance in this group. Further, the healthy control group also met criteria for poor sleep, which may have masked group differences. Similarly, one study utilizing a community sample of adults found an increased likelihood of sleep disturbance in those with OCD; however, this association was no longer significant after controlling for comorbid mood and substance use disorders (Ramsawh et al., 2009). Studies assessing subjective sleep disturbance in children with OCD are also inconclusive. In one study comparing children with OCD to healthy controls, both groups of children reported similar sleep quality (Alfano & Kim, 2011). However, the number of self-reported sleep problems in children with OCD is positively correlated with OC symptom severity (Storch et al., 2008). Further, subjective sleep disturbance may play a role in the treatment of OCD in children. Specifically, children who report sleep disturbance prior to OCD treatment have worse treatment outcome compared to those without pre- treatment sleep disturbance, and children who do not respond to CBT are more likely to report a persistent sleep problem than children who do respond to CBT (Ivarsson & Skarphedinsson, in press). A small, but developing body of literature suggests that adults with OCD report delayed phase shifting (Bobdey et al., 2002) and have an increased incidence of comorbid Delayed Sleep Phase Disorder (DPSD; Mukhopadhyay et al., 2008; Turner et al., 2007). These findings point to a potential circadian rhythm disturbance in OCD (see Nota, Sharkey, & Coles, 2015 for a review). 4.1 Summary Analysis of Sleep Disturbance in OCD Extant research on sleep in OCD has yielded mixed results (see Tables 2b and 3b for summaries of these studies). First, previous research has consistently found evidence for decreased TST and increased WASO in adults and children with OCD. In conjunction with the finding that reduced TST is associated with increased OC symptom severity, these results indicate that short sleep duration may be particularly important to the presentation of OCD. In contrast, the evidence for altered REM and NREM architecture in OCD is less clear. While multiple studies have found evidence for various differences in these parameters, the results are not consistent across studies. Further, limited research has compared Sleep In Anxiety and Related Disorders 11 subjective sleep in OCD to that of healthy controls, and the present findings indicate no differences; however, subjective sleep disturbance is associated with OCD symptom severity and treatment outcome. The null findings on subjective sleep in OCD may be driven in part by the small number of studies utilizing subjective sleep assessment. More research is necessary to assess for the presence of subjective sleep disturbance in OCD. Further, recent studies have found links between OCD and delayed sleep phase, which suggests the presence of circadian rhythm disruption in OCD. Additional research is necessary to replicate these findings, particularly in child samples. As with the previous research on objective sleep in GAD, the objective findings in OCD are limited by a relative lack of recent research, and only one study to date has employed actigraphy in the assessment of sleep in OCD (Alfano & Kim, 2011). Future research utilizing a multi-method approach that employs both objective and subjective assessment is necessary to more fully understand the role of sleep in OCD. 5. Panic Disorder Objective Sleep. Individuals with PD consistently exhibit objective sleep disturbance across multiple parameters1. Compared to healthy controls, those with PD exhibit increased SOL (Lauer, Krieg, Garcia-Borreguero, Ozdaglar, & Holsboer, 1992; Lydiard et al., 1989; Mellman & Uhde, 1989), decreased sleep efficiency (Lauer et al., 1992; Lydiard et al., 1989; Mellman & Uhde, 1989; Sloan et al., 1999), and decreased TST (Mellman & Uhde, 1989; Stein, Enns, & Kryger, 1993). Though less robust, some findings also indicate increased Stage 1% (Ferini-Strambi et al., 1996), decreased Stage 2 time (Lydiard et al. 1989), increased Stage 2% (Stein et al., 1993), and decreased Stage 3% (Stein et al., 1993) and Stage 4% (Sloan et al., 1999; Stein et al., 1993) in those with PD compared to healthy controls. Alterations in REM parameters are also found in PD, though the evidence is relatively limited. Some studies indicate decreased REM latency (Lauer et al., 1992; Uhde et al., 1984), decreased number of REM periods (Mellman & Uhde, 1989), and decreased REM density (Uhde et al., 1984). In contrast to these findings, other studies found no differences in the objective sleep of those with PD compared to healthy controls (Aikins & Craske, 2008; Dube et al., 1986; Todder & Baune, 2010). Subjective Sleep. Although a smaller body of work has assessed subjective sleep in those with PD, extant research indicates subjective sleep impairment in this population. Compared to healthy controls, individuals with PD report increased sleep disturbance (Hoge et al., 2011; Overbeek, van Diest, Schruers, Kruizinga, & Griez, 2005; Todder & Baune, 2010). Further, in a study comparing individuals with PD with and without depression and nocturnal panic, significantly more participants in each of the four groups reported sleep problems than not (Singareddy, 2009), which indicates the presence of sleep 1 Although nocturnal panic attacks often characterize PD (Craskeet al., 2002), a discussion of nocturnal panic attacks is not within the scope of this review. Sleep In Anxiety and Related Disorders 12 impairment across multiple subtypes of PD. Further, self-reported sleep disturbance is associated with PD in community samples (Ramsawh et al., 2009; Roth et al., 2006) and veterans (Swinkels et al., 2013) and predicts the development of PD at a 4-year follow-up in a community sample (Batterham et al., 2012). There is also evidence that treatment of PD does not successfully treat comorbid insomnia (Cervena, Matousek, Prasko, Brunovsky, & Paskova, 2005), which suggests that sleep disturbance may not merely be a secondary symptom of anxiety. Although limited research has attempted to delineate how sleep disturbance may contribute to specific dimensions of PD, one study found that increased anxiety sensitivity, or fear of sensations related to anxiety due to the perception that these sensations are harmful (Olatunji & Wolitzy-Taylor, 2009), was associated with increased SOL among those with PD (Hoge et al., 2011). Difficulty initiating sleep may increase anxiety sensitivity by bringing attention to seemingly uncontrollable pathological sleep processes in the absence of distractors (i.e., in a dark bedroom), and this increase in anxiety sensitivity may then contribute to PD. Alternatively, the increased attendance to internal sensations characteristic of anxiety sensitivity may disturb sleep initiation. Additional research is needed to clarify this finding and identify other processes that may link sleep disturbance and PD. 5.1 Summary Analysis of Sleep Disturbance in PD Overall, these findings indicate the presence of sleep disturbance in panic disorder (see Tables 2c and 3c for summaries of these studies). Specifically, those with PD report increased subjective sleep disturbance, and objective studies indicate decreased sleep efficiency and TST and increased SOL, which may be due in part to increased anxiety sensitivity. In contrast to the findings on SOL, TST, and sleep efficiency, the evidence for alterations in other objective sleep parameters is less consistent. As in GAD and OCD, extant research assessing objective sleep in PD is limited by a relative lack of recent work, as well as research utilizing actigraphy. Further, few studies of sleep in PD have attempted to move beyond characterization to examine why sleep disturbance is implicated in PD. While one study points to a role of anxiety sensitivity, future research is necessary to delineate specific mechanisms that may explain the relationship between sleep and PD. This question may have important implications for the treatment of PD, as the utilization of treatments targeting anxiety sensitivity (Smits, Berry, Tart, & Powers, 2008) may improve sleep in those with PD. Likewise, identifying other processes that link sleep and PD may also highlight new treatment options for individuals with PD. 6. Phobias No study to date has compared the sleep of individuals with a phobia to that of healthy controls. In one study comparing objective sleep in depressed individuals with and without a comorbid phobia, no differences were found (Clark, Gillin, & Golshan, 1995). However, two studies assessing subjective sleep Sleep In Anxiety and Related Disorders 13 disturbance in community samples of adults indicate increased likelihood of sleep disturbance in individuals with phobias (Ramsawh et al., 2009; Roth et al., 2006). While little is known about sleep in phobias, recent research indicates that sleep may enhance the efficacy of spider phobia treatment. Specifically, those who had a night of sleep between exposure therapy sessions exhibited lower heart rate and skin conductance response (SCR) to a novel spider, while those who remained awake between two same-day sessions exhibited increased SCR to a novel spider (Pace-Schott, Verga, Bennett, & Spencer, 2012). Further, phobic individuals who slept for 90 minutes following exposure therapy reported decreased fear and catastrophic spider-related cognitions in a spider approach task one week later compared to those who remained awake following exposure therapy, and both of these changes were associated with higher Stage 2% (Kleim et al., 2014). Additionally, Kleim et al. (2014) found that the sample of spider phobic individuals exceeded the cut-off for poor sleep quality on the PSQI. Although more research is necessary to characterize sleep in those with phobias, these findings offer preliminary evidence for sleep disturbance in phobias and suggest that healthy sleep may be important for the consolidation of information learned in exposure therapy (see Tables 2d and 3d for summaries of these studies). Future research is necessary to assess whether these findings generalize to the treatment of other anxiety disorders. 7. Posttraumatic Stress Disorder Objective Sleep. Relative to other anxiety-related disorders, PTSD has the largest body of sleep research. The most consistent objective finding among those with PTSD is decreased sleep efficiency compared to healthy controls (Calhoun et al., 2007; Germain & Nielsen, 2003; Glaubman, Mikulincer, Porat, Wasserman, & Birger, 1990; Habukawa, Uchimura, Maeda, Kotorii, & Maeda, 2007; Lipinska, Timol, Kaminer, & Thomas, 2014; Mellman, Kumar, Klulick-Bell, Kumar, & Nolan, 19952; Mikulincer, Glaubman, Wasserman, Porat, Birger, 1989; Straus, Drummond, Nappi, Jenkins, & Norman, 20153; Ulmer, Calhoun, Edinger, Wagner, & Beckham, 2009). Further, compared to healthy controls, those with PTSD exhibit decreased TST (Germain, Hall, Shear, Nofzinger, & Buysse, 20064; Straus et al., 2015) and increased SOL (Calhoun et al., 2007, Germain et al., 2006; Ulmer et al., 2009; van Liempt et al., 2013). Similarly, individuals with PTSD exhibit increased problems with sleep maintenance compared to healthy controls, including increased number of awakenings (Germain & Nielsen, 2003; Glaubman et al., 1990; Lipinska et al., 2014; Mikulincer et al., 1989; van Liempt, Vermetten, Lentjes, Arends, & Westenberg, 2 Healthy control group were non-combat exposed veterans 3 PTSD sample was seeking treatment for PTSD-related sleep problems 4 Germain et al., 2006 reported effect sizes only due to small sample size Sleep In Anxiety and Related Disorders 14 20115), increased WASO (Germain & Nielsen, 2003; Glaubman et al., 1990; Ulmer et al., 2009), and increased sleep fragmentation (Calhoun et al., 2007; Ulmer et al., 2009). Interestingly, although those with PTSD exhibit consistent problems with sleep maintenance, some studies have found higher awakening thresholds in those with PTSD compared to healthy controls (Dagan, Lavie, & Bleich, 1991) and veterans without PTSD (Lavie, Katz, Pillar, & Zinger, 1998). These findings may indicate that individuals with PTSD develop higher awakening thresholds as a compensatory mechanism in response to difficulties with sleep maintenance. Future research is necessary to clarify these findings. Individuals with PTSD also exhibit differences in sleep architecture compared to healthy controls, including increased Stage 2% (Glaubman et al., 1990) and decreased SWS% (Fuller, Waters, & Scott, 1994; Glaubman et al., 1990; Habukawa et al., 2007; Mikulincer et al., 1989). Further, some studies indicate that individuals with PTSD exhibit alterations in REM parameters compared to healthy controls, including increased REM latency (Glaubman et al., 1990; Mikulincer et al., 1989), increased REM density (Mellman et al., 1995; Ross et al., 19996), decreased REM% (Lipinska et al., 2014; Mikulincer et al., 1989), and decreased REM duration (Mellman, Bustamante, Fins, Pigeon, & Nolan, 2002). In contrast, one study found evidence for increased REM% in those with PTSD compared to healthy controls (Rosset al., 1999). Although the majority of extant research indicates objectively impaired sleep in those with PTSD compared to healthy controls, some studies found no differences between these groups (Hurwitz, Mahowald, Kuskowski, & Engdahl, 19987; Mellman, Kobayashi, Lavela, Wilson, & Brown, 2014), and one study found increased TST in those with PTSD 12 months following a trauma (Klein, Koren, Arnon, & Lavie, 2003). In contrast to the relatively consistent evidence of objective sleep disturbance among those with PTSD compared to healthy controls, the findings of studies comparing trauma-exposed individuals with and without PTSD are mixed. While some studies have found evidence for various differences between these groups, including decreased sleep efficiency (Lipinska et al., 2014), increased SOL (van Liempt et al., 2013), increased WASO (Lipinska et al., 2014; van Liempt et al., 2011; van Liempt et al., 2013), and increased REM density (Ross et al., 1994), a considerable number of studies have found no evidence for any objective sleep differences between trauma-exposed individuals with and without PTSD (Cohen et al., 2013; Cowdin, Kobayashi, & Mellman, 2014; Dagan, Zinger, & Lavie, 1997; Klein, Koren, Arnon, & Lavie, 2002; Kobayashi, Lavela, & Mellman, 2014; Lavie et al., 1998; Mellman, Knorr, Pigeon, Leiter, & Akay, 2004; Mellman et al., 2014). Further, some studies have yielded contradictory results. For example, while some studies found evidence for increased REM% in those with PTSD compared to trauma- 5 Healthy control group included non-combat exposed veterans and civilians 6 Healthy control sample included two veterans 7 Healthy control sample were non-combat exposed veterans Sleep In Anxiety and Related Disorders 15 exposed controls (Engdahl, Eberly, Hurwitz, Mahowald, & Blake, 2000; Ross et al., 1994; Woodward, Murburg, & Bliwise, 20008), one study found decreased REM% in PTSD compared to trauma-exposed controls (Lipinska et al., 2014). Similarly, while one study comparing those with PTSD to trauma- exposed controls found increased REM period duration in those with PTSD (Ross et al., 1994), another study found evidence for decreased REM period duration (Mellman, Pigeon, Nowell, & Nolan, 2007). It is worth noting that the studies yielding contradictory results used samples with distinct sources of trauma exposure. Likewise, several studies that found no differences between those with PTSD and trauma- exposed controls utilized samples including multiple forms of trauma exposure. It may be the case that objective sleep disturbances vary as a function of trauma type, which may mask differences in sleep disturbance between those with PTSD and trauma-exposed individuals without PTSD. Future research comparing the objective sleep of diverse trauma subtypes may elucidate unique patterns of sleep disturbance. Subjective Sleep. Studies assessing subjective sleep have found consistent subjective sleep impairment in individuals with PTSD. Compared to healthy controls, individuals with PTSD consistently report increased sleep disturbance (Calhoun et al., 2007; Germain et al., 2006; Glaubman et al., 1999; Klein et al., 2003; Straus et al., 2015; van Liempt et al., 2013; Woodward et al., 2009; van Heughten-van der Kloet, Huntjens, Giesbrecht, & Merckelbach, 2014), including increased SOL, decreased sleep efficiency (Calhoun et al., 2007; Straus et al., 2015), decreased TST (Calhoun et al., 2007; Hurwitz et al., 1998; Straus et al., 2015), lower sleep quality (Calhoun et al., 2007), and increased WASO (Straus et al., 2015; van Liempt et al., 2013). In contrast, one study found no evidence of subjective sleep disturbance in those with PTSD compared to healthy controls (Lipinska et al., 2014). Similar evidence of subjective sleep disturbance in PTSD has emerged from studies comparing veterans with PTSD to veterans without PTSD (Cohen et al., 2013; Engdahl et al., 2000; Lewis, Creamer, & Failla, 2009; Pietrzak, Morgan, & Southwick, 2010; Talbot, Neylan, Metzler, & Cohen, 2014), including decreased sleep quality, increased SOL, decreased daytime functioning (Lewis et al., 2009; Pietrzak et al., 2010), and decreased TST (Lewis et al., 2009) in veterans with PTSD Similarly, although one study found no differences between trauma exposed individuals with and without PTSD (Klein et al., 2002), the majority of research indicates that individuals with PTSD report more subjective sleep impairment compared to trauma-exposed controls (Babson, Badour, Feldner, & Bunaciu, 2012; Giosan et al., 2015; Klein et al., 2003; Mellman et al., 2007; Meyerhoff, Mon, Metzler, & Neylan, 2014; van Liempt et al, 2013), including increased SOL and WASO (van Liempt et al., 2013). Further, in studies of community samples of adults, PTSD is associated with an increased likelihood of experiencing sleep disturbance (Marcks et al., 2010; Roth et al., 2006). 8 Control group including 10 veterans with trauma exposure and 4 without trauma exposure Sleep In Anxiety and Related Disorders 16 Studies assessing the role of sleep disturbance in PTSD indicate that subjective sleep impairment may exacerbate the disorder. For example, several studies found that increased sleep disturbance was associated with increased PTSD symptom severity in those with PTSD (Belleville, Guay, & Marchand, 2009; Casement, Harrington, Miller, & Resick, 2012; Fairholme et al., 2013; Germain, Buysse, Shear, Fayyad, & Austin, 2004), veterans (Lang, Veazey-Morris, & Andrasik, 2014; Pietrzak et al., 2010; Plumb, Peachey, & Zelman, 2013), and trauma-exposed individuals (Giosan et al., 2015; Krakow et al., 2001; Krakow et al., 2004; Kuroda, Wada, Takeuchi, & Harada, 2013). Further, pre-trauma sleep disturbance may contribute to the development of PTSD. In veterans, pre-deployment sleep problems are linked to an increased likelihood of developing PTSD post- deployment (Gehrman et al., 2013) and predict PTSD at two years post-deployment (Koffel, Polusny, Arbisi, & Erbes, 2013). Similarly, in trauma-exposed individuals, subjective sleep disturbance at time one predicts PTSD symptom severity at follow-up (Brown, Mellman, Alfano, & Weems, 2011; Garthus- Niegel, Ayers, von Soest, Torgersen, & Eberhard-Gran, 2015; Gerhart, Hall, Russ, Canetti, & Hobfoll, 2014). Interestingly, one study of automobile accident survivors found that those with and without PTSD at a 12-month follow up reported comparable sleep disturbance one week following the accident, but only those who would go on to develop PTSD reported continued sleep disturbance in the months following the accident (Klein et al., 2003). This finding suggests that persistent sleep impairment following trauma may contribute to the development of PTSD. Sleep disturbance has also been implicated as a mediator of the association between various psychological processes and PTSD symptoms. For example, in veterans, self-reported sleep disturbances mediate the relationship between rumination and PTSD symptoms (Borders, Rothman, & McAndrew, 2015) and combat stressors and PTSD symptoms (Picchioni et al., 2010). These findings suggest that sleep disturbance may amplify the effects of factors that increase the likelihood of developing PTSD and suggest that targeting sleep disturbance following a stressor may be a effective intervention strategy. Finally, sleep disturbance is linked to PTSD treatment. Sleep disturbances often persist following treatment for PTSD (Belleville, Guay, & Marchand, 2011; Zayfert & DeViva, 2004), and residual sleep problems are linked to increased severity of post-treatment PTSD symptoms (Belleville et al., 2011) and decreased likelihood of remission (Marcks et al., 2010). 7.1 Summary Analysis of Sleep Disturbance in PTSDThe respective literatures on objective and subjective sleep have established the presence of sleep disturbance in PTSD (see Tables 2e and 3e, respectively, for summaries of these studies). Studies assessing objective sleep indicate particular disturbances in sleep efficiency and sleep maintenance among those with PTSD, as well as shorter TST and increased SOL. Further, several studies indicate various Sleep In Anxiety and Related Disorders 17 alterations in REM parameters among those with PTSD compared to healthy controls. While a relatively small number of studies have yielded null findings, the majority of extant research comparing those with PTSD to healthy controls indicates objective sleep disturbance across multiple sleep parameters. In contrast, the findings from studies comparing individuals with PTSD to trauma-exposed controls are mixed and preclude any conclusion on the role of sleep disturbance in trauma exposure broadly. However, as noted, these discrepant findings may be a function of studies utilizing samples with diverse trauma exposure, which may have differential effects on sleep. Given that individuals with PTSD report more sleep disturbance than their trauma-exposed counterparts, specific differences in objective sleep parameters may be masked by these mixed samples and efforts to compare studies utilizing samples with distinct forms of trauma exposure. These inconclusive results indicate a need for additional research comparing objective sleep between trauma-exposed individuals with and without PTSD that have been exposed to the same type of trauma, as well as studies that group samples by trauma type. Studies assessing subjective sleep have found robust evidence for subjective sleep disturbances in PTSD. Further, subjective sleep impairment is linked to PTSD symptom severity, and baseline sleep problems may contribute to the development of PTSD following a trauma. Further, residual sleep disturbances following PTSD treatment are linked to diminished treatment efficacy. Taken together, these findings indicate that subjective sleep disturbances play a critical role in the development, maintenance, and treatment of PTSD and indicate a particular need to address sleep problems in the treatment of PTSD. Further, these results suggest that healthy sleep may function as a protective factor against developing PTSD following trauma. Additional research is necessary to examine how healthy sleep may be utilized as a preventative measure against PTSD. Interestingly, while the majority of research comparing the sleep of those with PTSD to trauma- exposed controls has found inconclusive evidence for objective differences, studies assessing subjective sleep indicate that individuals with PTSD report more sleep impairment than their trauma-exposed counterparts. In addition to the proposed function of mixed trauma samples, this discrepancy may also indicate an important role of sleep quality appraisal in PTSD. For example, it may be the case that individuals who perceive their sleep as more disturbed may be more likely to develop PTSD compared to trauma-exposed individuals who do not perceive a disturbance in sleep. Similar to the findings linking anxiety sensitivity and SOL in PD, increased attendance to perceived pathological processes may increase anxiety symptoms and contribute to PTSD. Future research is necessary to better understand the role of perceived sleep disturbance in PTSD. Finally, while some authors have suggested that individuals with PTSD may subjectively overestimate sleep disturbance, the results of studies utilizing both objective and subjective sleep assessments have found evidence for both objective and subjective sleep disturbance in those with PTSD Sleep In Anxiety and Related Disorders 18 compared to healthy controls, which offers objective support for the subjective sleep complaints indicated by those with PTSD. It is worth noting that some studies suggesting a lack of objective sleep disturbance in PTSD utilized veterans without PTSD as the control group, which may mask the differences in objective sleep indicated by studies comparing those with PTSD to healthy controls. Additional research is necessary to further examine differences between objective and subjective sleep in those with PTSD, trauma-exposed controls, and healthy controls. 8. Social Anxiety Disorder Objective Sleep. Only one study to date has objectively assessed the sleep of adults with SAD, and results revealed comparable sleep to that of healthy controls (Brown, Black, & Uhde, 1994). Likewise, the only study to date comparing objective sleep in adolescents with SAD to healthy controls also found no significant differences (Mesa, Beidel, & Bunnell, 2014). Additional research is necessary to replicate these findings in both children and adults. Subjective Sleep. There is also limited research assessing subjective sleep in SAD, and the available findings are mixed. While one study comparing the subjective sleep of those with SAD to healthy controls found worse subjective sleep in SAD (Stein, Kroft, & Walker, 1993), this finding is not consistent (Brown et al., 1994; Mesa et al., 2014). However, the presence of SAD is associated with an increased likelihood of sleep disturbance (Ramsawh et al., 2009; Roth et al., 2006), and individuals with SAD exceed PSQI criteria for being poor sleepers (Zalta et al., 2013). Further, self-reported sleep impairment is associated with symptoms of social anxiety in those with SAD (Raffray, Bond, & Pelissolo, 2011) and healthy samples (Buckner, Bernert, Cromer, Joiner, & Schmidt, 2008; Cheng et al., 2015). Insomnia is also linked to the development of SAD in children, and children with insomnia at age 4 have an increased likelihood of developing SAD at age 6 (Steinsbekk & Wichstrom, 2015). Further, sleep disturbance may diminish the effects of CBT for those with SAD. Indeed, a recent study found that increased self-reported sleep disturbance at baseline predicted worse treatment outcome, while individuals who reported restful sleep following a treatment session exhibited decreased SAD symptoms at the subsequent session (Zalta et al., 2013). 8.1 Summary Analysis of Sleep Disturbance in SAD The limited extant research on sleep in SAD has yielded mixed results (see Tables 2f and 3f for summaries of these studies). While no evidence has been found for the presence of objective sleep disturbance in SAD, a small body of research indicates a link between subjective sleep problems and social anxiety symptoms. Despite this link, current understanding of the role of sleep in SAD is limited by a lack of studies comparing the sleep of those with SAD to healthy controls. Future research comparing Sleep In Anxiety and Related Disorders 19 the objective and subjective sleep of individuals with SAD to that of healthy controls is necessary to characterize sleep in SAD. Further, although extant research points to a role of sleep disturbance in the development and treatment of SAD, more research is needed to replicate these findings. 9. The Role of Comorbid MDD Given the high prevalence of sleep disturbance among those with MDD (Soehner, Kaplan, & Harvey, 2014) and the high rates of comorbidity between MDD and the anxiety-related disorders (Kessler et al., 2003), it is important to consider whether the evidence of sleep disturbance in the anxiety-related disorders may be due to comorbid MDD. The number of studies utilizing pure-disorder samples versus samples with comorbid MDD were equivalent for GAD, OCD, and PD, while more studies in the PTSD and SAD sections utilized samples with comorbid MDD. As stated in the phobia section, no study to date compared sleep in phobia-only individuals to that of healthy controls. However, it important to note that across all the anxiety-relateddisorders reviewed here, there were comparable numbers of positive and negative results between studies utilizing pure disorder samples and samples with comorbid MDD (see Tables 2 and 3 for the comorbid MDD status of each study). The roughly equivalent distribution of results between these samples suggests that the evidence for sleep disturbance in the anxiety-related disorders is not entirely due to comorbid MDD. 10. A Critical Analysis of Sleep Disturbance in Anxiety and Related Disorders The findings of the studies reviewed here indicate a strong role of sleep disturbance in anxiety and related disorders. Further, for the majority of these disorders, including GAD, PD, and PTSD, there is considerable evidence for both subjective and objective sleep disturbances compared to healthy controls, such as decreased TST and sleep efficiency and increased SOL and WASO. The congruence of the findings between objective and subjective measures suggests that the sleep disturbance reported by those with GAD, PD, and PTSD is not likely due to misperception or underestimation of sleep quality. In contrast, extant research has found evidence for objective, but not subjective sleep disturbance in those with OCD. It may be the case that those with OCD overestimate their sleep quality, while objective assessments indicate less healthy sleep than that of controls. Likewise, there is no evidence for objective sleep disturbance in phobias or SAD compared to healthy controls and limited evidence for subjective sleep disturbances. However, relatively few studies have examined sleep disturbance in SAD and phobias or subjective sleep disturbances in OCD. The current dearth of support for sleep disturbances in these groups may be a function of the relative lack of existing research. Although the articles reviewed here indicate subjective and objective sleep disturbance in GAD, PD, and PTSD and objective sleep disturbance in OCD, the evidence for alterations of REM parameters Sleep In Anxiety and Related Disorders 20 in anxiety and related disorders is mixed. Studies assessing REM sleep parameters in those with PTSD, OCD, and PD have found inconsistent results, and although some studies indicate alterations in REM latency in GAD, this literature is limited. Similarly, there is inconsistent and limited evidence for variations in NREM sleep architecture parameters. It may be the case that those with anxiety and related disorders exhibit disturbances in sleep quality parameters, such as TST and SOL, while sleep architecture remains relatively normal. More research is necessary to determine whether those with anxiety and related disorders exhibit altered NREM and REM sleep architecture compared to healthy controls. 10.1 Sleep Disturbance as a Cause or Consequence of Anxiety and Related Disorders The results of the studies reviewed here establish the presence of sleep disturbance in the majority of the anxiety and related disorders. However, the question remains as to why sleep disturbance is present in these disorders. While sleep problems have typically been conceptualized as a symptom of anxiety and related disorders (Harvey, 2008; Spoormaker & Montgomery, 2008), recent research indicates that sleep disturbance may precede and predict the development of these disorders in some cases (Gregory et al., 2005). Similarly, sleep disturbance has been implicated as a transdiagnostic factor due to the interplay between sleep and neurophysiological processes associated with emotional function (Harvey, Murray, Chandler, & Soehner, 2011). However, despite the robust link between sleep disturbance and anxiety and related disorders, as well as the proposal of sleep as a transdiagnostic process, potential mechanisms that may explain why sleep disturbance predicts the development of anxiety and related disorders are lacking. A large body of research has established that sleep loss results in impaired executive function (Harrison and Horne, 2000; Nilsson et al., 2005), including deficits in inhibition (Drummond, Paulus, & Tapert, 2006), attention (Drummond, Gillin, & Brown, 2001), and memory (Goel et al., 2009). Further, one night of sleep deprivation leads to increased amygdala response to a negative stimulus and decreased functional connectivity between the amygdala and the medial-prefrontal cortex (Yoo et al., 2008). It may be the case that the decreased activation of and functional connectivity within brain regions associated with executive function observed following sleep loss (Ma et al., 2015, Verweij et al., 2014) may contribute to a diminished ability to inhibit or regulate anxiety-related processes, such as maladaptive repetitive thought (i.e., worry, rumination, and obsessions) and attentional biases. Indeed, impaired executive function is linked to repetitive thought (Segerstrom, Roach, Evans, Schipper, & Darville, 2010) and attentional and inhibitory deficits are found in individuals with anxiety and related disorders characterized by repetitive thought, such as GAD (Olatunji, Ciesielski, Armstrong, Zhao, & Zald, 2011), PTSD (Aupperle, Melrose, Stein, & Paulus, 2012; Olatunji, Armstrong, McHugo, & Zald, 2013), and OCD (Snyder, Kaiser, Warren, & Heller, 2015). Moreover, a growing body of research has highlighted the importance of sleep in emotional learning and memory (Goldstein & Walker, 2014; Vanderkerckhove Sleep In Anxiety and Related Disorders 21 & Cluydts, 2010), including enhanced fear conditioning (Menz et al., 2013) and fear extinction (Spoormaker et al., 2012) and consolidation of emotional memory (Nishida, Pearsall, Buckner, & Walker, 2009; Payne et al., 2012). Taken together, these findings highlight the importance of sleep for cognitive function and suggest that impaired executive function may be one mechanism by which sleep disturbance contributes to the development of an anxiety-related disorder. That is, sleep loss may impair executive function, which may then diminish the ability to regulate or inhibit symptoms of anxiety. Consistent with this view, a recent study found that decreased executive function accounted for the relationship between sleep disturbance and maladaptive repetitive thought, including worry and rumination, even when general distress was included in the model (Cox & Olatunji, in press). This finding highlights impaired executive function as a potential mechanism that may further elucidate the pathway between sleep and anxiety. Dysregulated cortisol may be another mechanism that links sleep disturbance to anxiety and related disorders. Previous research has established the circadian rhythm of cortisol: a steep increase upon morning awakening (the cortisol awakening response or CAR) followed by a gradual decline across the day and a nadir during sleep (Omisade et al., 2010; Spiegel et al., 1999). In healthy individuals, cortisol levels increase in response to an acute stressor (Dickerson & Kemeny, 2004). However, poor sleep can alter these patterns, and decreased sleep quality and quantity are implicated in dysregulated diurnal cortisol, including a blunted CAR, elevated evening cortisol levels (Omisade et al., 2010), and blunted cortisol reactivity to stressors (Wright et al., 2007). Further, dysregulated diurnal cortisol is also associated with deficits in executive function (Stawski et al., 2007), and elevated cortisol is linked to impaired inhibition (Gomez et al., 2009) and memory (Buss, Wolf, Witt, & Hellhammer, 2004). Similar patterns of dysregulated cortisol are found in those with an anxiety-related disorder. For example, compared to healthy controls, individuals with GAD exhibit a blunted CAR (Hek et al., 2013) and higher total cortisol output (Mantella et al., 2008), and individuals with OCD exhibit elevated overnight cortisol secretion (Kluge et al., 2007) and blunted cortisol reactivity to stressors(Gustafsson, Gustafsson, Ivarsson, & Nelson, 2008). These findings suggest that sleep disturbance leads to dysregulated diurnal cortisol, which may result in elevated physiological arousal in the absence of an objective stressor (Abercrombie, Kalin, & Davidson, 2005), and deficits in cortisol reactivity to stressors, which may result in an inability to mount an adaptive response to stressful events (McEwen, 1998). Over time, the downstream effects of dysregulated cortisol due to sleep disturbance may contribute to the development of an anxiety-related disorder. Recent research suggests that chronic sleep disturbance may constitute a stressor that contributes to allostatic overload, or bodily wear and tear due to an imbalance of physiological processes in which pathophysiology can occur (McEwen, 2015). Dysregulated cortisol and impaired neurocognitive function are two known consequences of allostatic overload that can contribute to the development of Sleep In Anxiety and Related Disorders 22 physiological and psychological disorders over repeated exposure to stress (McEwen, 2015). Considering the links between sleep disturbance, cortisol, executive function, and anxiety-related disorders, dysregulated cortisol and impaired executive function may be two neurophysiological mechanisms that may mediate the relationship between acute sleep disturbance and symptoms of anxiety (see Figure 1). Over time, chronic sleep disturbance may contribute to the development of an anxiety-related disorder through repeated disruption in these psychobiological processes, i.e., allostatic overload (see Figure 2). 11. Conclusions: Treatment Implications and Future Directions The extant literature on the role of sleep in anxiety and related disorders indicates objective and subjective sleep disturbance in GAD, PTSD, and PD, objective sleep disturbance in OCD, and a potential role of sleep disturbance in SAD and phobias. Additional research is necessary to more thoroughly test for the presence of sleep disturbance in SAD and phobias, as well as examine the role of subjective sleep disturbance in OCD. Further, future research utilizing both subjective and objective sleep measurements is necessary across the anxiety and related disorders, as extant research has primarily relied on single- measure methodology. Such research will be critical for testing for discrepancies between the perception of sleep and objective sleep physiology, as well as identifying particular symptoms of sleep disturbance that may characterize specific anxiety processes and/or disorders. Additionally, researchers should utilize standardized self-report measures instead of relying on composite scores of various sleep-related items from depression or anxiety scales, as the use of standard methods will enhance internal validity and improve comparability across studies (Buysse et al., 2006). Having established the presence of sleep disturbance in anxiety and related disorders, the next step for programmatic research is to delineate specific mechanisms that account for this relationship. Basic sleep research has defined multiple adverse effects of sleep loss, including impaired executive function and dysregulated cortisol secretion. It is critical that the study of sleep disturbance in the anxiety and related disorders begins to integrate findings from basic sleep research to test for specific mechanisms that may link sleep disturbance to the development of an anxiety-related disorder. Further, given the negative impact of anxiety on sleep quality (Harvey, 2002; Yeh, Wung, & Lin, 2015), future research should assess the role of sleep disturbance as a maintenance factor in anxiety and related disorders, as sleep disturbance due to anxiety processes may further exacerbate and sustain the adverse downstream effects of sleep loss and increase anxiety symptom severity. Indeed, research indicates that sleep disturbance is linked to increased symptom severity in PTSD (Belleville et al., 2009; Casement et al., 2012; Fairholme et al., 2013; Germain et al., 2004) and OCD (Storch et al., 2000), which suggests that the negative effects of sleep loss may exacerbate symptoms of anxiety and related disorders. Sleep In Anxiety and Related Disorders 23 Sleep disturbance may also diminish treatment efficacy, and recent research indicates that sleep disturbance is linked to worse treatment outcome in PTSD (Belleville et al., 2011; Zayfert & DeViva, 2004, OCD (Ivarsson & Skarphedinsson, 2015), and SAD (Zalta et al., 2013). These findings suggest that addressing sleep problems in the treatment of anxiety and related disorders may enhance treatment efficacy. Research assessing the effects of cognitive behavioral therapy for insomnia (CBT-I) on comorbid anxiety indicates treating sleep disturbance has only a moderate effect on the reduction of anxiety (Belleville, Cousineau, Levrier, St-Pierre-Delorme, 2011). Additional research is necessary to examine how addressing sleep disturbance may enhance the efficacy of CBT for anxiety and related disorders. It may be the case that a stepwise treatment approach is more effective than a concurrent approach. That is, treating sleep disturbance prior to addressing the disorder may be more efficacious than attempting to treat these problems simultaneously. Similarly, given the accumulating evidence for an important role of sleep in emotional learning and memory (Goldstein & Walker, 2014), including enhanced therapeutic effects (Kleim et al., 2014; Pace-Schott et al., 2012), improving sleep health prior to treating an anxiety or related disorder and including an opportunity for sleep following intervention may bolster cognitive processes critical to the consolidation and maintenance of therapeutic benefits. Future research is necessary to examine how addressing sleep disturbance and utilizing healthy sleep may improve the treatment of anxiety and related disorders. Extant research has established a role of sleep disturbance in the majority of anxiety and related disorders. Future research synthesizing these findings with basic research on the adverse effects of sleep loss is necessary to identify specific mechanisms that may link sleep disturbance to the development and maintenance of anxiety and related disorders. Examination of mechanisms, such as impaired executive function and dysregulated cortisol, by which sleep disturbance may increase the likelihood of developing an anxiety-related disorder will be critical in developing an integrated biopsychological model that may then inform efficacious treatment of anxiety and related disorders. Acknowledgment The authors would like to thank Eliza Kramer for her assistance with the preparation of this paper. Sleep In Anxiety and Related Disorders 24 References *indicates reviewed article Abercrombie, H.C., Kalin, N.H., & Davidson, R.J. (2005). Acute cortisol elevations cause heightened arousal ratings of objectively nonarousing stimuli. 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