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. . . . . . . . . . . . . . tion oftware Functionality April, 2004 . . .. . . Waters Corpora Empower S nts .. ...................... 1 .. ...................... 1 .. ...................... 1 .. ...................... 2 .. ...................... 2 .. ...................... 2 .. ........................ 2 .. ...................... 3 .. ...................... 3 .. ...................... 3 .. ...................... 4 .. ...................... 4 .. ...................... 4 .. ...................... 5 .. ........................ 5 .. ........................ 5 .. ...................... 6 S .. ...................... 1 .. ...................... 1 .. ...................... 1 .. ...................... 2 .. ........................ 2 .. ........................ 2 .. ...................... 2 .. ...................... 3 .. ...................... 4 .. ...................... 4 4 .. ...................... 4 .. ...................... 5 ... ........................ 6 ... ...................... ... ...................... .. ...................... Where Do The Dates Come From? ...................................................................................................... .. ...................... 8 .. ...................... 9 .. ...................... 0 Instrument Server ................................................................................................................................. 10 Database Server ................................................................................................................................... 11 Processing Server................................................................................................................................. 1 SECTION 3 – FUNCTIONALITY ............................................................................................................. 1 Definitions ................................................................................................................................................. 1 Empower General Description ................................................................................................................ 2 Configuration Manager ........................................................................................................................... 3 Projects................................................................................................................................................... 4 Table Of Conte SECTION 1 - INTRODUCTION.................................................................................... .. .. .. Basic Principles............................................................................................................. .. .. What Makes Empower Unique? ................................................................................. .. .. Multiple User Interfaces............................................................................................. .. .. Central Database........................................................................................................ .. .. Features ................................................................................................................. .. Benefits .................................................................................................................. .. Security & Regulatory Compliance ............................................................................ .. .. Features ................................................................................................................. .. .. Benefits .................................................................................................................. .. .. Component-Based Architecture.................................................................................. .. .. Features ................................................................................................................. .. .. Benefits .................................................................................................................. .. .. Scalable Architecture ................................................................................................. .. .. Features ................................................................................................................. .. Benefits .................................................................................................................. .. Empower Scalability Strategy ..................................................................................... .. .. . ECTION 2 - TECHNOLOGY....................................................................................... .. .. Licenses & Key Disks ..................... ............................................................................. .. .. Named User License Key Disks.................................................................................. .. .. Base Key Disks ........................................................................................................... .. .. Client/Server and Workstation Specific Option Disks ................................................ .. Options Not Requiring Key Disks............................................................................... .. The Waters Service....................................................................................................... .. .. How Operating System (OS) Security Works ............................................................. .. .. How Operating System (OS) Services Work............................................................... .. .. Data Acquisition and Buffering................................................................................... .. .. How Oracle and Server Failures are Recognized .................................................................................. Local Directory and File Organization...................................................................... .. .. How Identifiers are Assigned ..................................................................................... .... .. 6 Empower & Date Handling ........................................................................................ .. .. 6 How Empower Handles Dates................................................................................... .. .. 6 Oracle Date Format .................................................................................................. .. .. 7 Microsoft Date Format............................................................................................... .. ..Empower Use of Oracle Tablespaces.......................................................................... .. .. Application Components.............................................................................................. .. Empower ‘Servers’....................................................................................................... .. 1 1 Users........................................................................................................................... .... ...................... 5 .. ...................... 6 ...................... .. ...................... .. ...................... ... ...................... ... ........................ 9 ... ...................... 13 ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... 19 ... ...................... 19 ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... 22 ... ...................... 23 ... ...................... ... ...................... ... ...................... ... ...................... ... ......................Methods, r ds are stored in a reserved area of tablespace within the Empower database, b ive. ro cts user-defined collection of methods, results, peaks, custom fields, peak at are related and th esults, and custom fiel ut raw data are stored in a separate area on the hard dr Function Project raw data can be sto appropriate privilege. Projects may be locked. Projects may have the following actions performed on them: Open Backup and Restore Create, Clone and Delete Rename and change Properties All actions performed on projects are tracked in the System Audit Trail. One or more projects may be restored a red in multiple locations determined by users with the t one time. One or more projects may be backed up at one time. During backup, the project name, backup comments, backup type, user who performed the backup, date and time of backup, current project quota and current free space are serialized into a file which is part of the backup set. During backup, the version of software in which the project was backed up is tracked. Upon restore, the version from the backup is documented in the System Audit Trail entry. Empower does not require a specific backup utility but the user has the option to configure a backup utility into the backup process. 3-4 Waters Corporation Empower Functionality 3 ject backup will take all information within a project and place it in a specified Pro location. Project restore will take all information from a backup set and restore the project to the state at which it was at the time of backup. Projects may only be deleted from the Empower database by a user who Project” privilege. has the “Delete Audit trail setting must be configured when a project is created. These settings cannot be altered after creation is complete. When a new project is created, the maximum size a project can grow to must be set. Access to a project may be limited to the project owner, a specified set the of user groups or project may be available to all users. If access to a project is given to a group or to all users, the access can b specified set of privileges or can be wha e limited to a tever privileges the particular user has for their account. When a new project is created, specified information on methods, custom fields and/or te project. views can be copied from another, templa The owner of a project can be changed. The current space taken by the project can be viewed. Options can be enabled or disabled on a project basis. Custom fields can be added, modified or deleted from projects. Which users or groups have access to the project can be changed. The maximum allowed space the project is allowed to use can be increased or decreased. A “Number of Digits of Precision Displayed for Area and Height” se control the precision used for the following fields: Minimum Area parameters of the processing method, Area, Height, Start height and End Area, Slice Area tting is available to and Minimum Height Height, Total (GPC), Slice Height (GPC), Area Rejection (located in Table properties ents table of a as a precision of r 3 or the number specified in the “Number of Digits of Precision for Area and ing detectors that small signals. of a reporting table group), and the Value field in the Integration Ev processing method. (The Value field in the integration events table h eithe Height” field, whichever is greater.) This feature is designed for those us yield very Software options can be enabled/disabled during project creation in the New Project Wizard – Options page. If a single project is selected, multiple copies of the project can be create operation. d in a single If multiple projects are selected, a single copy of each project will be created with a single tion. opera er is an ind at control the level of access to functions in Empower software. Function User accounts may be set to one of the following three status conditio Active Users A us ividual with access to the Empower system. Users have accounts and privileges th ns: Disabled Removed Only “Active” user accounts may be used to login to the Empower application. A user account may include the full name of the user. User accounts may require a password to be used when logging in. Each user account must be assigned privileges based on a specific user type. There is no limit to the number of users that can be created provided that an adequate number of user licenses have been installed. 3-5 Waters Corporation Empower Functionality 3 are user (QuickStart, Pro, Open Access, Web, and System Default) can be Allowed softw defined for each user. A default user interface can be defined for each user. This interface will defa be logged into by ng the Advanced . Note: For databases upgraded to Empower from Millennium , the default user interface is set to Pro. For new installations of Empower, the default user interface is set to QuickStart. ult for that user unless the user selects a different interface by clicki >> button in the Login Dialog box 32 User Groups A is a set of users with access to the same projects. Members of a user group are di user group splayed in the User Groups view of the Configuration Manager. Function A Group Administrator that can modify users only in their group can be defined. User groups are supported to simplify assigning access to projects and acquisition servers. There is no limit to the number of User Groups that may be defined. User Types A e is a way of characterizing users and specifying the access privileges for that Empower s ser. When you create a new user account, you provide access privileges to the new user b stomizable, and there is no limit to user typ oftware u y assigning a user type to that user. User types are completely cu the number of user types you can create. Function User Types are supported to define access privileges for individual users. There isition Servers n Acquisition Server is a device (usually containing a busLAC/E or serial card f chrom Function When an acquisition server is defined, access to that acquisition server system owner only, to the ow may be given to the ner and selected user groups or to all users. Up to 4 computer serial (COM) ports may be used to connect instruments to an acquisition server. Up to 8 serial ports on an Equinox Serial Card may be used to connect instruments to an acquisition server. An acquisition server may be password protected to prevent unauthorized reconfiguration. An acquisition server can connect to a chromatographic instru is no limit to the number of User Types that may be defined. Acqu A ) that is capable o atographic instrument control and data acquisition. ment using IEEE or serial connection (depending on the device). IEEE instrument connection is done using the Waters Bus LACE card. You can control up to four simultaneously online HPLC or GC systems in an Empower Personal workstation or a Workgroup/Enterprise acquisition client. You can control up to eight simultaneously online HPLC or GC systems when using a LAC/E32 acquisition server. Note: These system limits are the total allowed for all interfaces – busLAC/E, 8-port serial card, and COM port. More than one interface can be run simultaneously. 3-6 Waters Corporation Empower Functionality 3 atographic instruments, such as a pump, autosampler, and detector, that f ther to produce data. Systems A system is a set of chrom unction toge Function Individual chromatographic instrument components may be configured syste into a Empower m. There are no limits to the number of chromatographic systems that can be configured in Empower. Instrument components may be used in more than one Empower system. Empower systems can be defined as ‘On-Line’ or ‘Off-Line’. Only ‘On-Line’ systems can beused to run samples. ‘Off-Line’ systems can be used to hold definitions of systems that may actively configured to run sa not currently be mples or may be systems that are not currently connected and powered on an Empower acquisition server. A System cannot be taken ‘Off-Line’ if any users are currently connected to it or if the system is currently acquiring samples. A System cannot be brought ‘On-Line’ if any of the components in the system are t is not currently currently configured in another ‘On-Line’ system or if any componen available. When an given to t Chromato Em 515(PCM) 525 600 Empower 410 474 2487 2410 996 2996 Empower controls 717 2690/2695/269 2790/2795 chromatographic system is defined, access to that acquisition server may be he system owner only, to the owner and selected user groups or to all users. graphic systems may be password protected to prevent unauthorized access. power controls the following Waters HPLC pumps and solvent management systems: 501(PCM) 510(PCM) (PCM) 625 626 2690/2695/2690D 2790/2795 controls the following Waters HPLC detectors: 486 the following Waters HPLC autosamplers: 0D Empower controls the following non-Waters equipment: Agilent 5890 GC Agilent 7673 GC Autosampler Agilent 6890 GC Agilent 1100 system Empower controls the following other equipment Waters ZQ 2000/4000 When using a controlled autosampler, the system automatically captures all vial 3-7 Waters Corporation 3 tions. If a non- rm vial number. Empower Functionality information, including number, position, volume, and number of injec controlled autosampler is used, BCD input may be configured to confi Column temperature may be controlled through the use of integrated column heaters in n heater attached to the 600, 625, 626, 2690, 2790, or through the use of an external colum a 410 or 2410 detector. More than one detector may be configured in a single chromatography system. These rough their detectors will use the same time base, and will be related to each other th injection ID. Multiple detector channels from the same injection may be processed as a unit, using the splayed on screen ion and entering review. The channels may also be ction. same or different processing parameters. The channels may also be di by selecting their common inject included on the same report by creating a summary report based on inje Data acquisition rates available are 0.25, 1, 2, 5, 10, 20, 25, 50, or 100 da second, depending on ta points per detector capabilities. Controlled instruments with digital data collection can handle the full dynamic range of the detectors. Analog instruments will connect to a SAT/IN interface, which can handle a range from –0.25 – 2.25 volts. 3-8 Waters Corporation Empower Functionality 3 tions in several e need to type efault strings, you can select them from a d st box in the functional area in which they are available. Default Strings Default Strings are phrases or series of words that are used as default text selec Empower categories that you specify. Default strings save time by eliminating th recurring comments and descriptions. After you create d rop-down li Function Default strings can be created to the Empower ap Changes to System Obje Component Names Custom Field Revision Com Deletion Comments Export method Revision Com Generic Method Revision Instrument method Revisio Manual calibration Manual result revisi Method Set Revision Commen Report Method Revision Com Result Signoff 1 Meanings Result Signoff 2 Meanings Sample Information Revision Comments Sample Set Method R Sample Set Method Template Revision minimize the typing required in the following sections of plication: cts Comments ments ments Comments n Comments revision Comments on Comments ts ments evision Comments Comments Where default strings can be selected within the application, the user will have the option to type a response that is not available in the default string list. The default string drop down list is initially blank (to prevent the use clicking OK to accept the default). r from simply Spaces only are not allowed for an audit trail comment. Privi P e the authority assigned to a user to access specified Empower software screens a r application. The u leges rivileges ar nd/or functions. Each privilege defines an allowed action within the Empowe ser type assigned to a user account determines the available privileges. Function Privileges are defined to limit access to different functions or sections of the Empower application. Privileges are sufficiently granular to ensure that object (item) creation, modification and deletion can be set separately. Privileges are based on functions that can be performed and not on user interface elements of the software. This minimizes the complexity of configuration. Privilege settings are not required based on operating system settings or disk structures. The “Administrator” privilege assigns all Empower privileges to a user. The “Archive and Remove Audit Trails” privilege specifies that a user can archive and remove System Audit Trail records and save them as binary or text files. Archiving and removing audit trail records requires two Administrator user names and passwords. The “Remove Sample Archives” specifies that a user can archive and remove project/sample records in binary or text format. The “View Audit Trails” privilege allows a user to view the System Audit Trail, which tracks changes to system-related information. 3-9 Waters Corporation 3 archive the System Audit Trail. Empower Functionality The “Archive System Audit Trails” privilege specifies that a user can Audit Trail in binary or text format. The user can not remove the System The “Clear/Restore Offline Audit Trails” privilege specifies that a user can remove and/or t. Records cannot be restore archived System Audit Trail records from a binary file forma restored from a text file format. The “Clear/Restore Offline Archives” privilege specifies that a user can r restore all entries from the offlin emove and/or e project and sample archives. The “Restore Archives” privilege specifies that a user can restore projects backed up using the AutoArchive utility. that have been The “Paste Shallow Copies” privilege specifies that a user can paste sha Shall llow copied fields. ow pasted files contain only the current version of a method. A full audit trail ilege and the on-FAT Projects into FAT Projects” is project does not accept a shallow copied file unless the user has this priv system policy “Don’t Allow User to Copy from N turned off. The “Lock Channels” and “Unlock Channels” privileges specify that a user can lock data channels, and/or unlock data channels, in the Project window. The “Alter Custom Fields”, “Create Custom Field” and “Delete Custom Field” privileges power database. specify that a user can modify, create and/or delete a custom field in the Em The “Alter Default Strings”, “Create Default Strings” and “Delete Default Strings” ngs in the atabase. privileges specify that a user can modify, create, and/or delete default stri Empower d The “Alter Plate Type”, “Create Plate Type” and “Delete Plate Type” priv that a user can modify, create, and/or delete plate types in the Empowe ileges specify r database. The “Alter System Policies” privilege specifies that a user can alter system p Empower database. olicies in the The “Alter Projects”, “Create Projects” and “Delete Projects” privileges allo all properties (nam w a user to modify e, quota, access, custom fields, and so on) of a project, create a project or delete a project from the Empower database. The “Backup Projects” and “Restore Projects” privileges allow a user to archive and/or restore a previously archived project. The “Change ProjectOwner” privilege specifies that a user can change the in the Empower database. owner of a project The “Change Project Quota” privilege specifies that a user has a restric Alter Projects privilege, allowing the user to change only the database tablespace quota of ted form of the a project to which the user has access. The “Create Project Path” privilege specifies whether the user has ac Data Files from the View menu of Configuration Manager. The user with cess to Manage Raw this privilege can create a new data path to store project information. The “Change Project Path” privilege allows the user to specify a project path other than he Move Project the default when modifying a project. The new data path is defined in t Data dialog box. The “Specify Project Path” privilege allows the user to specify a project path other than t and has this g the path from a list the default when creating a project. When the user creates a new projec privilege, he can designate where the project data is stored by selectin box. The “View Multiple Projects” privilege specifies that a user can open projects in a single Project window. and view multiple The “Alter Users”, “Create Users” and “Delete Users” privileges specify that a user can change the properties of another user, create a new user or permanently remove a user from the Empower database. The “Alter User Type”, “Create User Type” and “Delete User Type” privileges specify that a user can change the properties (name and privileges) of a user type, can define a new user type or can permanently remove a user type from the Empower database. The “Alter User Groups”, “Create User Groups” and “Delete User Groups” privileges specify that a user can change the members of a user group, create a new user group or 3-10 Waters Corporation 3 Empower Functionality permanently remove a user group from the Empower database. The “Delete Calibration Curves” and “Save Calibration Curves” pr user ivileges specify that a can permanently remove from and/or save a calibration curve to the Empower database. The “Delete Data” privilege specifies that a user can permanently rem chromatographic data, such as injections, channels ove , and so on, from a project. The “Export Data” and “Import Data” privileges specify that a and/or import data from a folder or device in a specified format. user can export data to The “Delete Libraries” and “Save Libraries” privileges specify that a user can database. permanently remove and/or create and modify libraries in the Empower The “Rename Libraries” privilege specifies whether the user can PDA change the name of a or MS library. The “Delete Export Methods” and “Save Export Methods” privileges specify th can permanently remove and /or can save methods used to export data to at a user another application. The “Delete Instrument Methods” and “Save Instrument Methods” privil a user can permanently remove and/or save instrumen eges specify that t methods used for data acquisition. The “Delete Locked Methods” privilege specifies that a user can perman from the Empower database any methods (locked or unlocked). ently remove The “Lock Methods” privilege specifies that a user can lock any methods database. Once you lock a method, you cannot unlock or modify it in the Empower . The “Delete Processing Methods” and “Save Processing Methods” privi a user can permanently remove and/or save processing methods used for leges specify that data reduction. The “Delete Reporting Methods” and “Save Reporting Methods” privileges specify that a or preview user can permanently remove and/or save report methods used to report results. The “Modify Report Scaling Only” privilege specifies that the user has the ability to edit thods) for printing the Scaling tab for plots that are part of a method (including locked me or previewing. The “Modify Default Report Methods” privilege specifies that the user h customize default report methods using th as the ability to e Edit > Manage Defaults menu in the Report Publisher. The “Modify Default Report Groups” privilege specifies that the user has the ability to n the Report customize default report groups using the Edit > Manage Defaults menu i Publisher. The “Clear Read Only Methods” privilege specifies that a user can clea only status while another user is editing the method. r a method's read- The “Save Methods as Current” privilege specifies that a user can save a of a method as t n earlier version he current version. The “Delete Sample Set Methods” and “Save Sample Set Methods” pri a user can permanently remove and/or save sample set methods used to when to acquire from each vial in a set of vial vileges specify that define how and s. The “Delete Sample Set Method Templates” and “Save Sample Set Meth privileges specify that a user can permanent od Templates” ly remove and/or save sample set method will change templates used to predefine specific sample set parameters that you know relatively infrequently. The “Delete Method Sets” and “Save Method Sets” privileges specify that a user can permanently remove and/or save method sets used to define a collection of methods (instrument, processing, report, and/or export methods) and channels of data that control data acquisition, processing, reporting, and data exporting. The “Delete 3D After Processing” privilege specifies that a user can permanently remove the 3D data associated with a PDA or MS data channel. The “Modify Integration Parameters” privilege allows the user to open existing processing methods and make changes to the integration parameters and integration events in the Integration tab of the method. 3-11 Waters Corporation Empower Functionality 3 o open existing pr hanges to the following component parameters: e Retention Time n Time Window st fields Window The “Modify Component Parameters” privilege allows the user t ocessing methods and make c Component tabl Retentio RT Window % 7 CConst fields Component Values in the Default Amounts tab Start and End times of a peak group Slicing tab (GPC) Retention Time, RT Window and 7 CCon Calibration tab (GPC) Reference Peak Retention Time and RT The “Copy To Projects” privilege specifies that a user can copy information from one project into another project. The “Delete Results” and “Save Results” privileges specify that a user can permanently remove from and/or save results in the Empower database. The “Sign Off Results 1” and “Sign Off Results 2” privileges specify that a user can fill in the respective sign-off field in a result. The “Specify Report Methods for Sign Off” privilege specifies that a user ca report method n indicate which s are required for signoff. The “Alter Sample” privilege specifies that a user can change informat contents of a vial after an injection from that ion about the vial has been made. The “Save View Filters” privilege specifies that a user can save view filters created in the Project window. The “Make View Filters Public” privilege specifies that a user can create or change the access type of a view filter to make it public or private. The “Acquire Samples” privilege specifies that a user can acquire data from a sample set method in Run Samples. The “Edit Sample Sets” privilege specifies that a user can modify existing sample set methods in Run Samples or in the Sample Set Method Editor. The “Reinject Samples” privilege specifies that a user can reinject indi sample set methods that have been vidual samples or previously acquired in Run Samples. The “Allow Interactive Sys Changes” privilege specifies that a user change pump parameters in Ru can interactively n Samples. The “Alter Running Sample Sets” privilege specifies that a user can modify a sample set method while it is being acquired in Run Samples. The “Access Real time Plot fromOpen Access” privilege specifies that th access the Real Time Plot from Open Access. e user can The “Alter Any Queue” privilege specifies that a user can rearrange any jobs in the Sample Sets table queue in Run Samples. The “Alter My Queue” privilege specifies that a user can rearrange his/her jobs in the Sample Sets table queue in Run Samples. The “Warn on Service Limit” privilege specifies that, if a user tries to use Run Samples when an instrument in the chromatographic system is past its service date limit, the user is warned but allowed to continue. In this case, a user without this privilege cannot acquire data in Run Samples. The “Use Wizard Templates” privilege specifies that a user can create a sample set method from a sample set method template (which you create using the Sample Set Method wizard). The “Allow Remote LAC/E Reboot” privilege specifies that the user can remotely reboot a LAC/E32 acquisition server from Configuration Manager. 3-12 Waters Corporation Empower Functionality 3 Plates te used for ntains wells for injection. The plate type is the definition of both the overall plate and the wells contained within them. The terms plate and well can also be defined as rack and bottle, c vial, and so on. A plate type defines the physical and referential characteristics of a sample pla injections by an instrument such as a Waters 2790 Separations Module. A plate co that hold the samples arousel and Function Plate types can be created, modified and saved to the database. Plate configuration property sheets graphically display what a plate of a specified type looks like and will show the effects of any parameter changes immediately. Users can not modify or delete the predefined plates in Configuration Manager. A library is a user-created or commercial collection of PDA and/or MS spectral data collected f pectra, you may b ponents. Libraries rom known compounds. By comparing spectra from unknown peaks to library s e able to identify the unknown com Function The software supports integrated MS searching for the Wiley or Wiley and NIST libraries. Libraries can be archived and restored. Libraries may be imported and exported. Importing a library will allow the spectra in the import library to be merged into an existing library. Spectra may be merged with a specified spectrum library. Mess g T ssage Center is a run time log that temporarily stores temporary, system-level messages. T s related to E a e Center he Me he Message Center displays informational, warning, error, and fatal message mpower system operation. Function The Message Center is located in the Microsoft Windows 2000 or Window Tra Th been v Messages The purg The Message Center may be refreshed manually to ensure that all messages are displayed. The Message Center Window displays information in a tabbed table using the following All General Acquisition Security Processing sections: s XP System y. e Message Center icon appears in red when there are messages present that have not iewed. Normally, the icon appears in blue. may be saved to a file for archival and transmission. e capability of the Message Center may be password protected. The Message Center may be purged to minimize storage required. Sections of the Message Center may be purged individually. The Message Center can be purged automatically after a user specified number of days. 3-13 Waters Corporation Empower Functionality 3 may be forced on top of other windows if an error has occurred and The Message Center the users needs to be notified. The Message Center displays informational, warning, error, and fatal messages related to Empower system operation. Messages are displayed in order of date and time. New messages are added to the bottom of the list. Sys T nitor application allows you to monitor system database usage in real time. I in table form. tem Monitor he System Mo nformation on users, projects, systems, and processing servers is displayed Function The System Monitor application allows you to monitor system data time. Information on users, projects, systems, and processing server base usage in real s is displayed in table form. The number of licensed users and the num The user ma database (users, systems, projects or processing se The frequency of display update can be set The User view will display the following information: The user n Which computers (if any) the user is c Which projects (if any) the user curren Which systems (if any) the user is curren The System view will displa The system name hat is currently runninThe computer t The user (if any) for whom data is being The project (if any) into which data is being ac The current activity of the system The names of any other users who are view The Project view displays the following informa The name of the project The users (if any) who ar ber of currently logged in users are shown. y select to show only objects in use or to show all objects defined in the rvers). by the user ame urrently logged in to tly has open tly acquiring data from y the following information: g the system acquired quired ing the system tion: e currently using the project The systems (if any) that are acquiring data into the project The available free space and allocated space for the project The Processing view will display the following information: The name of the computer running the processing server he user (if any) who is running the processing server T The name of the project for which data is being processed The status of the processing server Installation Function Named user license key disks will be used during installation to define the maximum number of users configured in the database. An installation of the server can be either automatic or custom. The user will be allowed to choose which, if any, acquisition device drivers are loaded. 3-14 Waters Corporation Empower Functionality 3 ilable in different capacities to facilitate ease of Named user license key disks are ava installation and incremental removal of licenses. Migration from the previous version of Millennium32 software will allow for the database to be migrated to the new version. Option disks for Enterprise and Workgroup installations will act for all ivate the specified option users of the database. Empower uses the industry-standard InstallShield software to perform installation. software Options key disks will be used during installation to define which optional Empower the system (e.g. System suitability, PDA etc.). components should be activated on Option and license key disks may be uninstalled. The following software options are available: P MS (this option is GPC GPC/V GPC/V/Light Scattering Dissolution Pattern Open Access Toolkit (Empower programming user interface) Chemical Structures System suitability DA (this option is built in and does not require a key disk) built in and does not require a key disk) Matching (this option is built in and does not require a key disk) Agilent 1100 AutoArchive WebServer (this option is built in and does not require a key disk) An data upgrade path is available between applications versions. Installation may be split across multiple disk drives. Custom Fields ere are two types: • Custom Sample identifiers ds) ed by the power software default identifiers (such as, SampleName, SampleWeight, Dilution, Lot For example, you may want to identify samples with respect to lot number, dissolution medium, nd so on. You iers. Custom Database Results (Peak, Result, Component and Distribution Type, calculated custom fields) Custom database results to calculate a specific database result that is not already provided by Empower software. For example, you may want to calculate the ratioof two peaks’ areas or determine the total area of all peaks with a % Area less than 2% or convert the amounts reported in Empower to different units. Empower software allows you to create your own custom fields of which th • Custom Database results Custom Sample Identifiers (Sample and Sample Set Type custom Fiel Custom sample identifiers to describe an acquired sample beyond what is provid Em Number, Manufacturing Site and so on). storage interval, storage conditions, plant number, manufacture date, supplier, a can associate such information with your samples by using custom sample identif 3-15 Waters Corporation 3 Empower Functionality Function The following parameters are defined when creating a custom field: ean or Enumerated) tion) (the number of characters to be displayed) f the decimal point for he minimum value allowed) lowed) ly displays the user-defined default value) uired (Defines whether or not a user must enter information into this field prior to hen the sample is fine where the software should find results that are Set Only, Outside alculation unless all values se As (Used to define how the field’s result is interpreted when using a Boolean or eld: Position, Text, Value) he software assigns to a custom field) • Name • Type (Integer, Real, Text, Date, Bool • Field Type (Sample, Peak, Result, Sample Set, Component, Distribu • Width • Precision (the number of characters to be printed to the right o real numbers) • Minimum (For keyboard-entered fields, displays t • Maximum (For keyboard-entered fields, displays the maximum value al • Default (Automatical • Source (Keyboard, Calculated or External) • Req acquiring the sample) • Formula (The user-defined mathematical calculation to take place w processed) • Search Order (Used to de references by an inter sample custom field: Result Set First, Result First, Outside Only) • All or Nothing (Allows you to specify to not perform the c referenced in the formula are found) • U enumerated custom fi • Cfield ID (The unique number that t Once created, custom sample identifiers appear wherever samples are listed, such as in the: eaks, and Custom Fields views in the Project Sample Set information in the Alter Sample window ethod Editor ble in Review Review • Injections, Channels, Peaks, Results, P window • Samples table in Run Samples • Alter Sample table in the Alter Sample window • • Sample Set table in the Sample Set M • 2D Channels table and the 3D Channels ta • hromatogram Result table in the Results window of C • Reports Once created, Custom database results are stored in the Empower software database and window of Review Results window appear in: • The Peaks table in the Results • The Chromatogram Result table in the • The Results, Peaks, and Custom Fields view in the Project window • Reports • Alter Sample table in the Alter Sample window • Component Editor in the Alter Sample window Sample Set type custom fields are available. Component type custom fields are available. Inter sample summary type custom fields are available. Boolean and enumerated fields are available. These type of fields allow you to create a sample type custom field that appears as a drop-down list or to create a peak or result type custom calculated field that assigns a user defined translation to a defined mathematical formula. For example, you could assign a particular criteria to the Amount field and specify for the Empower software to report “Pass” or ‘Fail’ for the custom field. Inter-Sample calculations are available. There are no limitations on the number or size of custom fields. 3-16 Waters Corporation 3 er. Empower Functionality Custom fields may be created or modified without having to exit Empow The user is given the choice to create the field in just the currently selected project, or to access to. create it in multiple projects the user has It is possible to copy custom fields between projects. It is possible to calibrate on a custom field by specifying the field in the Y Value column of the component tab of the processing method. Component references are available, CCalRef1 and CCompRef1 – 3 and Cconst1 – 7. Custom fields can be nested together. For example, a custom field can i cu The following special strings: -60,000 translates to ND ncorporate another stom field in its formula. values can be used in custom fields to translate into the associated -60,001 translates to N.D. -60,002 translates to Not Detected A value of –50,000 translates to a result of zero. Login Dialog Box Function Login occurs to the default interface defined for each user. Multiple user interfaces (Pro, ickStart, Open Access, Web, System Default) are available through the Advanced >> Qu button. Raw a ty terprise or D ta Securi The Waters Service provides security controlled access to raw data files in an En Workgroup system. Function By default, chromatographic raw data is stored in the rawdata-drive:\ Empower\Projects of raw data using directory on the Empower server. However, you may change the loca the Manage Raw Data Files capability. tion A Windows Operating System service is available to provide security controlled access to raw data files in a client server system. The Waters Service will be installed by the Empower installer such that it starts automatically when the OS starts up. The Waters Service will be run using the local System account on the server and the client. Read-only access is the only required access to the raw data files for all W accounts indows user b e Security Data as Function User types determine access privileges for an Empower software user. When you create a new user account, you grant access privileges to the new user by assigning a user type to that user. User types are completely customizable, and there is no limit to the number of user types you can create. The default user types are: Administrator (unlimited access), Chemist, Analyst, and Guest (read-only access). A login password prevents unauthorized users from logging in to Empower software. You assign a login password when you create a new user account. 3-17 Waters Corporation Empower Functionality 3 s) prevents ized users from configuring or altering an acquisition server and the systems The Acquisition server security scheme (via user access and privilege unauthor connected to it. The Chromatographic system security scheme (via user access and priv unauthorized users from modifying a system or using it acquire data. ileges) prevents A Message Center Properties Password prevents unauthorized users from changing the urity log and other Message Center properties, including purging messages from the Sec logs. System Policies allow you to set rules that govern passwords, logging software, Fu in to Empower ll Audit Trail default settings, data processing, signing off results, date formats, and setting up Empower software for GMP, electronic records, and electronic signatures 3-18 Waters Corporation Empower Functionality 3 Network Support Clie version of the Empower Personal orkstation which operates on a Windows 2000 or a Windows XP platform. The Enterprise p also operate in a Citrix MetaFrame (thin client) environment. G n nt/Server Network Support The Empower Enterprise system is a corporate-wide networked w latform can e eral Function The software will support the Windows 2000 operating system on the server. The application will function in an Oracle Names environment. During login, if the name of a database is entered that is unknown to the application, and rd that database name and that name can be resolved by Oracle Names, Empower will reco make it available for subsequent logins. Contains a central password-protected database located on an Intel server. Operatesin a true multi-user Client/Server environment. Supports multiple computer clients running the Empower software ap Allows computer clients to access and use data, methods, database. Permits computer clients to control and acquire data from chromatographi Locally, through a Waters busLAC/E card or Equinox seri c systems: al card installed in the /E32 Acquisition Server client computer or through the COM port of the client computer ugh the Waters LACOver the network, thro The acquisition of sample sets or trays will continue during a server shutdown or remote jection or sample set on network failure. Empower buffers data acquired from a single in the acquisition computer hard disk or the Waters LAC/E32 Acquisition Server. When an acquisitio plication. and results residing in the server n server is able to reconnect with the server, it will automatically upload all buffered data files and then delete the local copy. Uses standard Ethernet connections. Supports multiple network printers. Provides full database and raw data backup and restore functions from the server. Allows users to access raw data only through the Empower software application, which provides user-level security. 3-19 Waters Corporation Empower Functionality 3 Regulatory Compliance Au ethods, results, ou specify Audit Trail parameters when you create a new project using the New Project wizard in Configuration Manager. A System Audit Trail is also available r activities that are not Project related. Gen dit Trails Audit Trails allow you to maintain a permanent record of changes made to m and/or samples for a project. Y fo eral Function When information is copied/backed up, the audit trail information is cop object. ied along with the Audit trail support is implemented for the entire system (database), sa injections. mples, methods and Audit trails for samples, methods and injections can be viewed separately or combined in the Project audit trail. An Audit Trail application is provided to give access to and search capabilities for the System and Project Audit Trails. Audit Trails can be filtered and sorted according to user defined criteria. Audit Trail filtering and sorting criteria can be saved for later reuse. Audit trails cannot be bypassed once activated. Audit trail entries may not be deleted or modified once created. Audit trails can be printed. S sty em Audit Trails Function Two administrative users are required to enter their passwords when purging the System Audit Trail. Audit trails can be saved to a binary or ASCII file for archival and/or transmission. Audit trails can be purged to reduce the space allocated on disk. Audit trails can only be purged if two individuals with administrator level privileges enter ser name and passwords to allow the purge operation to complete. their u Unsuccessful login attempts will be audited in the System Audit Trail. Account lockouts will be audited in the System Audit Trail and also brou administrator’s at ght to the system tention through the Message Center application. Project Audit Trails Function Project Audit Trail information can not be purged. The Method audit trail is stored with the methods and moves with the methods if they are copied between projects. The Injection audit trail is stored with the injections and moves with the injections if they are copied between projects. The Sample audit trail is stored with the samples and moves with the samples if they are copied between projects. Project audit trails must be activated when a project is created. 3-20 Waters Corporation 3 ted. Empower Functionality Audit trails may not be deactivated or turned on after a Project is crea Project audit trails will audit the creation, modification and deletion of project objects. Project audit trails can be activated without the requirement for comments to be entered when any objects are changed. Project audit trails can be configured to require comments for Method changes, Result changes or Sample Information changes or any combination of these items. Sys several aspects ill affect all users of ware ensures implemented easily. Selecting the appropriate choices configures the Empower software to comply with 21 CFR Part 11. The mended for electronic records compliance are also recommended for laboratories U er Policies T t happens when they lo tem Policies The System Policies section of the Empower application controls the behavior of of Empower software. These settings are not user or project specific and w the Empower system. By recommending configuration settings, the Empower soft that electronic records and electronic signatures compliance is parameters recom operating under GMP, GLP, GAMP, GALP, ISO 9000, or other guidelines. s Account hese policies control how a user logs into the Empower application and wha g out. Function The “Enforce Unique User Account Names” policy is required for electronic signature he current database must r account name from the t you cannot reuse a compliance. This policy specifies that all user account names in t be different from one another; when you create a new user account, the use must be new. Additionally, you are not allowed to delete a user account database; user accounts will be removed instead. (This ensures tha username from a previous account.) The “Enforce Unique User Passwords” policy is required for electro compliance. This policy specifies that a single user account cannot reuse in the Empower database. If your password expires nic signature an old password , you must enter a new password that you have not used before. The “Passwords Expire Every n Days” policy is required for electronic electronic signature compliance. This policy specifies that all user accoun expire at the end of the interval (days) you determine. When passwo specified number of days, users receive a message record and t passwords rds exceed the requesting a password change. Users are not allowed to log in again until they change their passwords. The “Limit # of Entry Attempts to n Tries” policy is required for electro electronic signature compliance nic record and . This policy specifies that all users have a limited number to the result t, the software denies ser access to Empower software and disables the user account. In this case, the of chances to log in successfully to the Empower database or attempts in signoff function in Preview in Report Publisher. On the n+1 attemp the u system administrator must restore the account status to Active. The “Enforce Minimum Password Length of n Characters” policy is req electronic record and electronic signature compliance. This policy spec uired for ifies that all user accounts must have passwords and that all passwords must have the minimum number of characters that you specify in the text box. The “Don't Allow Applications to Stay Running After Logging Off” policy specifies that your only option is to lock all applications that are still running when you log out of Empower. The “Don't Allow Multiple Logons” policy specifies that only one user can log in at a time. The “Global Default User Interface” policy specifies the default user interface when the 3-21 Waters Corporation Empower Functionality 3 not specify Empower Web as the default user interface. The user’s profile overrides this default interface. user logs in to Empower: Pro, QuickStart, or Open Access. You can New Project Policies T s control how the Empower audit trail facilities will be applied and enforced. hese policie Function The “Full Audit Trail Support” policy is required for electronic record and electronic eature be turned on signature compliance. This policy specifies that the Full Audit Trail f in all new projects. The “Require User Comments On Method Changes”policy is required for electronic must enter , a processing record and electronic signature compliance. This policy specifies that you comments that describe any changes you make to a method (for example method). The “Require User Comments On Result Changes” policy is required for and electronic signature compliance. This policy specifies tha electronic record t you must enter comments that describe any changes you make to a result in Review. The “Require User Comments On Sample Information Changes” policy i electronic record and electronic signature complianc s required for e. This policy specifies that you must ation. enter comments that describe any changes you make to sample inform The “Require User Comments On Deletion” policy specifies that you m co ust enter mments that describe any deletions in Empower (e.g., delete methods, channels, sample sets, method sets, processing methods, instrument methods, etc.). The “Don't Allow User to Change Default Full Audit Trail Support Settin required for electronic record and electronic signature compliance. This g” policy is policy specifies creating a new that the default state of Full Audit Trail Support cannot be changed when Project. The “Don't Allow User to Change Default 'Require User Commen is required for electronic record and electronic signature compliance ts On' Settings” policy . This policy specifies g a new Project. that the requirements for user comments cannot be changed when creatin The “Don’t Allow User to Copy from non-FAT Projects into FAT Pr a user cannot copy data from a non-Full Audit Trail Project into a Fu ojects” specifies that ll Audit Trail Project. The “Allow the use of ApexTrack Integration” specifies that the ApexTrack integration nal settings roject level and on a processing method level. algorithm is enabled for the entire database. Note that there are additio necessary to enable ApexTrack on a p The “Enable ApexTrack Integration” setting in the Default Settings Used When Creating New Projects area specifies that new projects have ApexTrack integration enabled by default. Note that existing projects do not have ApexTrack automatically enabled. Additionally, ApexTrack can be enabled/disabled through the project properties dialog box. The “Default Integration Algorithm” setting specifies whether new processing methods are set to ApexTrack or to Traditional by default. 3-22 Waters Corporation Empower Functionality 3 These policies control how certain data processing and signoff functions operate. Other Policies Function The “Use v3.0X Style Peak Width and Threshold Determination” po Empower software use the peak width and threshold determination meth Mil Threshold capability. This can ensure consistent integration behavio software. The “Use v2.XX Style Retention Time Calculations” policy specifies software uses the Millennium32 versionTransfer check box is available to allow a 2690D dissolution sa run without needing transfe mple set to be re- rs. A toolbar containing buttons corresponding to each of the instruments in the system is senting it. This allows shown with the name of the instrument and a small diagram repre the user to switch the view to that of the selected instrument. Instruments may be turned ‘On’ and ‘Off’ and also may be ‘Added’ or ‘Deleted’ within the editor. Dual Tower gas chromatograph (HP 5890 and 6890) control is supported as well as all inlets and detectors supported by HP. HP 7673 GC auto Su Heater/Cooler. C Agilent 1100 Series instruments is supported via RS-232: tic Pump rnary Pumping System odule sampler control is supported A plate editor is available to configure plates when using the 2790/2795 or other autosamplers. Samples can also be easily loaded into the sample loading table using this editor. The Waters Alliance Dissolution System (2690D) control is supported. The 474 Fluorescence detector control is supported. The Waters Capillary LC control is supported. The SAT/IN, 474 and HP 5890 and HP 7673 support is available through a serial card port or a PC COM port. 3-24 Waters Corporation Empower Functionality 3 ntation is supported and described in the Empower System Installation and Configuration Guide. The control of any current Waters’ instrume Res privilege by the istrator can review results in Preview and then sign off the displayed results. Empower software allows two levels of result sign off. Multiple signoffs on the same result are a review. ult Sign Off An electronic signature process in which personnel who are assigned sign-off system admin llowed in P Function When a result is signed off, the report used for sign off is saved as a PDF file and stored in f” system policy the database, provided that the Save Report Image (as PDF) after Sign Of is enabled. Reports saved as a PDF after signoff can be retrieved at a later time to as it was when it was signed off using the Report Viewe see the data exactly r. An “Allow this Method to be used in Sign Off” check box is present to specify whether or not any given report can be used for sign off. Two levels of results sign off are available (“Sign Off 1” and “Sign Off 2”) to allow ries or levels of sign off privilege within the software. different catego Multiple signoffs are allowed wi If the “Enforce Sign Off 1 Befo publisher does not allo been perform Each sign off include The date and time The full, printed na The reason of the sign off T The sign off method date DThe sign off method I The sign off Method name The sign off method version All of the pages of the current report must have been previewed before a performed. sign off can be Sign off can be done on individual results or on groups of results, depending on the type of report used to preview the results. Sign off inactivity delay is enforced. The first sign off during a session requires that two unique pieces of information be entered to identify the user (user name and password). Subsequent sign off’s during the same session require only a single piece of identification to be entered (password). A user can sign off results while one or more differe thin each sign off level. re Sign Off 2” system policy is enabled, the report w a sign off 2 until a sign off 1 with a valid sign off reason has ed. s: the signoff occurred me of the signer he sign off ID nt users are logged into the application to perform other functions such as data acquisition or processing. All review and approval is performed within the Empower application, with complete tracking of approval state. The number of signings for each result will be stored with the result. When determining the reason for an electronic sign off, the user can type in a reason, or choose from a list of predefined reasons. When a result has been signed-off using “Sign Off Level 2”, the result may be locked to prevent further results being saved based on the specified sample. 3-25 Waters Corporation Empower Functionality 3 Pro Interface power software. This interface is similar to that m32 and will therefore be familiar to Millennium32 users. The Pro Interface provides access to all features of the Em of Millenniu Pro Window G n tionality e eral Func Function All activities in Empower are initiated from the Pro Window when using the Pro interface. The Pro window works like a web page, not a classic windows application. For example, ing. the user single clicks a button to activate it rather than double click The About Box reports the following editable user information: Lic Company Name, and Total Assurance Pla ensed User Name, n ID. The About Box reports the following system information: the build number of the stalled options. software, the installed service packs, and the in The Pro Window is dockable with an Always on Top and an Autohide se docke tting. The d state is stored for each operating system user. All activities initiated in the software are assigned to the currently logged in user. Multiple Empower applications may be run simultaneously. During login, if more than one database is available, the user may choose which database to log into. When logging out of Empower, the user will have the option to close any open Empower r lock them and leave them running. applications, o Locked applications is done by the The Login Win Empower: Running Samples Processing Data Printing Rep Browsing Projects Configuration and System Administration The software will allow multiple people to independently log in to a single workstation or client. Multiple logins to a single workstation or client may b may be unlocked by the user who originally locked them. Unlocking user logging into Empower again. dow provides simple access to the most commonly used functionality in Reviewing Information orts e disabled. Multiple logins on a single client or workstation will use a single connection to an individual database. Multiple logins on a single client may be done to different databases. Empower allows a default database to be defined such that the user does not have to specify a database during login. After clicking the Run Samples button, a Use QuickStart button is located in the Run Samples dialog to allow the user to start the QuickStart interface. 3-26 Waters Corporation Empower Functionality 3 Project Window nd processed) d view filters. The Project Window provides the main access to projects and their General Functionality A project is the object that holds all Empower information such as data (raw a methods an associated data. A Method Difference utility is present in order for a user to easily d over time determine what changes have been made to a metho . In a Full Audit Trail Project, a comment is required data or methods. for deletion of Ability to deep copy/paste or shallow copy/paste i projects, depen nformation in ding on system policy and user privilege. (deep = o audit trail to all audit trail information is maintained, shallow = n information) Project Audit Trail information is available. The Proj Trail cannot be purged ect Audit Empower allows copying of results, result sets and from one project to another and to/from the Window All mechanisms which support copying Empower obj + drop, the Copy To Project menu ite custom fields s file system. ects, like drag m, etc. will be extended to be enabled in the Result, Result Set and Custom Fields. A user has the ability to lock a channel and then, no more results be unlocke ilege to lock a channel and may be saved which reference it. Channels can later The user must have ‘Lock Channel’ priv d. ‘Unlock Channel’ privilege to unlocka channel. The quantitate only button is present in the Processing dialog. This should be ration information. notifies the background processing that quantitation performed using existing integration and calib Multi-Project mode allows the user to use a single pro to view data from multiple projects simultaneously. ject wind √ ow The Cancel Fetching message box provides a mechanism to stop fetching data when updating a view. Empower allows copying of sample sets, injections and channels ices. from one project to another and to/from external dev View As menu items are available. For example, to ‘View’ sample s or to ‘View rail information and sets ‘As’ injections, to ‘View’ results ‘As’ sign off samples ‘As’ results. You can also view audit t instrument method information using this capability. ’ Dragging and dropping and copying and pasting is a Function Functionality Not Present in QuickStart vailable to copy items between projects and to/from the Windows file system. The project window can appear in ‘Data Selection Mode’ if accessed via the Process Data, Review Data, or Print Data buttons located in the Pro Window. This mode is a convenience feature. √ Project Audit Trails can be enabled. This functionality specifies whether or not users are required to describe changes to any method, method set, sample, template, result, or calibration. It also determines whether or not the Alter Sample history is generated and whether or not to retain all versions of all methods in the 3-27 Waters Corporation 3 Empower Functionality database. Method History (part of the Audit Trail functionality) as available in the Project Window. Any altered record is automatically flagged with a ch the altered field. eck mark in All method and result changes may be determined version number of the method or result, respectively. by viewing t he Methods may be locked to prevent modification. Once locked, a be created us g method. method cannot be unlocked but a new version can a new method name to differentiate it from the locked in The user can acquire data, create methods, process dat results, generate reports, and manage information us views, and tools from the Project window. a, review ing the menus, Double-clicking on an item(s) in the view table exp a corresponding view. For example, double-clicking ands that item to on a sample n Injection view uble-clicking an injection will display corresponding channel hannel view. Double-clicking a result set will display ding result items in the Result view. set will display corresponding injection items i Do . items in C correspon The f window Instr Processing Report Export Sample Set Sample Set Method Template Meth ollowing types of methods are available in the project : ument od Set Instrument methods are specific to the specific system configuration, but may be used with all systems of identical component configuration. All changes are automatically tracked within the embedded Oracle database. 3-28 Waters Corporation Empower Functionality 3 Views The View Table displays information that corresponds to the selected view and view filter. Function Functionality The following views are available and allow the specific information st examine uring Sample Sets - A set of samples grouped togethe sample loading and acquisition Injections - Unprocessed raw data, includes all cha a single injection Channels - Individual raw data channels Methods - Instrument, processing, report, export method sets and sample set method templates Result Sets - Set of results gene set Results - Processed raw data generated from Peaks (version 3.2) - Peaks (compounds, PD peaks, GPC/V peaks, System Suitability peaks) Sign Offs - Displays all data that has been si contain the following fields: (username), Signoff Reason, Signoff Date, Signoff Method ID, Signoff Method Nam Signoff Method Version. es - Calibration curvCurv GPC/V molecular weight distributions View Filters – displays as view filters prese and allows them to be Not Present in QuickStart user to ored in the Empower database. r d nnels from , sample set. rated from a processed sample a channel of data A peaks, GPC gned off. May Result ID, Signoff Full Name ID, Signoff e, Signoff Method Date, and es for LC, IC, GC, GPC/V, and nt in the project deleted if necessary. Custom Fields (version 3.2) - All custom fields (created for each project in Configuration Manager) Audit Trails – Displays audit trail entries for project il on. View Filters and Custom Fields views are not available in the QuickStart Interface information. May contain the following fields: Date, User, Action, and Details for each change This view is displayed only if the project has Full Audit Tra View F limit or tailor the types of information displayed reating and applying different view filters, you determine what informatio iew table as well uickStart, new view filters cannot ilters View filters by the view. By c n appears in the v as the sorting order of this information. Note: Although existing view filters can be used in Q be created. Function Functionality Not Present in QuickStart Wildcards (% and ?) can be used with criteria set in a view filter. √ When saving a view filter, it can be defined which software interface the view filter is useable in. √ 3-29 Waters Corporation Empower Functionality 3 ny Empower ser) or Private (available only to the user that created the view √ View filters can be designated as Public (available to a u filter). Default view filters are available to aid new users. Just-In-Time view filters are temporary view filters wh user to enter variable information to complete them b executed. The user specifies which fields the use prompted for by using a special syntax in the vi ich allow the efore they are r should be ew filter editor. The gger the pr indow to prompt the user to enter conditions for that field. ‘#’ character in a field condition is used to tri w oject A View Filter Wizard is available for assistance in cre filters. ating view √ The ‘Group By’ functionality allows you to create a vi will sort out rows according to the maximum or speci ew filter that minimum values of fied columns. This feature, for example, allows you to create result for each as been a view that displays only the most recently processed channel, regardless of how many times the channel h processed. The ‘Create a Condition’ functionality provides guidance as to how he view filter. √ to specify a condition for a particular column in t Click an ing the Update button to the right of the Filter By drop-down view filter d displays the most current available data. list rescans the Empower database using the current The view filter table allows for AND-ing and OR-ing column conditions. When using the View As capability, the view filter that was last current in the destination view is used to display the selected data. Tool The Toolbar displays shortcut buttons that provide quick access y commands used in s to the primar the Project window. Function The following tools are available to allow the user to perform base: a processing mpare calibration selected in the romatograms oject window Channels view. og box, where you select the report method to be used to print your information. After you select the report method and click OK, the Report Publisher Preview window appears with the selected information displayed exactly as it appears when printed (using the selected report method). You can preview data, method or method set contents, calibration curves, and so on. Reports can be interactively modified as necessary. Process- Displays the Background Processing and Reporting dialog box, used to batch process samples, print reports, and export Compare and Projects Available tools not available in QuickStart Interface various operations on data stored in the Empower data Review - Displays Review, where you perform dat and analysis of acquired data. Compare - Displays Compare , where you co curves or GPC/V molecular weight distributions Project window Curves view, or where you overlay ch selected in the Pr Preview - Displays the Open Report Method dial Functionality Not Present in QuickStart 3-30 Waters Corporation Empower Functionality 3 d Reporting cted in the channels, results, ethods, and d Reporting g box, used to background export data selected in the view ls, results, and dow, where you er-entered data associated with a sample or sample onent Amounts, roject mode, ovides full and allows for tion, and yed out if you do ples. ilable dialog jects to the Project tree, oject in the roject mode . r example, an ipboard into the Help - Enables context-sensitive Help for the window. When you click the tool, then subsequently click an area or item in the window, a popup explanation of the area or item appears. To reactivate the tool and close the popup, click the tool again. To close the popup only, click the popup or anywhere in the window except the Help tool. data during processing. Print - Displays the Background Processing an dialog box, used to print reports based on the data sele view table. You can print sample sets, injections, result sets, peaks, curves, method sets, processing m instrument methods. Export - Displays the Background Processing an dialo table. You can export sample sets, injections, channe result sets. Alter Sample - Displays the Alter Sample win can modify us set such as Sample Name, Sample Type and Comp etc. Alter Sample is grayed out when in the Multi-P Global Projects view. Run Samples - Displays Run Samples, which pr control over chromatographic system instruments, baseline monitoring, sample loading, data collec interactive methods development. This tool is gra not have any privileges that allow you access to Run Sam Projects Available - Displays the Projects Ava , where you can add available probox remove projects from the Project tree, or update a pr Project tree. This button is active only in the Multi-P Copy - Copies selected view table contents (fo instrument method) to the Windows Clipboard. Paste - Pastes the contents of the Windows cl current project. 3-31 Waters Corporation Empower Functionality 3 Alter Sample annels, or injections. ange sample identifiers, and enter amounts and custom field information after acquisition. From the Alter Sample window you can modify acquired sample sets, ch You can correct errors made while loading samples, ch component Function If injection lines of a sample set do not contain any injections, they will get highlighted in the rest of the the Alter Sample editor. Those highlighted lines will be uneditable while lines remain editable. View As menu items are available in the Alter sample editor. Select sample lines from the item from the right mouse context menu. The Project ata or results if the request is met. requests (menu items). table and select a View As menu Window will display d There are four types of View As Sample Sets View As Injections View As Channels View As Results Dissolution capabilities (Bath, Vessel, and Draw Time columns) are available in the table. In the Alter Sample window, you have the ability to ‘Copy Components’ from a processing method or a method set. Samples can be given ‘Labels’ in Alter Sample. Labels can be used during processing and printing to perform bracketing. They can also be used with Derived Channels and custom lds. fie The ‘Autofill’ functionality is available in Alter Sample. Sample History (part of the audit trail functionality) can be seen in Alter Sample. Import / Export d in the w export Note: Although existing export methods can be use m not be created. QuickStart interface, ne ethods can Function Data AIA (A ExpertEase (860) ASTRA text data PD ASCII data MassLynx Data can be exported from Empower in the following formats: PDF (processed data only) EMF (processed data only) OpenLynx ASCII AIA (ANDI) Functionality Not Present in QuickStart can be imported into Empower in the following formats: NDI) Importing and exporting ASCII PDA spectra is supported. Any file that may be generated via exporting may also be emailed. Multiple page reports are exported as a single file. You can specify to export/email fields and report tables via the export method in ASCII format. √ 3-32 Waters Corporation Empower Functionality 3 Run Samples n Samples Window is where data acquisition and instrument control takes place. Use Run ges to the instrument s of data (wavelength or spectra). • Load samples (single sample or sample set). ngle injection or a sample set. dow are: single injection d by clicking the Single tab). an instrument e the methods in aded in Run and their (function, vial number, injection volume, method set, and so s currently running Sets tab). The currently (accessed by copy of the d. This table thod. s the data is A channel, and so on. strument Control panes that display the current instrument method, solvent delivery mits), low, Stop Flow, ( current sample nd after data Box that displays a list that lets you view or change the run mode of the currently running sample set method, or set the run mode when acquiring a single injection. Run modes are: Run Only, Run and Process, and Run and Report. • The Interactive System Suitability Drop-Down List Box that displays a list that lets you view or change the interactive system suitability mode for the currently running sample set method, or set the interactive system suitability mode when acquiring a single injection. System Suitability options are: Continue on Fault, Stop on Fault, Next Sample on Fault, Next Sample Set on Fault, and Reinject on Fault. The Ru Samples to: • Control instruments, change instrument parameters, and save chan method. • Monitor the baseline and look at Real-Time plot • Acquire data from either a si The main components of this win • The Single Inject page that provides parameters and controls for acquiring a (accesse • The Develop Methods button launches a wizard that allows you to develop method, edit an existing processing method, define derived channels, and sav a method set. • The Samples table that displays an editable, ordered list of samples currently lo Samples (accessed by clicking the Samples tab). When saved, the samples associated operating information on) comprise a sample set method. • The Sample Sets table that displays an ordered list of sample set method or queued to run in Run Samples (accessed by clicking the Sample running sample set method appears in red. • The Running table that displays the currently running sample set method clicking the Running tab). When this table is displayed, it appears as an exact Samples table. Rows that have been run or are in process are displayed in re allows you to interrupt acquisition so that you can modify the sample set me • The Monitor panes that display up to four real-time plots of channel data a acquired. Allows you to overlay 2D chromatograms, customize a PD • The In parameters (flow rate, gradient percentages, current pressure, and pressure li temperature parameters and manual instrument controls such as the Change F Monitor and Setup buttons • The Status bar that displays current status codes and injection information set, current vial, current injection and current run time) before, during, a acquisition. • The Run Mode Drop-Down List 3-33 Waters... ...................... 27 ... ...................... 27 ... ...................... ... ... ...................... ... ...................... ... ...................... ... ... ...................... ... ...................... 34 ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... Review Main Window Toolbar ............................................................................................................. 41 Processing Method Window ................................................................................................................. 43 Results Window .................................................................................................................................... Calibration Curve Window................................................................................................................... Method Set Editor................................................................................................................................. PDA/MS Functionality ......................................................................................................................... Report Publisher..................................................................................................................................... 47 General Functionality .......................................................................................................................... 47 Chromatogram and other Plot Groups................................................................................................. 49 .. User Groups ............................................................................................................... .. .. User Types...................................................................................................................... .. 6 Acquisition Servers..................................................................................................... .. .. 6 Systems ....................................................................................................................... .. .. 7 Default Strings........................................................................................................... .. .. 9 .. Privileges................................................................................................................... .. Message Center............................................................................................................ System Monitor............................................................................................................ .. 14 Installation ................................................................................................................... .. 14 Custom Fields ......................................................................................................................................... 15 Login Dialog Box ......................................................................................................... .. 17 Raw Data Security....................................................................................................... .. 17 Database Security ........................................................................................................ .. 17 Client/Server Network Support ................................................................................. .. General...................................................................................................................... .. 20Audit Trails .................................................................................................................. .. 20General...................................................................................................................... .. 20System Audit Trails.................................................................................................... .. 20Project Audit Trails ................................................................................................... 21 .. . 21 System Policies .. .......................................................................................................... .. User Account Policies ............................................................................................... .. 24 New Project Policies ................................................................................................. .. 24 Other Policies............................................................................................................ .. 25 Instrument Control ..................................................................................................... .. 26 General Functionality ............................................................................................... 26 .. 26 Result Sign Off............................................................................................................. .. Pro Interface ...................................................................................................... .. 29 Pro Window ............................................................................................................................................ 29 General Functionality ............................................................................................... .. 30 Project Window ........................................................................................................... .. 32 General Functionality ............................................................................................... 32 .. Views ......................................................................................................................... 33 .. 34 View Filters ............................................................................................................... ........................ 35 Tools .......................................................................................................................... .. 36 Alter Sample .............................................................................................................. .. 36 Import / Export .......................................................................................................... .. 38 Run Samples ................................................................................................................ ........................ 38 General Functionality ............................................................................................... 39 .. . 39 Run Samples Toolbar ............................................................................................... .. Sample Loading Table ............................................................................................... .. 45 Processing..................................................................................................................... .. 45 General Functionality ............................................................................................... .. 46 Derived Channels......................................................................................................... 46 .. General Functionality ............................................................................................... .. .Review Window .......................................................................................................... .. General Functionality ............................................................................................... .. Table Groups............................................................................................................. .. 50... ...................... ... ...................... ... ...................... 51 ... ......................Corporation Empower Functionality 3 General Functionality Function When data is acquired, the database version and the software build number used for ation. This information is blank for data acquisition is stored with the channel inform acquired using Millennium32 Software. Ability to acquire an RF Internal Standard type sample. No printer is required unless the run mode is Run and Report. Detail is provided for instrument errors to indicate the instrument where the failure has occurred (sometimes this is not possible). Prep Inject functions (Inject Immediate Standards, Inject Immediate Samples) are added olumn. to allow a large volume sample to be manually loaded onto the c A sample set shutdown method can be (optionally) specified in the Run d Sample Set ialog. A plate editor is available to configure plates when using the 2790/2795 o autosample r other rs. Samples can also be easily loaded into the sample loading table using this editor. automatically create sample sets with or with in these wizards.) The user has the ability to ‘Re-Inject Samples’ or to ‘Finish an Interrupted Sample Set.’ The user has the ability to ‘Alter a Running Sample Set.’ Data that is currently being acquired can be brought into the Review Window processing and manipulation. A Sample Set Method Wizard and a Sample Set Method Template Wizard are available to out bracketing. (The Plate Editor is available for Component Amounts can be entered in the Run Sample window. The user has the ability to abort acquisition at any time deemed necessary. The real-time plot displayed in the Run Samples window can be customized in various nd whether or not ways. For example, the user has control over the x- and y-axis scaling a to overlay or even display the plots. R n T buttons that provide quick access to frequently used commands in Run ples (for example, to th u Samples Toolbar his toolbar displays shortcut Samples. You can drag the toolbar (dock) to another location in Run Sam e right edge of the window) or anywhere on the Windows desktop. Function The following tools are available: Load - Displays the Load Samples dialog box , which contains opti samples into the Samples table. Wizard - Creates a new sample set method using the Sample Set Save - Displays the Sav ons for loading Method Wizard . e Current Sample Set dialog box , which allows you to name and save the sample set. Run - Displays the Run Sample Set dialog box , which allows you to run the selected sample set. Abort - Displays the Abort Options dialog box , which contains options for terminating data acquisition. This button stops acquisition, but does not stop pump flow. Plates - Displays the Define Plates for Sample Set Method dialog box , where you set up plate type and position, and define vial/well injection locations for your sample set method (for systems that use plates). 3-34 Waters Corporation Empower Functionality 3 - Displays the Component Editor , which allows you to enter component s you to create a processing method with the py -Copies the selection and puts it on the Windows Clipboard. oint designated by u click the tool planation of the area or rs. To reactivate the tool and close the popup, click the tool again. To close the popup only, click the popup or anywhere in the window except the Help tool. Amounts data for each sample. Review - Starts Review , which allow currently acquired data and to view processed results. Cut - Cuts the selection and puts it on the Windows Clipboard. Co Paste - Pastes the Windows Clipboard contents to the insertion p the cursor. Help - Enables context-sensitive Help for Run Samples. When yo then subsequently click an area or item in the window, a popup ex item appea S m a ple Loading Table Fu e following columns are present in the Sample Loading Table to control sa parameters. Some columns are self-explanatory, the others are desc Vial SampleName Label - Use this column to mark (label) each Inject function row in t on which you want Empower mple acquisition ribed. he Samples table software to perform a Calibrate, Quantitate, or Report at contain a particular the Label Reference Report r Report function on all n to be , Inject rds, Inject Immediate uilibrate, Fields. g - Use this column to control processing and system suitability actions for m Suitability s in this column o Sys Suit. t/Report Method - Use this column to specify either the method set to be associated function or the report method to be used with the associated ion. , or Report of preceding Inject Quantitate, or Report t function rows previously acquired that contain the matching label Run Time or Dissolution Wait Time (minutes) Data Start (minutes) - Use this column to specify the time that data collection is to begin, as measured from injection time. Data Start allows you to delay start of data acquisition to control the size of the datafile. Data Start is also useful for eliminating eluent fronts from the datafile. Next Inj Delay (minutes) - Use this column to add a delay between the end of data acquisition for an injection and the start of setup for the next injection. Run time is the time from injection until the system stops acquiring data (and Next Inj. Delay begins). function. When Empowers software runs Inject function row(s) th label in their Label column and then encounters a matching label in column of a subsequent row (one that contains a Calibrate, Quantitate, or function), Empower software performs the Calibrate, Quantitate, o preceding rows with the matching label. Function - Use this column in the Samples table to specify the functio performed by each row in the Samples table. Available functions include Standards, Inject Samples, Inject Controls, Inject RF Internal Standa Standards, Inject Immediate Samples, Purge Injector, Purge Detector, Eq Condition Column, Calibrate, Quantitate, Report, Summarize Custom Processin rows in the Samples table (by overriding the Run Mode and Interactive Syste selections in Run Samples). The processing and system suitability option are: Don’t Process or Report, Don’t Report, Normal, Ignore Faults and N Method Se used with the Report funct Label Reference - Use this column to mark a Calibrate, Quantitate function row with a label that matches the label in the Label column function rows. Empower software performs the specified Calibrate, function on those injec in their label column. # of Injections Inj Vol (µl) nction 3-35 Waters Corporation Empower Functionality 3 ctor by which the ntration of each X value read ple Weight value to e software andard mpower software multiplies the X value read from the to calculate amounts Level - Use this column to identify all standards in the table that are to have their can be averaged n the processing lection Valve) - Use this n Selection Valve 2690D. the Auto 2690, 2690D, and 2790 Separations Modules. Auto vials, one of the dissolution lution bath from Transfer Time (Dissolution) - This column indicates the time to transfer (or draw) a dissolution sample from the bath to the autosampler for injection. The Transfer Time field is not editable in the Samples table. You specify the information for this field in the r B Transfer page of the New Sample Set Method wizard or in the Bath A or B operty tab of the Dissolution dialog box. SampleWeight - Use this column to specify the sample weight fa software (during calibration) multiplies the calculated amount or conce standard component. During quantitation, Empower software divides the from the calibration curve (of the standard components) by the Sam calculate amounts and concentrations for each unknown sample. Dilution - Use this column to specify the dilution factor by which th (during calibration) divides the calculatedamount or concentration of each st component. During quantitation, E calibration curve (of the standard components) by the Dilution value and concentrations for each unknown sample. amounts averaged together. All vials identified with the same level label together to create a single data point in the calibration curve, if specified i method. Column Position (2790 and 2690D with optional Column Se column to specify the column flow direction through an optional Colum in a Waters 2790 or Auto Additions (2690, 2690D, 2790) - Use this column to perform Additions function with the Waters Additions makes an injection that is composed of sample from up to ten which is the sample vial. Bath (Dissolution) - Use this column to specify the bath (A or B) in system from which an injection is to be made. Vessel (Dissolution) - This column indicates the vessel in the disso which a sample is to be transferred. Bath A o Transfer pr Proc s Gene es ing ral Functionality Function Data can be processed using the Traditional integration algorithm (w Millennium32 Software) or the ApexTrack algorithm which is new in Em The primary goals of ApexTrack integration are to provide an integratio ng baselines, to hich was used in power Software. n package that eliminate the need for on method. integrates large and small peaks in noisy or slopi manual integration, and to reduce the time needed to develop an integrati Ability to use a Cross Channel Internal Standard (an internal standard different channel than the peaks of interest). peak from a The following information regarding the Empower software is stored wi during processing: Integration th the result Algorithm (Traditional or ApexTrack), Software Version, Build Number, Integration System Policies (Use v3.0X Style Peak Width and Threshold Determination and/or Use v2.XX Style Retention Time Calculations, or Blank. A Calibrate Only choice is available in the Processing Dialog. Processing of an RF Internal Standard is available: the internal standard peak(s), which is calibrated, is in the same chromatogram as the unknown peak(s), which is quantitated. The RF internal standard is used as either a curve reference or a default peak. Processing codes display informational and/or warning codes that the Empower software encountered while processing the result. 3-36 Waters Corporation Empower Functionality 3 t to determine rabolic fit through the five highest points to determine the Peak retention times can be either by using the highest physical data poin the peak apex, or by using a pa peak apex. (Traditional integration only) Algorithms used during peak integration and processing are publish and Processing The ed in the Acquisition ory Guide, along with the Empower Help files. If a peak is not found, the peak type field is set to missing, and an error f configured to alert the user. lag may be Peak grouping is allowed within Empower based on either a time range or a named group ted as if it were a single of peaks. A peak group may be given a name and may then be trea peak for the purposes of quantitation. Peak names are assigned based on retention time. A peak must fall within a preset o select the second, third, fourth, window around an expected retention time. The system may be refined t closest, greatest area, least area, greatest height, least height, first, fifth, closest negative, or last peak within the window. Peak integration is based on two global parameters: Peak Width and Threshold. These tegration. parameters may be used in conjunction with timed events to optimize in Minimum peak areas may be set in the integration method, and they may different regions in the chromatogram by using timed events be varied for Minimum peak heights may be set in the integration method, and they may be varied for events. different regions in the chromatogram by using timed Various timed even can set start tim modified graphically Timed events a Allow Negative Pea Inhibit Integration Force Baseline by T Force Baseline by P Valley-to-Valley Forward H Forward H Reverse Horiz Reverse Ho Force Force Pe Tangential Skim Exponential S Set Minim Set Min Set Liftoff Set Pe Set Touchdo Timed events ava Allow Negati Detect Sho ts may be configured multiple times within a chromatogram. The user es, and stop times if appropriate, for the timed event, which can then be . vailable when using Traditional integration include: ks ime eak orizontal by Peak orizontal by Time ontal by Peak rizontal by Time Drop Line ak kim um Height imum Area ak Width wn ilable when using ApexTrack integration include: ve Peaks ulders Gaussian Skim Inhibit Integration Set Detection Threshold Set Liftoff % Set Minimum Area Set Minimum Height Set Peak Width (sec) Set Touchdown % Valley-to-Valley 3-37 Waters Corporation Empower Functionality 3 e types available include: pline int to Point ear adratic Cubic Thru 0 tic Thru 0 hru 0 hru 0 u 0 Inverse Linear Log-Log Linear Response Factor Calibration curv Cubic s Po Lin Qu Fourth Fifth Linear Quadra Cubic T Fourth T Fifth Thr ved Channels A method set supports the creation of deri Deri ved channels. A derived channel is a data channel that e selective or e formula for creating a derived rty tabs in the Derived Channel uses include: ine Subtraction – Subtracts a (blank) gradient baseline from a 2D chromatogram when (for example, or fourth) to a data P2+B)] to two data er of data points, elength. chromatogram at a single mass. ta point is al Plot (PDA and MS options) – Averages the absorbance values of a specific range of wavelengths (PDA) or sums the intensities of a specific range of masses (MS). PDA and MS options) – For PDA, divides the absorbance value at one wavelength by the absorbance value at another wavelength (PDA). For MS, divides the intensity value at the intensity value at another mass. atograms from a PDA channel based on a table of starting times and corresponding wavelengths. • Total Ion Chromatogram (MS option) – Extracts a Total Ion Chromatogram (TIC) from a data channel. General Functionality is created, or derived, from acquired raw data. It is generated by applying som mathematical operation to the channel data. You define th channel from an acquired data channel (or channels) using the three prope Channels dialog box. Derived • Basel absorbance artifacts, such as solvent UV absorbance, are significant. • Ratios – Divides the data from one channel by those of a second channel Channel A divided by Channel B). • Derivatives – Applies a mathematical derivative (first, second, third, channel. • Blending – Applies an operator [+, –, *, ¸, or (P1+2K*P2+B)/(P1–2K* channels (chromatograms) to combine them into a single chromatogram. • Smoothing – Applies Savitsky-Golay filtering to average a defined numb thereby decreasing noise in the data channel. • Single Wavelength (PDA option) – Extracts a chromatogram at a single wav • Single Mass (MS option) – Extracts a • Max Plot (PDA and MS options) – Creates a chromatogram in which each da plotted at its maximum absorbance (PDA) or maximum intensity (MS). • Tot • Ratio Plot ( one mass by • Timed Wavelength (PDA) – Extracts chrom Function There are three property pages for a derive channel: 3-38 Waters Corporation 3 l) constant (optional) scaling (all optional) Empower Functionality First Channel – to define a raw data channel and a constant (optiona Second Channel – to define an operator, a raw data channel and a Filter/Offset – to define smoothing, derivative, RT offset, RT A ‘Time Program’ derived channel can be created to extract PDA from different wavelengths at various times. PDA channels can be extracted on the Second Channel tab. A ‘Chromatogram Time Adjustment’ functionality is available toadjust the overall retention time offset and retention time stretch that can occur when samples are collected on different systems. Rev ract with during data acquisition), or from Compare. The data can be unprocessed data (sample sets, injections, elop your processing a, and review hannels table cted data channel in the 2D Channels table displayed as a chromatogram in the Chromatogram plot. A Data tree jections, or result sets are brought into Review. You use this tree to access the individual samples, injections or results in the set. The table tabs allow you lay of 2D channel data and 3D channel data (PDA or MS option only), sed data in the Peaks table. ing daughter windows: ethod Window • ow • ion Curve Window • Method Set Editor General Fu iew Window The Review Window is an Empower application that allows you to view and inte chromatographic data brought in from the Project window, from Run Samples ( channels) or processed data (result sets, results). From Review, you can dev method (using a wizard or interactively), process data, review calibration curve dat processed results. All data items displayed in Review are listed in the 2D Channels table and 3D C (PDA or MS data only) at the bottom of the Review Main window, with the sele appears in Review when sample sets, in to switch between the disp or view proces Review contains the follow • Processing M Result Wind Calibrat nctionality unction An option dialog is available to allow the user to alw method of choice when in Review: ays open t Open the method set used to acquire the data Open a specific, user-defined method set Create a new method set The user also has the ability to automatically apply chosen method set. he F Functionality Not Present in QuickStart Plot scrollbars can be turned on and off and saved as a preference. When the calibration curve window is opened for a peak that was quantitated by another component’s calibration curve (using a curve 3-39 Waters Corporation Empower Functionality 3 ing the user of hoice of opening the component’s curve reference or a default peak), a dialog appears inform this fact. The user has a c (if any) or the reference curve. The instrument method can be opened from Review. Ability to create a timed group (of peaks) and exclu peaks within the group. de any known Ability to annotate the displayed plots with lines, arr ellipses and text for display purposes or for printing. ows, boxes , A privilege called “Modify Integration Parameters” is available to f a processing sing Method allow a user to change integration parameters (only) o method even if the user does not have the Save Proces privilege. A privilege called “Modify Component Parameters” is available to of a processing sing Method allow a user to change component parameters (only) method even if the user does not have the Save Proces privilege. The toolbars in the Main Review Window are cust existing buttons can be removed completely or location on the toolbar. Also, the various buttons fro can be combined into one toolbar. omizable. T moved to a different m all toolbars √ he choose between four symbols for peak markers – a tria The peak markers can be customized in Empower. The user can ngle, r can use any f valley. The size of diamond, x, or a hash mark (straight line). The use the four symbols for peak start, peak end or peak the marker can also be customized. o The processing method is automatically applied to Review upon creation of a method with the wizard. the active data in Auto-Peak Width and Auto Threshold functio through a System Policy (Traditional integ nality is available ration only). This idth and ers for a chromatogram, without any manual le with is necessary.) automatically determines the appropriate Peak W Threshold paramet manipulation by the user. (This feature is availab ApexTrack integration by default—no system policy If Auto-Peak Width and Auto Threshold are turned processing method wizard adapts to this functionali on, the ty. It is possible to define an internal standard(s) when us processing me ing the thod wizard. Control samples can be defined, acquired and proces ‘Control Value’ and ‘% Deviation’ are determined type. sed. The for this sample Calibration using Response Factors (set in the ‘Fit the Component tab) is available. Type’ field of A processing method wizard is available to assist in t a processing method. he creation of During Traditional integration, a quadratic curve i points at the top s fit to the 5 of the peak (the apex point and the 2 points on either side) to determine peak retention time and height. This functionality can be turned off using a System Policy, in which case Millennium32 version 2.15 integration will be performed and the retention time is defined as the highest data point. During ApexTrack integration, peak retention time and height are generally obtained using a 5-point quadratic fit. If a 5-point fit can not be obtained a 3-point quadratic fit or the time of the second derivative apex is used. 3-40 Waters Corporation 3 curve, the and reported. Empower Functionality When standard components are fitted on a calibration ‘Calculated Value’ and ‘% Deviation’ is determined When manual integration has occurred, the Integration Type field has occurred, uses lowercase letters. When automatic integration the Integration Type field uses capital letters. Standards can be calibrated and samples can be component val quantitated usi ues expressed as either ‘Amount’ or ‘Concentration.’ ng Components may be manually identified using the M Identify Peaks button. anually √ Manually integrated or modified peaks are designated i table by n the result a lowercase letter describing baseline type, as opposed to integration type ach peak in a an uppercase letter for automatic integration. Such parameters allow tracking of each change made to e chromatogram. baseline under the desired peak, and saving the result. Peaks may be manually integrated by using the mouse to draw a Areas an e has been d heights are automatically calculated after the baselin drawn. Automatically integrated peaks may also be manu dragging either the ally modified, y liftoff or touchdown point. b Manually integrated peaks may be used for any furthe that an automatically integrated peak may be used for r calculat n . io System Suitability and other calculations may be performed on y integrated peaks. manuall Individual compo internal standard, indepe same method. The following nents may be quantitated based on height, area or ndently of all other components within the chromatogram scaling choices are available: st peak Scale to baseline Autoscale Scale to highe Scale to second highest peak Scale to % of highest peak Review Main Window Toolbar T lbar displays a series of shortc g quick access to th he Review Main Window To e pr o ut buttons providin imary commands in the Review Main window. Function The following tools are available: Chromatogram and Plot Toolbar a ams are overlaid, selecting this command removes the overlaid chromatograms, plotting only the chromatogram selected in the 2D Channels table. Scale to Peak - Scales the selected chromatogram to the height of the selected integrated peak. If there are overlaid chromatograms, the software applies the scaling of the selected peak to the other overlaid chromatograms. Scale to Chromatogram - Autoscales the selected chromatogram (from the multiple overlaid chromatograms) and he following tools are not available in e QuickStart toolbar: Scale to Peak, Scale to Chromatogram, Autoscale, Manually Identify Peaks, Peak Apex, Peak Inflection, Peak Valley,Peak Offset, Maximum Overlay - Switches the overlays of all 2D chrom listed in the 2D Channels table. When chromatogr tograms T th Functionality Not Present in QuickStart 3-41 Waters Corporation Empower Functionality 3 grams atogra mato and lowest ration events tion property ppear as ou can click and ify the start or end n the perty tab. arkers in the n the form of e of a "T" dicates the width of the retention time window for its l line in each tion time ponents markers as omatogram, d peaks by k width value ich is applied to on. During peak sampling rate y 15 determines the a single point in the lly copied part of the cify “Use on”, Empower f and he signal) for peak am plot. ulates slope changes across three bunched shold value. e Processing g method). x Style Peak Width mination”, Empower software optimizes seline in the Chromatogram plot that does not contain peaks and is representative of baseline noise. Minimum Area - Automatically calculates the minimum peak area value required for a peak to be reported, based on a selected peak in the Chromatogram plot of the Review Main window. Any peak that has less than the minimum area requirement is not included in the peak results. Minimum Height - Automatically calculates the minimum peak height value required for a peak to be reported, based on a purity Pass 1-4 ary match. These functions are ailable in the QuickStart menus. applies the scaling to the other overlaid chromato Autoscale - Autoscales each overlaid chrom highest and lowest points. If there is a single chro . m to its gram, Im and Libr avAutoscale redraws the chromatogram to its highest points. Show Events - Plots all detection and/or integ specified in the Processing Method window (Integra tab) on the displayed chromatogram. Event markers a lines at the specified event start and end times. Y drag the vertical line in each event marker to mod time of an event. The modified event time also changes i Processing Method window (Integration pro Show Components - Displays component m Chromatogram plot. Component markers appear (i inverted Ts) within the Chromatogram plot, based on th component data in the processing method. The width marker in corresponding component. You can drag the vertica marker to modify the component retention times and reten windows of an individual component or several com proportionally. Manually Identify Peaks - Displays component vertical lines on top of the integrated peaks in the chr allowing you to manually re-identify any misidentifie placing one of the lines on a peak Integration Toolbar Peak Width - Automatically determines the pea that is used to calculate a data bunching factor, wh the raw chromatographic data during peak detecti detection, the integer product of Peak Width and the (at which the data was acquired) divided b number of points bunched together to produce chromatogram. The Peak Width setting is automatica into the Processing Method window (and is saved as processing method) Note: If the system policies spe V3.0x Style Peak Width and Threshold Determinati software uses the selected peak to set the peak width. Threshold - Automatically determines the liftof touchdown values (minimum rate of change of t detection based on the baseline in the Chromatogr Empower software calc data points and compares this change against the Thre The Threshold setting is automatically copied into th Method window (and is saved as part of the processin Note: If the system policies specify “Use V3.0 and Threshold Deter integration only through zooming an area of the ba 3-42 Waters Corporation Empower Functionality 3 view Main the minimum height included in the peak results. llows the user to draw lines, arrows, act Chromatogram – PDA/MS Option - Extracts a in the Contour ts spectra from view. nel Data – w from the d max plot is instrument omatogram plot ed in the 2D Channels table. For MS 3D Channel Data – m (TIC) plot directly in Review extracted TIC hromatogram plot and is listed in the 2D e Spectrum the Spectrum e leading and trailing inflection e Spectrum used peaks or in mpare peak ra extracted k apex and seline from the nd of peak um Index property tab . Displays the noise angle is greatest, n - Displays the Maximum Impurity spectrum for the second purity pass. purity – Pass 3 – PDA Option - Displays the Maximum Impurity spectrum for the third purity pass. Library Match – PDA or MS Option - Displays the best library match found using the PDA or MS processing method parameters. selected peak in the Chromatogram plot of the Re window. Any peak that has less than requirement is not Plot Annotations Toolbar Plot Annotations - A boxes, ellipses and text on a plot before printing. Extract Toolbar (PDA/MS Option) Extr chromatogram from PDA data or MS data displayed plot of Review. Extract Spectrum – PDA/MS Option - Extrac PDA or MS data displayed in the Contour plot of Re Extract Max/TIC Plot - For PDA/MS 3D Chan Extracts a Max Plot derived channel directly in Revie data selected in the 3D Channels table. The generate the entire wavelength range specified in the associated method. The extracted max plot appears in the Chr and is list Extracts a Total Ion Chromatogra from the data selected in the 3D Channels table. The channel appears in the C Channels table. SpectrumIndex Toolbar (PDA/MS Option) Peak Apex – PDA/MS Option - Displays in th Index plot the peak apex spectra Peak Inflection – PDA/MS Option - Displays in Index plot the spectra between th points (approximate half-height) of the peak. Peak Valley – PDA/MS Option - Displays in th Index plot the spectra in the valley between two f the baseline between resolved peaks. Allows you to co maximum spectra with the valley spectrum. Peak Offset – PDA/MS Option - Displays spect between the peak apex and liftoff and between the pea touchdown. Offset is a selectable percentage of ba peak apex to the start of peak detection and to the e detection. Offset is specified in the Spectr Maximum Impurity – Pass 1 – PDA Option - spectrum where the ratio of purity angle to as calculated by Peak Purity testing. Maximum Impurity – Pass 2 – PDA Optio Maximum Im Maximum Impurity – Pass 4 – PDA Option - Displays the Maximum Impurity spectrum for the fourth purity pass. Processing Method Window Use the Processing Method window to define a processing method. The window is divided into multiple property tabs in which you enter application-specific information to customize 3-43 Waters Corporation Empower Functionality 3 ntitate unknowns, enter component information, and define option-specific processing parameters. ng property tabs are available: nts ounts atch option) stem Suitability option) option) • Noise and Drift • DA option) • integration, define how to calibrate standards and qua The followi • Integration • Compone • Default Am • Named Groups • Timed Groups • Pattern Match (Pattern M • Suitability (Sy • Limits (System Suitability Purity (P PDA Library Search (PDA option) Function The Inte chromatogra include the follo Peak Width Threshold Minimum Area Minimum Height Start (ApexTrack integration only) End (ApexTrack integration only) Liftoff % (ApexTrack integration only) Touch Vari The Compon calibration and quantitation are to be performed, an each other as Average By Upda Na Mig RT W MT Wi Peak Match Y Value Fit Weighting Internal St gration tab defines detection/integration parameters for the entire m, and defines time-specific detection/integration events. Fields available wing: down % (ApexTrack integration only) ous Integration Events ents tab describes the sample components to be calibrated/quantitated, how d how these components are related to peaks in a chromatogram. Fields availableinclude the following: te RT me Retention Time ration Time (CIA/CE Option, replaces Retention Time) indow ndow (CIA/CE Option, replaces RT Window) X Value d RT Reference Rel Resol Reference (System Suitability Option) Curve Reference Relative Response Must Default Pk Default Pk Start, Default Pk End Default Units 3-44 Waters Corporation Empower Functionality 3 mpRef2, CCompRef3 Type CCompRef1, CCo CConst1 through Cconst7 The Default Amounts tab defines component quantities for each stand internal). ard (external or The Named Groups tab groups peak by name, allowing you to group together for processing as a single pea individual peaks k. The Timed Groups tab groups peaks within a specific time windo group individual peaks together as a single peak. w, allowing you to The Pattern Match tab defines chromatogram regions to align and compare. The alization, or when the Pattern selected regions can be superimposed, compared after max-min norm compared after alignment. (The Pattern Match property tab appears only Matching option is installed.) The Suitability tab defines system separation and efficiency parameter baseline noise and drift measurements. (Suitability and Limits property s, as well as tabs appear only when the System Suitability option is installed.) The Limits tab specifies the error and warning limits that can be set indi peak values can be monitored as part of System Suitability testing. (Su proper vidually so that itability and Limits ty tabs appear only when the System Suitability option is installed.) The Noise and Drift tab specifies a section of the chromatogram to be used to calculate th to calculate average detector e ASTM noise and drift detector noise, drift, peak to peak noise and a segment wid noise and drift. These calculations are nearly identical to th calculations. Additional PDA-Specific Processing Method Property Tabs The Purity tab defines parameters used in determining PDA peak purity. earch tab defines how to match PDA peak apex spectra with PDA library spectra. The PDA Library S Additional MS-Specific Processing Method Property Tab with MS The MS Library Search tab defines how to match MS peak apex spectra library spectra and specifies. Results Window The Results window displays the results associated with the current chromatogr 2D Channels table in the Review Main window (and plotted in the Chromatog am selected in the ram plot). The Results window displays individual peak results (such as Component Name, Retention Time, atogram results (such as Sample Name, Sample Type, Date Processed, Processing Method Name), calibration curve results (such as the equation of the line, R, R², Std plot, and triple iscosity results quadruple plot (pattern the processing method type (LC, GC, IC, GPC, PDA, MS, or CIA/CE). Calibration Curve Window The Calibration Curve window displays the current calibration curve and calibration data for the current processing method and 2D channel selected in the 2D Channels table (of the Review Main window). The calibration curve data is based on the component information listed in the Components table (Component property tab of the Processing Method window). Once standards Area, Amount), chrom Error); purity results and purity plot (PDA); library match results, library match match plot (PDA/MS); molecular weight distribution results and plot (GPC/V); v and viscosity law plot (GPCV); Pattern Match results and Pattern Match match). The type of results displayed in the Results window varies according to 3-45 Waters Corporation Empower Functionality 3 Empower software generates a calibration curve for each component listed in the Components table. Use the Method Set Editor to create/modify a method set by specifying an existing instrument ng method, report method, and/or export method. peaks and to perform spectral matching against a library or libraries. U t a library or libraries. are processed, Method Set Editor method, processi PDA/MS Functionality Use the PDA functionality to determine the spectral homogeneity of se the MS functionality to perform spectral matching agains Function Ability to extract MS and PDA spectra with a right click in Review. Ability to extract MS and PDA chromatograms with a right click in Review. Chromatogram and spectral markers can be moved using the Up/Down a Down keys on keyboard. nd Page Up/Page MS and PDA spectra and chromatograms are extracted in real time as a marker is dragged across the Contour Plot in Review. Ability to automatically create a timed wavelength derived channel (based on and lambda max of integrated peaks). the times can be displayed. The MCA spectrum After a pea name as the defau The PDA lam The following plots are modified to utilize a ‘sparse’ data file format MS spectra/library plots Contour plots Spectrum index plots MS triple plots chromatogram with the mouse. Ability to combine and average MS spectra by dragging across a section of the Ability to use multiple regions of an MS chromatogram as a background spectrum which d spectrum. in turn is subtracted from all peak spectra to produce the extracte different channel than the peaks of interest). Ability to use a Cross Channel Internal Standard (an internal standard peak from a An extraction tolerance (+/- AMU) is available in MS processing me The Spectrum Review table allows the Noise Threshold and changed to a new value. MS continuum spectra can be displayed as centroid spectra. MS chromatograms and spectra can be exported directly to ACD/Labs s k has been calibrated or quantitated, Spectrum Review uses that component lt spectrum name. bda max of the peak apex spectrum is added to the peak table in Review. thods. and Peak Separation to be edited oftware. Spectra from different channels can be displayed simultaneously in Spectrum Review. Peaks can be annotated with their corresponding spectrum name or component name. Extraction of a max plot is available in the processing method wizard. The Wiley and WileyNIST MS spectral libraries contain the chemical structures as well as spectral information. When a MS extraction is searched against either of the Wiley libraries and a library match is found, the chemical structure for the spectrum is drawn in the plot along with the spectrum. The following plots show the Wiley structures when a 3-46 Waters Corporation Empower Functionality 3 s occurred: Review trum Index h Plot Triple Plot Wiley match ha Spectrum Spec Matc Report Publisher a graphical interface that lets you interactively create and modify the contents and design of your report method, including placement and design of custom report rmat a report of ort groups and rance in a s tree lists all available groups in a project, including those provided in the Empower software and all custom report groups created in the project. The types of report calibration curve groups, ps, Dissolution cement, and is page represents ired. You define er includes a Preview function that displays data (sample sets, injections, ributions, spectra, a, and pattern match data) based on a report method before you generate the report. After you access Preview with data, the contents of the individual report groups in the Report Publisher are updated to reflect the actual data. General Functionality used in the QuickStart interface, new report The Report Publisher is groups. The report method instructs Empower software how to construct and fo selected project data or results. The Report Publisher includes the Report Groups Tree which is a collection of rep fields defined in some specific manner to provide a level of information and appea report. The Report Group groups include, but is not limited to, chromatogram groups,table groups, method groups, drawing object groups, PDA/MS groups, System Suitability grou groups and Pattern Match groups. The Report Publisher includes the Report Page which displays the order, pla orientation of the groups that are included in the actual report. Each block on th a report group. The groups on this page can be dragged to new locations as des the order, placement, size, and orientation of the report groups. The Report Publish channels, methods, result sets, results, calibration curves, molecular weight dist libraries, dissolution dat Note: Although existing report methods can be methods cannot be created. Function The user can specify that a report can (or cannot) be used to √ electronically signoff results. When using Scaling to % of Highest Peak, values g 100% are allowed. reater than √ Undo/Redo is available in the Edit me Functionality Not Present in QuickStart nu in the Report Publisher √ Composite groups can be edited without ungrouping them √ Extend Group to Fit text check box available in Field Properties Multiple groups on the report page can be moved simultaneously √ An annotation bar is available in Print Preview. This toolbar allows the user to draw lines, arrows, boxes, ellipses and text on a given report page before printing. These annotations affect the current report only and are not part of the report method. 3-47 Waters Corporation Empower Functionality 3 by tab) allows s. This you to specify which data to report, as you can √ A Data Filtering Conditions button (in the Order more functionality, similar to that found in view filter functionality allows currently do in view filters. Ability to report the method history of the report method using √ the Revision Summary Information check box. Ability to print Differences from Previous Version on a method. √ The Message Center is no longer used to report error i for the report publisher. Errors are added to the s nformation tatus bar of the s still remaining on the report itself. A list of vailable using the new Errors button in the Report Pu report publisher as well a errors is a blisher toolbar. bility to m Paper size Paper orientation Font size Ability to set a ‘global’ font for each report method. √ Ability to specify and modify the default methods (used when you be appropri √ choose ‘Use a report method that was generated to for the selected data’). ate Ab ecify and modify thility to sp e default groups that appear in the R tree. √ eport Publisher e Special Informati eces of information that is d 2 pieces of rep User name Company name Support plan number Report method ID Ability to use printer defaults for paper size and orientation. This ed by the prin r report methods hav have this feature √ allows the paper size and orientation to be govern te setup rather than in the report method. New this feature turned on. Updated report methods e turned off. Report page length in the editor is 25 pages (was prev pages). iously 2 √ In a Full Audit Trail project, a user cannot print a report with a . modified, unsaved report method The report method used to sign off a result is traceable. A plot scaling privilege called “Modify Report Scaling Only’ is property sheet s that are part of a report method (including locked √ available to allow a user to be ale to edit the Scaling only on plot methods). The method is not overwritten. A Result Custom Fields group is available. A odify default settings: √ Th on report group is modified to report the 3 pi entered during software installation an orting information: Job ID for report generation √ √ A Project Custom Fields group is available. √ A Sample History group that tracks changes made in Alter Sample is available. √ ‘Ordering’, ‘Grouping’ and ‘Summary Functions’ are available in calibration tables. √ An Acquisition Log groups, which track acquisition history is available. √ A Sign Off Log group which lists any sign off information is √ 3-48 Waters Corporation 3 Empower Functionality available. Any plot group is allowed to be rotated. √ A Project Information group is available. √ The current report can be saved in PDF, EMF and ASCII forma t. Reports may be emailed in PDF, EMF and ASCI MAPI complia I format using nt mail system. a A result(s) may be electronically signed off by a user appropriate privileges. with the The ‘Result Sign Off’ capability complies w Electronic Signatures General Requirements 21 CFR Part part C. For example, Empower imparts the ability ith Closed System 11 Sub- to use ‘Unique ser Passwords’ and ‘Unique ed Access Attem ‘Sign Off Meanings’ and has a ‘Sign Off Inactivity Delay.’ User Accounts,’ ‘Expiring U Passwords.’ The software reports ‘Unauthoriz uses pts’ The Report Groups Tree is searchable. √ The ability to expand or collapse the Report Groups Tree is available. √ Header/Footer vs. Main view is available in the Report Publisher. √ A Wizard is available to assist in the creation of a or a report method. reporting gro √ up Reporting groups may be renamed, cut, copied, pasted, dragged and dropped. √ ‘Snap to Grid’ and other alignment tools (such as ‘Make Same Size’ and ‘Align Right/Left’) are available for ease in formatting √ your reports. Ch er Plot Groups C m groups define the parameters to use when printi hic plots, including specific plot characteristics, data characteristics, ove and so on. used in the QuickStart interface, new report romatogram and oth hromatogra ng chromatograp rlay information, Note: Although existing report methods can be methods cannot be created. Function In a chromatogram group, “Scale to Highest Peak” allows √ percentages above 100 % (500 % is the maximum). Chromatogram scaling features are now available in the Spectrum √ Index Plot. Plot properties are expanded to include settings for the right and top √ axis. Functionality Not Present in QuickStart Plot characteristics, such as x-and y-axis labels and units, the grid box, etc. can be chosen to be printed or not printed. √ The x- and y- axis units are customizable. √ Chromatograms and pump gradients can be overlaid in a single or a stack plot. √ Peaks can be labeled with start/end markers, apex markers, component name, retention time etc. √ Peaks can be labeled with its library match (PDA/MS options only) √ 3-49 Waters Corporation Empower Functionality 3 only). or the scan number (MS option Peak name placement can be customized. √ Peak start/end/apex markers are custom Available Autosc Normalized Highest Pea Second H % of Highest Peak Scale to Baseline Chromatogram plots can be rotated on the report page. √ Chromatogram plot titles can be assigned. izable and sizable. √ chromatogram scaling is the following: ale k ighest Peak √ √ Legends can be created using user defined fields. √ Chromatogram plots can be ordered by a user-defined field(s). √ The fonts and colors of a chromatogram can be customized. √ able Groups parameters to use when printing Empower database fields in a tabular f Note: Although existing report methods can be used in th face, new report T Table Groups define the ormat. e QuickStart inter methods cannot be created. Function table. Functionality Not Present in QuickStart Nearly any field stored in the database can be printed in a report √ blSummary ta es called ‘Component Summaries’ are available. √ The user can choose to print or to not print specific types of peaks √ such as known, unknown, missing, internal standards, etc. The data in tables can be ordered by a user-defined field(s). √ The fonts and colors of a table can be customized. √ C lib rve Groups LC calibration curve groups definethe parameters to use when curve c the QuickStart interface, new report a ration Cu printing specific haracteristics, data points, and so on. Note: Although existing report methods can be used in methods cannot be created. Function Functionality Not Present in QuickStart Ability to skip the printing of the internal standard’s calibration curve (using the Data Filtering Conditions button). √ Plot characteristics, such as x-and y-axis labels and units, the grid box, etc. can be chosen to be printed or to not printed. √ 3-50 Waters Corporation Empower Functionality 3 id in a single or a stack plot. √ Calibration curves can be overla The followi Scale to Scale to Curve Normalize Calibration plots can be rota Calibration plot titles can be assigned. √ Legends can be created using user-defi ng scaling types are available: Point √ ted on the report page. √ ned fields. √ The data in tables can be ordered by a user-defined field(s). √ The fonts and colors of a table can be customized. √ ters) that is associated with one or more pieces or data. Note: Although existing report methods can be used in the Qui new report methods cannot be created. Method Groups Method groups allow you to automatically print the method (and its parame ckStart interface, Function Functionality Not Present in QuickStart Method-specifi customizab c items to include on the printed report page are le. √ User-defined field(s) can order the data in tables. √ The fonts and colors of a table can be customized. √ ups D t groups allow you to customize your reports usi , graphics (bitmap files or enhanced metafiles), and/or lines. N t methods can be used in the QuickStart terface, new report m Drawing Object Gro rawing Objec ng Text, borders ote: Although existing repor in ethods cannot be created. Function Functionality Not Present in QuickStart All drawing objects are sizeable. √ The fonts and colors of these objects can be customized. √ PDA/MS Groups PDA/MS Groups define the parameters to use when printing PDA- and MS-related data. Including 3D plots, MS comprehensive status reports, contour plots, extracted spectra and extracted chromatograms, library match plots, peak purity plots, spectra/library plots, spectra/library tables, spectrum index plots, and triple library match plot. 3-51 Waters Corporation Empower Functionality 3 port methods can be used in the QuickStart interface, new report methods cannot be created. Note: Although existing re Function Functionality The following grou 3D Plo Comp. Status R Contou Extracted Spe Match Plots Purity Plots Spect Spectra/Library Tables Spectrum Index Plots Triple Plots MS Internal Standard Peak Plot MS Internal Standard Peak Table In MS Stick Plots, the vertical mass intensities are shown as e the axis √ originating at the bottom axis of the plot, not 5% abov . Ability to change the scale Each amplifier fro the regions sp The following plots are modified to utilize a ‘sparse’ d MS spectra/library plots Contour plots Not Present in QuickStart ps are available: ts eports r Plots ctral Plots ra/Library Plots √ on user-selectable regions of the plot. √ m the amplification table is applied to the plot for ecified, including the start and end region values. √ ata file format ndex plots MS triple plots √ Spectrum i When MS spectra are matched from either the Wiley or WileyNIST libraries, the chemical structure can be drawn in the Match Plot, Triple Plot or Spectrum Index plot. √ System Suitability Groups System Suitability Groups define the parameters to use when oups related to the System Suitability option. Note ng report methods can be used in the QuickStart interface, new report meth be created. printing special gr : Although existi ods cannot Function The follo Functionality Not Present in QuickStart wing groups are available: Overall RSD Plots Peak Plots RSD Plots Summary Plots √ The x-axis of summary plots can be customized with a user-defined field from the database. √ Warning level control lines are available in system suitability summary plots. √ 3-52 Waters Corporation Empower Functionality 3 specific information. Note: Although existing report methods can be used in the QuickStart interface, new report m not be created. Dissolution Groups Dissolution Groups define the parameters to use when printing Dissolution- ethods can Function Functionality Not Present in QuickStart The following groups are available: Dissolution Plots lution Tables √ Disso attern Match Groups s define the parameters to use when printing Pattern Match-specific in Note: Although existing report methods can be used in the Qu , new report methods cannot be created. P Pattern Match Group formation. ickStart interface unction F Functionality Not Present in QuickStart The following groups are available: Pattern Match Quadruple Plots Result Parameters √ Pattern Match Out of Bounds Tables Pattern Match C em cture Groups Chemical Structure Groups define the parameters to use when pr that contain c N e QuickStart interface, new report m eated. h ical Stru inting results hemical structure information. ote: Although existing report methods can be used in th ethods cannot be cr Function Functionality Not Present in QuickStart The location of the structures in relation to its corresponding peak can be defined: Automatic, Above Peak, Left of Peak, Right of Peak and Inside Peak. √ The following groups are available: Chemical Structure fields Chemical Structure Plots Chemical Structure Library Plots √ 3-53 Waters Corporation Empower Functionality 3 Preview en printed. In method in Report Publisher to modify the report’s appearance. Preview uses the active report method (from Report ify a different report method to view the report. iew before you print it. The Pre nsists of the following buttons: Open Send Mail port Print te ious Page e oggle Number of Pages In Out eport ue Next Report • Sign Off ions nnotations le functionality. un samples and get answers is located in one place. By using a streamlined as accessible to the different user to enter sample information, select acquisition methods and view d for and taken into Alter Sample, Processed, etc. • View Data-allows interaction with data selected within the current project. This view provides access to Review and Preview. • View Methods-Allows the user to view, create and/or modify methods. Once View Methods is selected, three additional options are available in the Navigation Bar: Method Set, Instrument Method and Processing Method. • Show Me-allows the user to be lead through the process of common tasks. This Help system drives the user through the desired process, in essence it presses the appropriate menus and buttons to guide the user to the completion of the chosen task. Preview is a tool within Report Publisher that you use to view a report as it will appear wh addition, you can use Preview to review and sign off results (subject to privilege control). If the appearance of the report is not satisfactory, you can make adjustments to the report Publisher) as the default report method, but you can spec You can add annotations to the report in Prev view Toolbar co • • • Save Re • • Cut • Copy • Pas • Prev • Next Pag • T • Zoom • Zoom • Previous R • Que • • Annotat • Clear A • Close • Help QuickStart Interface The QuickStart Interface is a simple, single window that optimizes access to availab Everything required to r interface, QuickStart takes the software’s performance features and makes then occasional user as they are to the everyday user. QuickStart consists of the followingmain buttons in the Navigation Bar which allow information to be displayed in the work area: • Run Samples-allows the real time data acquisition. • Browse Project-provides access to the Project window where data can be searche selected. Data can then be Reviewed, Previewed, 3-54 Waters Corporation Empower Functionality 3 isition bar, allowing the user to allocate more screen real estate to the top portion of the QuickStart window. General ality • View Acquisition-controls the display of the acqu Function Function A user has the ability to use QuickStart whether or not they are connected to a chro system. T e Command bar occupies the left side of the QuickStart window and prov bs with the following functionality: • Run Samples – allows the user to display either the Sample Qu sample information, select acquisition methods and view real time data acquisition the System Status, which includes the instrument control panels and th Refer to the Pro Interface Run Samples section for details on func • Browse Project – allows various views. When data is selected, buttons which allow the user t Preview or Report the data are enabled. Refer to the Pro Interface P section for details on functionality. • View Data – allows the user to display data in either Review mode or View Data retains the selected data until it is replaced by subsequent user switches the same data as it previously contained. When bringing data into is possible to ‘replace’ the current data with the new data or to ‘ap with the new data. Refer to the Pro Interface Review Window and details on functionality • View Method – allows the user to create, open, edit and save instru processing methods and method sets. • Show Me – allows the user to start the Show Me Help Tool. This too guides the user through common tasks. • View Acquis which contains the real time plot. Turning off the Acquisition Bar a allocate more scree Acquisition Bar is not displayed if QuickStart is being run with no The Make Single Injection button is enabled whenever the system is idle and allows the user to quickly make single injections. A Do Last functionality is available to allow the user to quickly re-acquire the l single injection, template method, etc. ast sample set, When data is being Review in the QuickStart work area matographic h ides the following ta eue in order to enter or e real time plot. tionality. the user to see information in the project window using the o Review, Process, roject Window Preview mode. data; i.e. if the to a different view and then returns to View Data, the window contains the Review mode, it pend’ the current data Preview sections for ment methods, l interactively ition – allows the user to toggle on/off the display of the Acquisition Bar llows the user to n real estate to the work area of the QuickStart window. The connection to a system. , the user has the ability to Clear All Data. Configuration Manager is available through the Manage menu in QuickStart. When in the QuickStart window, the user has the ability to switch between projects and systems. Upon login, Show Me Help appears by default. This setting can be disab Me Help does not automatically appear but can still be started using the Me Help is an interactive help utility that guid led so that the Show Show Me button. (Show es the user through the completion of common tasks, bringing the user to each area of the software when necessary. ) Open Access Interface Open Access is a productivity tool. The Open Access application is designed to ease the process of sample submission and acquisition and allow users that are unfamiliar with Empower to fully acquire and process data and also report and/or email the results. The Open Access user needs to provide only minimal information about their sample(s) such as vial position, injection volume and run time. All methods such as instrument methods, processing 3-55 Waters Corporation Empower Functionality 3 more experienced Empower user. The Open Access application can be designated as the default user interface. and regulates the Open Access user’s privileges, typically restricting these privileges fairly dramatically. We data across a r the internet. This interface provides read-only access to data that resides inside the Empower database on a computer running only a web browser such as Microsoft d to have a full install the Web current t their access privileges allow. Browsing information in the project works very similar to the way it does in the Empower Project or results, and then filters must first be The Web interface also provides the ability to generate Empower Reports, (Single or multiple Web browser d in the browser, d. Users can also us of a running chromatographic system, select a system from the drop he Review Acquisition button. A page will display the status of the sample set in the Adobe Acrobat format. Users will see information such as the current vial, injection number, and runtime. From the Preferences page, users can set the PDA 996 sh rate for the real time data plots. Em methods and report methods are created ahead of time by a The system administrator determines b Interface The Web interface is a web-based solution that makes it easy to share Empower company intranet o Internet Explorer or Netscape Communicator. The computer is not require of the Empower software. All Empower security features and access privileges are still in effect when using interface. After logging in, users can review previously collected data, or review acquisition in real time from any chromatographic system tha Window. Users select a Project view such as sample sets, channels, methods, apply a view filter to drill down to the information you are searching for. View created in the Empower software before they will appear in Empower Web. results may be selected in the Review Data project page) which are viewed in the using the Adobe Acrobat Reader plug-in. The report format cannot be modifie however these reports may be printed to a local printer, saved to disk, or e-maile zoom in or out using commands provided by the Adobe Acrobat Reader. To look at the real time stat down list box and click on t currently running wavelength to view, TMD mass to view, and refre power Software Options tem Suitability Option rocessing and Reporting System Suitability Results The Empower System Suitability software is an optional software ap Sys P plication that is fully integrated into the Empower software. This software option provides System Suitability testing A, and MS lations on results and ility, you can uce reports that show the statistical accuracy and reproducibility of your chromatographic data. The Empower System Suitability software bases its System Suitability tests on standard laboratory calculations, including the United States Pharmacopoeia (USP), European Pharmacopoeia (EP), and Japanese Pharmacopoeia (JP) guidelines and calculations. The System Suitability option allows you to test your chromatography system to ensure that it is working within acceptable limits. As described in the United States Pharmacopoeia (USP), suitability testing is the concept that the electronics, equipment, specimens, and analytical operations constitute a single analytical system, which is amenable to an overall test of system function. and methods validation parameters for use in LC, GC, IC, CIA/CE, GPC/V, PD chromatography applications. System Suitability performs statistical calcu summarizes the information in graphical or tabular formats. With System Suitab prod 3-56 Waters Corporation Empower Functionality 3 f detection, limit The usual practice is cessing method and method set. The System l for methods validation. e to help: rmance of your system P c Methods Validationis the process of determining the precision, accuracy, limit o of quantitation, specificity, range, linearity, and robustness of your method. to perform method validation once for each pro Suitability software is a useful too Use the System Suitability softwar • Ensure the perfo • Validate methods • Track and trend results. ro essing System Suitability Results Function The following Sy 2 Sigma 3 Sigma Plate Count Sigma P 5 Sigm Asym Asym @ Asym @ ( As Asym @ 4.4 EP P JP Plate C USP Plat K Prime Relative Reso Selectivit Symmetr USP Re USP R USP Tail Width @ 1 Width @ 1 Width @ Width @ Width @ 5% Width @ 50% Width @ 60.7% Width @ Baseline Drift stem Suitability fields can be calculated by the software: Plate Count late Count a Plate Count (Tailing) (10)² 4.4)² ym @ 10 late Count ount e Count lution y y Factor solution esolution (HH) ing 0% 3.4% 32.4% 4.4% Width @ Baseline Tangent Baseline Noise f @ 5% There are two parts to the System Suitability processing method: the Suitability tab and the Limits tab. The Suitability tab contains the following parameters: General Parameters Calculate Suitability Results 3-57 Waters Corporation Empower Functionality 3 nknown Peaks ration Efficiency Parameters Time (min) Pharmacopoeia Options on of System Suitability results according to the formulas outlined in European Pharmacopoeia (EP) specified Pharmacopoeia, System Suitability results such as selectivity, plate count and resolution are calculated according to the associated formulas.) ement Parameters able Noise Calculate Suitability Results for U System and Sepa Void Volume Specifies the calculati the US Pharmacopoeia (USP) Japanese Pharmacopoeia (JP) All (Based on the Tangent Percent Plate Count Type rift MeasurBaseline Noise and D Maximum Allow Maximum Allowable Drift % of Run Time Over Which to Average Baseline Start Time (Min) Baseline End Time (Min) The Limits tab allows you to define the range of allowable values you set for each peak that is testing. The System Suitability limits you set are used to de es in summary charts, to flag result fie mmary tables, and to fault out-of-range values in printed reports and in the Peaks ta Th e following parameters: Values Outside Limits for example, Area, RT, Resolution, Plate Count) mit (LCL) Error Limit (UCL) Lower Warning Limit it Ignore Blank Values Check Limits to have system suitability termine limits shown as minimum and maximum valu lds in su ble in Review. e Limits tab contains th Flag Field Name ( Error % Lower Error Li Upper Warning % Target Upper Warning Lim Ability to always check system suitability limits or to only check them during calibration or quantitation. ng System Suitability Results Warning limits are available in addition to the upper and lower error limits. Reporti Function You can present System Suitability data in the following formats on a report: Summary Plots – Summarizes data for the analysis you select. Can be plotted in line, bar, or scatter format. Useful for observing trends. Overall %RSD Bar Plots – Summarizes all peaks for an overall report of System Suitability. RSD Bar Plots by Peak – Identifies the problem area when you have a questionable 3-58 Waters Corporation 3 atistics. Empower Functionality Overall %RSD plot. Peak Plot – Illustrates the plate count calculation. Summary Tables – Present summary data in table form, and calculate st Sample-, Injection-, chromatogram- and peak-level fields are available for use in System Suitability Reports. Pattern Matching Option ematically compares to a method-specified reference chromatogram and identifies retention- You can compare ray (PDA) or Pattern Matching uses an alignment algorithm to compare corresponding retention-time intervals the data. Internal ot required nor is traditional integration used. The alignment algorithm measures caused by the following five system variables: ratio (between corresponding retention-time intervals of the reference and sample grams) e chromatograms are the same and are present in the same concentration ratio, the patterns match (align). If there is a reference and sample chromatograms (for example, a new or missing peak or a difference in concentration ratios), the degree of alignment is less. After aligning the e differences nment. Chromatographic Pattern Matching is an Empower software option that math a sample chromatogram time intervals where the compared chromatograms have significant differences. any 2D channel data, including channels extracted and saved from photodiode ar mass spectrometry (MS) data. in the reference and sample chromatograms. The algorithm operates directly on standards are n and removes changes • Response chromato • Retention time offset • Retention time scaling • Baseline offset • Baseline slope If the components in the compared intervals of the reference and sampl difference between the chromatograms, the algorithm calculates the standard deviation (Std Dev) of th between the compared retention-time intervals to quantify the degree of misalig rchive Option AutoArchive is an Empower software option that automatically backs up p on a schedule determined by the user and also provide AutoA roject data based s a mechanism to locate samples after n archived. You can easily retrieve archived data because samples are logged generated and their location and status is tracked as they move through their oject and sample archive ation Manager allowing tracking, searching, and retrieval of projects and their samples. You can either manually archive a project and samples, or ws you to track they have bee when they are life cycle. To simplify the search and retrieval process, additional pr views are displayed in Configur schedule an archive task using the Windows® Scheduler. AutoArchive allo project information, sample information, and sample custom fields. Method Validation Option Method Validation is an Empower software option that simplifies the validation of your processing method (instrument method also?) The Method Validation option will allow users to make calculations and produce reports for the following parameters: Linearity, Accuracy, Precision, Limit of Detection (LOD)/Limit of Quantitation (LOQ), Specificity and Robustness. This option involves a method validation 3-59 Waters Corporation Empower Functionality 3 ew validation results as well as additional reporting capability, to allow users to report validation information. the project from which users can “View As” “Results”, The Signoff feature in Preview will be modified to allow the signoff of validation results in the sher contains the following method validation report groups: • Validation Method • Validation Results (for all functions tested) siduals Plot (linearity) • Linearity Plots (linearity of pharmaceutical form, active form and both overlaid or linearity at or Accuracy, Precision or LOQ) • Robustness Factor % of Variance Plot igma. application used to create validation methods and process and vi A Validation Results view is available in “Result Sets”, “Signoffs”, or “Validation Methods”. same manner that regular results are signed off. The Report Publi • %Re the LOD) • %Recovery Plot (bar graph f • Accuracy Profile Plot (calibration level vs. mean % recovery) • Retention Time Plots (at the mean, +/- 1sigma, +/-1.96 sigma and +/- 2.58 s Ch ctures Option mical structures nd on Reports and also allows you to perform structure searching using Basic and Advanced. e a standard file format in the industry, or MDL ISIS structures and allows you to: • Assign structures to components and spectra ts, triple plots and hing (whole molecule only) The advanced option is available through ACD Laboratories(Advanced Chemistry Development, www.ACDLabs.com) and provides all of the basic functionality plus: • Includes a Millennim32-enabled version of ACD’s ChemSketch structure drawing software that adds the ability to create and edit chemical structures directly from the Empower software • Allows sub-structure searching The basic option must be purchased before purchasing the advanced option. emical Stru Chemical Structures is an Empower software option that allows you to place che on your plots in Review a view filters. Two levels are available: Basic Option The basic option uses *.MOL files, which ar • Create structure libraries • Draw structures on chromatogram and spectral plots (also PDA match plo purity plots) • Perform structure searc Advanced Option 3-60 Waters Corporation Empower Functionality 3-61 Waters Corporation 3 vailable in the Millennium32 software if the option en enabled (for up to 3 structures per component): ght • Formula information is available on reports in the following groups: Structure library plots l Structures Option. View filters allow you to easily add a structure or other structural information to your search criteria and quickly retrieve all data that contains the criteria you defined. If you have the Structures package, you can search using a substructure as your criteria. This allows you to search for similar, but not identical compounds. The following Chemical Structure fields are a has be • Name • Description • Molecular Wei • Structure Chemical structure • Structure plots • • Existing plot groups (i.e. chromatogram plots, spectral plots, etc.) • Individual fields (Name, Description, Mol. Wt., Formula, Structure) Searching for structures and sub-structures is also available using the Chemica Advanced Dis s an Empower option that allows you to automate dissolution testing from dissolution sampling and acquisition to dissolution calculations and data reporting. It can be run with Bath A, – 8 vessels per bath. A wizard walks the user through the different as transfer amounts and intervals, Q Factor information, temperature, rt your solution Option Dissolution i Bath B or both baths with 1 dissolution parameters such and paddle speed. Customizable dissolution plots and tables are available to repo dissolution results. Ga The Empower GC Option allows direct instrument control and digital data collection for Agilent Technologies gas chromatographs. The following GC instruments can be controlled: 5890 Series II, 7673 Automatic Liquid Sampler (ALS), 6890, 6890 Plus, 6890N, and 7683 ALS. When using two injectors, dual-tower injections are supported for analyses that require maximum throughput or compound confirmation. GC control through Empower Software is also compatible with manual injections and headspace analysis. s Chromatography (GC) Option51 ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... Pr ... ...................... ... ...................... 54 ... ...................... 55 ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... ... ...................... 58 ... ...................... 59 ... ...................... Method Validation Option..................................................................................................................... Chemical Structures Option .................................................................................................................. Dissolution Option.................................................................................................................................. Gas Chromatography (GC) Option ...................................................................................................... Calibration Curve Groups......................................................................................... 50.. Method Groups.......................................................................................................... .. 51 Drawing Object Groups ............................................................................................ .. 52 PDA/MS Groups........................................................................................................ .. 53 System Suitability Groups.......................................................................................... .. 53 Dissolution Groups.................................................................................................... .. 53 Pattern Match Groups............................................................................................... 54 .. Chemical Structure Groups ....................................................................................... .. 55 eview ......................................................................................................................... .. 56 QuickStart Interface........................................................................................... .. 56 General Functionality ............................................................................................... .. 56 Open Access Interface ....................................................................................... .. 56 Web Interface .................................................................................................... 57 .. Empower Software Options............................................................................... .. 59 System Suitability Option ........................................................................................... .. 59 Processing and Reporting System Suitability Results................................................ .. 60 Processing System Suitability Results ....................................................................... .. 61 Reporting System Suitability Results ......................................................................... .. 61 Pattern Matching Option............................................................................................ .. AutoArchive Option .................................................................................................... .. Empower Functionality 1-1 Waters Corporation 1 . . . . . . .. . . Section 1 - Introduction Basic Empower Software is an information management application for chromatography data. The application covers a comprehensive range of corporate laboratory concerns: ort formation Management ce (GLP/GMP/ER/ES) tion Availability 5. Minimizing System Downtime 6. Data Security, Change Control and Audit Trails 7. Customization and Interaction with 3rd Party Applications Principles 1. Comprehensive Applications Supp 2. Laboratory, Site and Enterprise Wide In 3. Regulatory Complian 4. Maximizing Instrument and Applica What Makes The unique properties of the Empower application available include: stems to fully utilize an nt/server platform, the irements by software) provide the most secure environment for the cure to provide a fully hnology for both hardware and software. Empower uses a component-based architecture to allow seamless division of the 4. Empower (and Millennium32 software) are the only data system to provide a fully scalable architecture. By being able to scale up, Empower Personal workstation customers are able to expand to the Enterprise architecture without loss of investment while maintaining the same user interface. By being able to scale down, Empower Enterprise customers are able to maximize system uptime. 5. Empower Enterprise extends the capability of the Empower Personal workstation and Workgroup products across a laboratory or enterprise. Empower Unique? 1. Empower (and Millennium32 software) are the only data sy integrated, relational database. With the Enterprise clie centralization of the database minimizes system management requ allowing access to all information from a central location. 2. Empower (and Millennium32 storage of information. Information that is not stored in an isolated, se environment is open to tampering, either deliberately or accidentally. 3. Empower (and Millennium32 software) are the only data systems optimized implementation of client/server tec application across multiple computers. Empower Functionality 1 Mu re allows the user to choose the software interface that is appropriate for 1. Pro – provides a look and feel that is similar to Millennium32 software; for Empower s samples on the fly. ts. erface that optimizes access to available functionality. Everything required to run samples and get answers is located in one place. Takes the software’s performance features and makes then as accessible to the occasional user as they are to the everyday user. Cent ltiple User Interfaces The Empower Softwa their individual requirements. users, system administrators and compliance managers. 2. Open Access – for walkup users that need to run and proces Results can be emailed to appropriate individual(s). 3. Web – read-only access to data being acquired and processed resul 4. QuickStart – simple, single window int ral Database Features Benefits One central database supports multiple Minimized system management and simpler data archival. Each system management task needs to be done only once. chromatography informati reports across labs, instruments and projects without concern for where the data was acquired or processed. The user does not need to search for information in more than one place. from multiple instruments, laboratories and sites easily. Productivity is enhanced when information can be shared easily. Laboratories can pass methods and information electronically. Different sites can work with all the information across an enterprise without needing to worry about where the information is stored. (GLP/GMP/ER/ES) stored with results. Nothing is overwritten and all versions are available for review. Audit trails allow traceability and proof of modification or deletion. Specific features have been implemented to allo clients running the Empower application. One central location for all on The user can create combined summary Access and share information Assistance with regulatory compliance All method information and raw data is w compliance with ER/ES (21 CRF Part 11) for customers who must comply with FDA regulations. Interact with the system where it is appropriate and convenient for the user. Access any information on the system from any client computer. Work can be done where it is most convenient. Laboratory space can be utilized for instrumentswithout needing to use valuable bench space for computers/clients. 1-2 Waters Corporation Empower Functionality 1 Security & Regulatory Compliance Features Benefits ecurity. Ensures that only valid do. tronic Full compliance with the ER/ pharmaceutical laboratories meet their obligations to the regula d Result All information (excluding the raw data) without authorization. Any changes to this information can be audit trailed to ensure traceability • Access to ra to modify or delete raw data except by using the Waters Service, and then only if authorized and their actions can be audit trailed. • Raw data integrity algorithms assess data each time it is fetched to determine if or intentionally. If the data is found to me modified from its original contents, the chromatogram is not displayed and en error is sent to the Message Center. om the On an Enterprise c Empower user levels and logon s users are able to access the system and that each user can do only what they should be allowed to Electronic Record (ER) and Elec Signature (ES) compliant-ready ES rule of the FDA (21 CRF Part 11) ensures that tory authorities. Fully Secure Sample, Method an information is stored in the database. Users do not have access to this information Fully Secure Raw Data w data is controlled by the Waters Service. No user is able the data has been tampered with; either accidentally Information is stored remotely fr user lient/server system, information is not stored on the local hard disk where the user can interact with it using the operating system. The information is stored on a remote, secure server, with the remote user only having access using all of security of the Windows 2000 or Windows XP operating systems and Empower. 1-3 Waters Corporation Empower Functionality 1 Component-Based Architecture Features Benefits een Traditional workstation or LAN-based implementations of data systems burden one of the system components more than the others. This results in performance that changes dramatically as the load on the system changes. By optimizing the load on each co improved and remains essentially constant under different and The server can be configured to allow the database to operate optimally. There does not need to be a compromise to the co The server can be upgraded without impacting on the other system components. ed and sition The LAC/E32 can be configured to allow acquisition to op compromise to the configuration to allow user interaction. More systems can be run on a LAC/E32 than can be run on a client, minimizing the cost of acquisition. med Processing is done on the client when the user wants to interact with the data or reprocess previousl Application load is balanced betw hardware components. mponent of the Empower Enterprise system, performance is loads. Database operations are isolated optimized on the server. nfiguration to allow user interaction, acquisition or other applications to run. Acquisition operations are isolat optimized on the LAC/E32 acqui server. erate optimally. There does not need to be a Processing operations are perfor where it is most appropriate. y acquired information. During normal “run & report” while acquiring, processing is done on the LAC/E32 . This leaves the most processing power available at the client. The client can be logged out or even turned off and acquisition, processing and online reporting can continue. 1-4 Waters Corporation Empower Functionality 1 Scalable Architecture Features Benefits al erver. Using the component-based architecture of Empower, customers can choose whichever configuration is best for them. Later they can scale up to an Enterprise system without needing to obsolete or trade-in any software or hardware. No r With traditional data systems, if one component fails, the system is unavailable until the faulty component is repaired. With an Empower Enterprise system, if one component fails, an alternate component can be brought online to ensure th Seamlessly scale up from Person workstation to Enterprise client/s etraining is required. Minimize downtime. at downtime is minimized and samples can continue to be run. If the server fails, store data in a local database. If an acquisition server fails, perform acquisition locally. 1-5 Waters Corporation Empower Functionality 1 Empower Scalability Strategy Empower is an information management strategy for chromatography data. Empower is System SuitabilityMethod Development a family of products or a technology, it is not just a piece of software. It comprises: 2. A series of add-on applications from Waters to enhance functionality industry standard platforms 4. The Toolkit, a recognition that Waters cannot meet all the demands of the customers. 5. A series of partner applications to round out the functionality and make Empower a true laboratory solution Simulated Distillation Structure Searches Other... Dissolution Pattern Matching LC/MS GPC / GPCV Platforms 2000 indows XP Empower Applications Environment Elements: •Database •Reporting •HPLC •Control •Customization •GC T o o l k I t LIMS Content Uniformity •Windows • W Other... 1. A base set of features (the application environment) 3. Availability on 1-6 Waters Corporation Empower Functionality 1 es a single re of the software gives you the flexibility to create a wide variety of configurations to meet different business needs. In a Persona rsonal workstation systems you ility but you also want to reduce the cost. To get the best availability, it is ideal to have one system per workstation and, as you add more systems, you add more workstations. Note that the different software components in the following diagrams are abbreviated Empower software is comprised of 3 software components that work together. The user se application but the component-based natu & Reporting Acquisition & Control Processing Database l workstation, all components are present in the same PC. However, with Pe must make a decision - you want convenience and availab to a single letter, P=Processing, D=Database and A=Acquisition. A D P A D P P 1-7 A D Waters Corporation Empower Functionality 1 To minimize cost, multi-system Personal workstations are available. The issue is that this strategy can compro ise the availability of the systems and the software due to the limited number of keyboards. So, what can be done? Must there be a compromise an One option is to add processing stations where users c keyboards without the cost of the acquisition compone m P A D P 1- d a less than optimal solution? ould work to do data reduction. This added more nt. A D P D 8 Waters Corporation Empower Functionality 1 only meant that or network, it also meant there were multiple copies of er; all can it to the number of LAC/E acquisition servers you can use. There is no manual transfer of data and only a single copy of data is required. This is a good solution ere the laboratory already has one or more workstations. Empow Workgroup provides a tru ‘hub of t e wheel’. It is important th with anything that can be done some to accom lish business requirements components are. The problem has always been ‘how does the data get to the processing station’? This not the data had to be manually moved via floppy disk the data created. This solution has had limited applicability. Empower Workgroup solves this problem. A maximum of four clients can be used togeth perform processing and data acquisition. There is no lim 32 wh P P Ethernet er hp e multi-user, m at the LAC/E3 where else. N , without the u A D ulti-keyboard solution with the LAC/E32 module as the 2 can also process data so that the PC is not burdened ote how the building blocks are now being moved around ser needing to worry about where the different D 1-9 Waters Corporation Empower Functionality 1 Extending Empowe eates an Enterprise system, which is a full-scale client/server configu n be scaled to any number of instruments an across a laborato tire enterprise. There is no magic to client/server - it is just ano configure Empow ratories can be added at any time, and processing stations c where they are best utilized rather than needing to be with the instruments. A r Workgroup cr ry, site, or an en er. Additional labo P D P P ration. The Empower Enterprise solution ca 1-10 Waters P LAC/E32 d users ther way to an be put Corporation Empower Functionality 1-11 Waters Corporation 1 Empower Functionality 1 f you know that om the beginning mponents and that ompany can offer this and it gives great comfort to the user - knowing they do not have to accurately predict where they will be in several years and knowing that the if you have a ! If the only database resided on the server then samples could not be run until it was fixed. But, with the scalability of Empower, some clients can also have a database ain, the isition capability. ard workstations. eal to a business. Uptime is paramount in the modern laboratory and allowing this dynamic reconfiguration gives the system administrator the flexibility and peace of mind that they cannot get with any other package. This is the real message of Empower and scalability. So, no matter how a laboratory needs to grow, there is a configuration that makes sense. I one day the lab would like to have an Enterprise system, you can head toward that goal fr - knowing that any investment is protected, that scaling up is just the addition of new co no retraining will be needed. No other c strategy adapts to their changing circumstances. The scalability is also two way - scaling down is sometimes a good idea...what happens client/server system and……the server fails and, if the server is unavailable, you run samples locally. When the server is available ag information is merged back into the central database. But, what if the entire network is down? In that case some clients can also include acqu Now everything can continue as if you had stand The concept is simple but it means a great d 1-12 Waters Corporation Empower Functionality 2 Section 2 - Technology Licenses & Key Disks Empower u re options, respectively. Note: With Empower, no site-wide licenses are available. All licenses, options and key tilizes licenses key disks to activate named user licenses and softwa disks are specific to a single database (Personal workstation, Workgroup or Enterprise). The vari as follows: Named User License Key Disks licensing Empower se). Each named user must have a license whether they are logged into Empower or not. An Empower user can have a status of “Active”, “Disabled” or “Removed”. th a status of "Active" amed User Licenses d also does not orkgroup and he base (key disks) to nsing does allow ient software on any number of computers. r database, will ed. These license 100 users to be it is reached, you must user accounts as Named User Licenses may be removed (uninstalled) from one database so that they can be transferred to another. You must ensure that you do not have more "Active" accounts than licenses when this occurs. You can do this simply by flagging accounts as "Removed" until they are within their license limits. If the number of active accounts exceeds the number of licenses because licenses have been removed, the next time a login occurs, the license violation will be detected and all non-Administrator accounts will be marked as "Removed". A system administrator will then need to activate accounts up to your license limit to allow users access to the system. ous types of licenses and options available, with information on their use is Named User Licensing is used in Empower. Named user licensing is an easy scheme to understand and implement. A named user is defined by Waters as any individual person who can access the software (the databa A Named User is defined in Empower as any Empower user account wi or "Disabled". "Removed" accounts do not count against the number of N available to you. In addition, the "SYSTEM" account is a special account an use a Named User License. Named user licensing applies to all Empower configurations - Personal, W Enterprise. All configurations are supplied with 5 Named User Licenses in t configuration. You may then purchase any additional Named User Licenses configure the system for the required number of analysts. Named User Lice you to load the Empower cl Named User Key Disks are floppy disks that, when installed to a Empowe allow additional active user accounts to be created, up to the number install key disks are available in a number of sizes, enabling 1, 5, 10, 15, 20, 50 or enabled with a single disk. To create a new user account once that lim either purchase more Named User Licenses or they must flag one (or more) "Removed" to free existing licenses. 2-1 Waters Corporation Empower Functionality 2 base. While the tabase. If you e key disks can be alled on another. Key disks do not need to be uninstalled in any specific order. Each key disk will uninstall exactly the number of named icenses that were loaded from it in the first place. Ba orkgroup vs. Enterprise) to be configured and sold. One of these key disks is required for every platform and, when loaded, defines the type of platform. This key disk must be uninstalled if the ersonal will also activate 5 named user licenses on the Named User License Key Disks, when loaded, place a token into the data token remains in the database, the key disk cannot be loaded into another da have more than one database available (multiple servers or instances) thes uninstalled from one database and then inst user l se Key Disks This type of key disk allows different types of platforms (Personal vs. W system is to be reloaded. The base key disk for Empower P system where it is installed. The base key disk for Workgroup or Enterprise will not activate any named user licenses – each Workgroup or Enterprise installation will include at least one 5 named user key disk. ent/Server and Workstation Specific Option Disks Most option disks are specific to the type of system on which they will b Cli e loaded, Personal, Workgroup or Enterprise. An Enterprise option disk will not operate on a Personal , System Suitability, GPC, GPCV, Toolkit, Pattern Matching, Open Access, LIMS Interface, Chemical Structures, Dissolution) enable the specified software (Personal workstation, Workgroup or Enterprise as appropriate). er. iring Key Disks ption disks. The software option is always enabled on each database as the appropriate detector is required to acquire this type of ccess options also do not require key disks. workstation, and vice versa. Software option disks (e.g. GC Agilent 1100, Light Scattering, AutoArchive and option for one database These option disks must be uninstalled if the data system is to be reloaded. Millennium32 option key disks will not function in Empow Options Not Requ Detector option disks (e.g. PDA and MS) do not require o data. The Web and Open A The Wate y concerns and minimizes the administration required for acquisition server modules. O rvice is enabled: 1. DCOM does not need to be configured on acquisition servers, minimizing setup time. 2. No domain account is required by Empower, minimizingsecurity concerns. 3. Autologon is not required on any acquisition servers, minimizing setup time and security concerns. rs Service The Waters Service is a Windows service that eliminates data securit nce the Waters Se 2-2 Waters Corporation Empower Functionality 2 users having read y privilege to the location where raw data files are stored, minimizing security e used on the server and any clients. 4. The hidden file share used for raw data storage is secure, with all onl issues. Note: The Waters Service will b How Operating System (OS) Security Works Every OS process runs on behalf of an account. Each account is identified internally by Identifier (SID) and has an associated set of privileges. A particularly useful account is system account has unlimited priv a Security “System”. The ileges on the local machine, but has no access to network resources (except as described later). It cannot be disable, deleted, or modified. It cannot be used interactively (i.e. It is ect specifies which accounts are allowed to access it and what those accounts are allowed to e want to allow the low other accounts chine. It isn’t ng Server ocess on one machine tried to read a file on another machine, it wouldn’t be allowed to (even if the file were shared to “Everyone”). The Processing Server’s SID is considered to be the NULL SID on the remote machine, and connections are considered to be NULL Sessions. Fortunately, a registry entry allows a share on a machine to be specified as a “NullSessionShare” thus allowing System accounts on other machines to access it. The Share itself should continue to be named Waters_Projects$. cannot access the screen, mouse, etc.). It does not have a password since one does not log onto it. intended mainly for running OS services. Every OS obj do to it. In our case, the objects we’re interested in are Shares, Directories, and Files. W local System account full control over the raw data share, directories, and files; but al only to read them. As stated earlier, the System account on one machine cannot access objects on another ma even considered part of the domain’s “Everyone” group. So, for example, when a Processi pr 2-3 Waters Corporation Empower Functionality 2 How Operating System (OS) Services Work M). The code Executable (.EXE) file and must be properly registered so the SCM knows about it (it will appear in the NT Services utility and so forth). The SCM starts the service by calling the EXE’s main entry tersService implements file and COM services. These are independent and could have been ters Service hese facilities, the Waters Service application launches the InstSrv application when it starts. Since a service can be configured to start automatically at machine bootup, and since InstSrv , this time consuming operation will usually be complete before the first Services are special OS processes that are started by the OS Service Control Manager (SC exists as an point. The Wa implemented as separate service but, for simplicity, they are packaged in the single Wa application. In addition to providing t boots the busLAC/E if necessary user tries to access instruments. Data Acquisition and Buffering On an Empower acquisition server (LAC/E or acquisition client), two processes (INST CHROMSRV) are responsible for data acquisition and control. When the acquisition se INSTSRV is started. INSTSRV then starts one CHROMSRV process for each configured on the acquisition server. Each CHROMSRV is dedicated to a particular chromatographic 32 SRV and rver is booted, , on-line system system. When an Empower chromatographic system (the CHROMSRV application) acquires data destined for a cludes data romatogram data copy is deleted. If CHROMSRV is unable to transfer data to Oracle or copy files to the server, it continues to run but no be written locally until the next h connection to the o the database and will come out of buffering mode, continuing operation as normal. If it fails to connect, the set continues but is run in “buffering mode”. Every 10 minutes (approximately) after the end of the sample set (assuming buffering is still in progress) on in need of ful, it transfers oper directory s are Recognized CHROMSRV uses the normal Empower calls to store Sample Sets, Injections, Chromatograms and so forth in the database. When one of these fails, as would be the case when Oracle is not reachable, the call returns an error. If CHROMSRV sees an error, it goes into “buffering mode”. CHROMSRV likewise uses Empower calls to write and copy files. These in turn use the underlying Microsoft file routines. So if one of these Microsoft routines were to report a failure, CHROMSRV would also go into “buffering mode”. Local Directory and File Organization database on another machine in the network, it first writes the data locally to files. This in destined for Oracle, and the chromatogram data files. As each injection completes, the ch files for that injection are copied to the database server and, if the copy succeeds, the local At the successful end of a sample set, the file containing the Oracle data is also deleted. longer attempts to converse with Oracle or the server’s data directory. Data continues to to files. CHROMSRV is said to be in “buffering mode”. It remains in “buffering mode” sample injection. Before the next injection is done, CHROMSRV attempts to re-establis database and, if successful, will send all buffered data t INSTSRV examines the directory of local files and, if it finds a sample set or single injecti recovery, tries to connect to the appropriate server and project. If the connection is success the Oracle data from the local file to the remote Oracle, and copies local data files to the pr on the server. If the copy is successful the local copies are deleted. How Oracle and Server Failure 2-4 Waters Corporation Empower Functionality 2 corresponding xxxx.dat where the an be found in a is in turn organized llowing file ySystem” is acquiring data destined for server “MyServer” and project “MyProject”. If Oracle were currently reachable you would see a Sample Set with identifier 1234 in the A similar technique is used for single injections, but an empty file named Singlexxxx.dat is used in place of indicates that there is a matching Dxxxx.dat file being acquired or in need of recovery. de directly to Oracle he identifier assigned by Oracle is used. These tend to be large numbers (identifiers start at 1000). If Oracle is not reachable, CHROMSRV assigns a local identifier by simply incrementing a counter that starts recovery, for, and assign actual identifiers to, items it had to identify locally. The timestamps used for injections use the same technique – if Oracle is reachable then Oracle’s data/time is used. If not, the local machine’s date/time is used. The Oracle destined data is kept in a file named SampSetxxxx.dat where xxxx is a number to the Sample Set’s Identifier in Oracle. The chromatogram data is kept in files named D xxxx likewise corresponds to the Oracle channel (chromatogram) identifier. These files c directory named Empower\InstrumentServer on the acquisition server. This directory into subdirectories organized by System, Database Server, and Project. So, for example, the fo would indicate that System “M Project application’s Sample Set view. \Empower\InstrumentServer\MySystem\MyServer\MyProject\SampSet1234.dat SampSetxxxx.dat. The file simply How Identifiers are Assigned If Oracle is reachable, the Oracle entries for Sample Sets and Chromatograms are ma and t at 1. In other words, these files have low numbers like SampSet4.dat and D12.dat. During CHROMSRV asks Oracle to make entries 2-5 Waters Corporation Empower Functionality 2 Empower & Date Handling and date handling all date arithmetic and comparison using n other words,there cified via the l Panel settings. So a user could, for example, choose a date format that represented the year as 2 digits. In this case, a year of “00” could appear on the screen or in a report. But again, that’s not tion would change filters. Filters eans “dates efaults 2 en after the turn of the Millennium, this filter would still work as en Oracle releases new versions after the year 2000, they will probably change to a century default of “20”. If the do this, in this example, the view filter would not show new rows (i.e. rows e problem by at d second. This with 1 second Microsoft Date Format Microsoft represents dates using an 8 byte floating point number with December 30 1899 at midnight being the number 0.00. So, for example, January 4, 1900 at noon is internally represented as the floating point number 5.50. This format and related Microsoft routines support dates ranging from January 1, 100 to December 31, 9999 with an approximate resolution of 1 millisecond. How Empower Handles Dates Empower internally stores and operates on dates using Oracle and Microsoft date formats routines. These formats are summarized below. Empower does these internal formats, so the number of digits used to display the year are irrelevant. I should be no year 2000 problem (the year 4713, however, is another story). Dates are formatted and displayed using Microsoft formatting routines. The format is spe Microsoft Contro what is stored or computed with. Changing the control panel to a 4 digit date representa the display to “2000”. The one place where date formats can cause unexpected behavior is in user specified view can be specified to select dates before or after a specified one. For example, “>3/3/97 “ m greater than March 3, 1997”. Empower uses the Oracle conventions in view filters, and Oracle d digit years to the century “19”. So ev expected. However, wh with years like 00, 01, ..). The actual data is still stored properly, and a user can remedy th specifying a 4 digit date in the view filter. Oracle Date Form Oracle represents dates using one byte each for century, year, month, day, hour, minute an format supports dates ranging from January 1, 4712 BC through December 31, 4712 AD resolution. 2-6 Waters Corporation Empower Functionality 2 Where Do The Dates Come From? nterprise environment (on a Personal workstation everything is based on the local PC clock). Note that a client in this case is either a p ing client or an acquisition 32 ). The following table shows the place of origin of Empower dates in a Workgroup or E rocess server (eg.LAC/E Item eratio Date Acq t Date Processed Date Cali Sample Set S t Sample Set F t Result Set Date Library C Method Create Current Date ( Sign Off Dat Sign Off Date 2 Normal Op n Buffering Mode Note uired Server Clien 1,4 Server N/A brated Server N/A tart Date Server Clien 4 inish Date Server Clien 4 Server N/A reate Date Server N/A Date Server N/A Report) Client N/A 2,4 e 1 Client N/A 4 Client N/A 4 Data File Create Date (DXXXX.DAT) Server Server 3 Project Create Date Server N/A Project Last Archived Date Client N/A otes: 4 N ommunication with quisition of a e on the server. In this case the local client internal clock e the system is ate to the database clock. aced onto the nd time. Since the file may be placed on the server some time after acquisition is complete when in buffering mode, the "Date Acquired" field and the data file creation date may not be similar. This is normal behavior when buffering has occurred. 4. The Client clock can easily and automatically be synchronized with a time server on the network. This will ensure that the same time is reported for both the server and the client, avoiding any confusion over time stamps. 1. When Empower is buffering data acquisition (due to a loss of c the server) there is the potential for a lengthy delay between the ac sample and its later storag is used to determine Date Acquired. 2. The system create date must be the client internal clock date sinc created by the InstSrv process. This process does not communic so must use the local internal 3. The data file creation date is the date at which the data file was pl server hard disk and is the system date a 2-7 Waters Corporation Empower Functionality 2 Empower Use of Oracle Tablespaces ation. This additional IT mpower) to be an mer has little or no Oracle database exists in the application. Waters does not grant an Oracle license -- tribution ogram administration enabling centralized and remote administration and by including inistration scripts including startup, shutdown, and back addition, all support for prog ) Emp System Installation and Configuration Guide 0312 on A) organiz spaces”. Oracle allows a tabl e to occupy multiple files, but f a single file per tab e. These tablespaces / files are: Empower Software contains an Oracle database, which is fully integrated into the applic approach was designed to offer enterprise grade Oracle technology without requiring resources to manage it. Oracle considers an Embedded License Application (such as E application where the database is truly embedded into the application and the custo knowledge that the rather Waters grants to Empower users the use of its Oracle license under a sub-license dis agreement with Oracle. The Empower application has been designed and developed by Waters to eliminate pr tasks by the customer. This is done by built in program administration functions. All adm up are provided by Waters and reside within the application program. In ram operations are provided by Waters. Additional information is located in the following documents: - Empower Software System Administrator’s Guide (71500031708, Revision A - ower (71500 07, Revisi Oracle es data in logical units called “Table espac disk or simplicity Empower uses only lespac Tablespace File Initial Maximum System \Empower\Ora\Database\System01.dbf 50 250 Project \Empower\Ora\Database\Usr1Wat3.dbf 100 Undo \Empower\Ora 1000 \Database\Undo01.dbf 10 250 Index \Empower\Ora\Database\Idx1Wat3.dbf 10 150 Temporary \Empower\Ora\Database\Tmp1Wat3.dbf N/A The initial size of these tablespaces N/A is determined by the Empower Installer and is based on the type of specified hen the sort is down, but never (so items, it enforces the concept of a “Transaction”. A transaction is something that either runs to completion or not at all. So, for example, when you store a result with 10 peaks, either all turned off after if in never happened e undone. Oracle ary tablespace, orage used goes up and down because Oracle can free the storage once the transaction is complete. It should rarely be necessary to change the Undo tablespace settings. These should not be changed unless Oracle reports errors. Oracle uses the System Tablespace to remember which tablespaces, tables, projects, indexes and so forth it is managing. The actual data for these items (projects for example) is stored in other tablespaces, but information about the items is stored here. It is unlikely that there will be a need to change the System Tablespace settings. In a very large installation with hundreds of projects, the user may get an Oracle error complaining about System tablespace when they try to create or restore a project. Only then should the settings be changed. configuration. As tablespace is used up, Oracle will automatically extend the size of a file by a increment up to the specified maximum size. Oracle uses the Temporary tablespace to sort rows and do other internal housekeeping. W complete, Oracle frees the storage. The amount of temporary storage used goes up and far) exceeds the maximum allowed file size. When Oracle adds or removes 10 peaks are stored, or none at all. This is true, for example, even if the system’spower is storing 3 of the 10 peaks. When Oracle starts up, it will “roll back” the transaction as In order to enforce a transaction, Oracle must keep track of what it is doing so it can b does this in Rollback Segments that reside in the Undo Tablespace. Much like the tempor the amount of st 2-8 Waters Corporation Empower Functionality 2 mple, when the r if it has an index u know their omeone’s name mount of Index . As new items are ct, Oracle adds new indexes for them. The system administrator should occasionally check it up to the tion to Project data, wer users, groups, systems, and so forth. Note that the raw chromatogram files themselves are not stored in Oracle, they’re kept in files outside ace is used, but all projects use as they need. The tablespace number you enter when creating a project, or see when you view project properties is simply a quota. Its only purpose is to keep a project from using up an unfair amount of the project tablespace. There ge price to be paid for changing it or for making it large initially. You don’t pay Oracle uses the Index Tablespace to cross-index tables to improve performance. For exa user wants to see all the peaks from a particular result Oracle can find them much faste relating peaks to results. This is analogous to looking up someone’s phone number. If yo name, it’s easy to find the number because a phone book is indexed by name. Finding s given his or her number is much harder because you have to search the entire book. The a tablespace used should be roughly proportional the amount of Project tablespace used added to a proje how much Index tablespace is used, but remember that Oracle will automatically increase specified maximum. Finally there is the Project Tablespace. This is somewhat of a misnomer because in addi it also contains library and spectral data and information about Empo of Oracle. The system administrator should occasionally check how much Project tablesp remember that Oracle will automatically increase it up to the specified maximum. There is one large Project Tablespace file named Usr1Wat3.dbf that is no performance or stora until you actually use the storage. Think of it as a credit limit on your charge card. Application Components components, a Processing server, an Acquisition server and the Oracle Database server. Many different Empower executable files communicate with these components, on the same or difference machines, to present the Empower application to the user. The different components and applications are shown in the diagram below: Communication between the Empower database server uses COM when the co components are remote (on different m Empower uses a component-based architecture with three main Empower Executables executables, processing server, acquisition server and Oracle mponents are within the same machine, and DCOM when the achines). Network Interface Card TCP/IP Windows Operating System Oracle TNS Listener Oracle Database Server Acquisition Server Processing Server Oracle 9i 2-9 Waters Corporation Empower Functionality 2 (for example when processing a sample), the communication between the client and the server is as shown below: When accessing raw data fi communication between th standard operating system c the raw data file was succes During database access Empower Executables Empower ‘Servers’ Instrument Server An Instrument Server contr observe and control instrum injections. It saves acquired may transfer these chromat Processing Server to proces Processing Server if it can c The major services it provi les (for example when writing the data file after acquisition), the e client and the server is as shown below. In this case, communication uses alls to send and receive raw data. TCP/IP security is used to determine whether sfully delivered to the client or the server (as appropriate). Client Server Network Interface Card TCP/IP Windows Operating System Oracle 9i Oracle TNS Listener Acquisition Server Processing Server Network Interface Card TCP/IP Windows Operating System Oracle 9i Oracle TNS Listener Oracle Database Server Client Server Network Interface Card TCP/IP Windows Operating System Oracle 9i Oracle TNS Listener Acquisition Server Processing Server Empower Executables Network Interface Card TCP/IP Windows Operating System Oracle 9i Oracle TNS Listener Oracle Database Server ols a single chromatography system. An instrument server allows clients to ents that make up the system. It can carry out a single injection or a sequence of chromatograms locally via a local Storage Server. In some configurations, it ograms to a remote Storage Server at the end of each injection. It may ask the s and report on each injection’s worth of chromatograms. It may also ask the ontinue with the next injection (e.g. interactive suitability, “must peak”, etc...). des are: 2-10 Waters Corporation Empower Functionality 2 • Get configuration information (head sizes, options installed, etc...) s (current temperatures, flows, states, etc...) nts per a specified Instrument Method. • Run a sample set’s worth of injections • Configure a system out of modular instruments (legacy only) Interactively control instruments (auto zero, run diagnostics, etc..) s of objects. An Instrument Server fetches Instrument M t ets from a Storage Server and stores Chromatograms to a Database Server. Objects can be transferred by fetching from one database server and storing to another. The following objects are standardized for use by the Database Server: • Instrument Methods Chromatograms ..) Processing Server A Processin rth of chromatograms to produce results and (optionally) reports. It ca so be asked to do special things like “Clear Calibration”. The Instrument Server asks it to do these thi . k whether, as a result of the processing, it should continue with the next injection or not. A third party application can “hook into” processing to compute the value of som c s. The major s i • Process and Report on this Injection • Perform this Processing Function • OK to Continue ? • Hook processing (after results computed, but before reported) • Get instrument statu • Get instrument real-time data • Set instrume • Perform an injection • Database Server A Database Server stores and fetches certain standard type e hods and Sample S • Sample Sets • • Instrument history (total operating hours, last seal calibration, etc. • Results (Toolkit Only) g Server processes an injection’s wo n al ngs The Instrument Server can also as e ustom result field erv ces it provides are: 2-11 Waters Corporation Empower Functionality Version 4.0 . . . . . 3 . .. . . ality Section 3 – Function Def ion present finitions of terms used in this document. Other terms are ned in contex document. initions This sect explai s acronyms and de t through the Term Definition A line drawn from the start point of a peak to end po needed to calculate peak area or peak heigh Short-term fluctuations in a detector baseline sign background electrical noise and other environment interference keeps the baseline from being pe The technique of running standards before and aft interspersed with samples in a sample set to con calibration curves. Each calibration curve is then the concentration or amount of the sample ‘ standards. This te chromatograph evaporation that may occur during the course of i samples. run A set of standa chromatographic experiment. European Pharmacopoeia A method peak by estimating the shape of the larger peak function. Japanese Pharmaco peak area econds or equivalent) eak and end-of-peak points The detector response (reported in units of µV-s integrated over time between the start-of-p minus the baseline. The detector response (reported in units of µV or e m measured at the samerun time. peak name by the user to components eluting at a given The name assigned response time. The elution time of a component at the apex of the A measure two components u baseline int of peak – t. baseline noise al that are due to al variations. The rfectly flat. bracketing er and/or struct one or more used to determine bracketed’ by the chnique can help to compensate for variations in y caused changes in temperature, flow, or solvent njecting a set of chromatographic rds and/or samples injected during the same EP exponential skim of resolving small rider or shoulder peaks from a larger using an exponential JP poeia peak height quivalent) easured between the apex of the peak and the baseline value 3-1 Waters Corporation retention time peak. selectivity of the relative retention on a chromatographic column of nder the same mobile phase and stationary phase conditions. sequence A set of standards and/or samples injected during the same chromatographic experiment. SOP Standard Operating Procedure tangential skim A method of resolving rider or shoulder peaks from a larger parent peak by drawing a (straight) line to tangentially skim the rider peak from the parent peak. USP United States Pharmacopoeia Empower Functionality 3 General Em ted database ation. Empower ts into usable information omplete chromatography can adapt to your individual chromatography requirements by using as many or as few Empower software capabilities as you require. nal computer. It AC/E card interface and a local database that supports the Empower age ms to an m of four clients. s no limit to the number of LACE32 Acquisition Servers (a network device dedicated to ntrol and data acquisition) that can be configured. f the Empower • Empower Pro - provides access to all features of the Empower software. This interface is nnium32 users. ware required in an any infrequent/new users and/or ‘walkup’ users. • Empower QuickStart - provides a streamlined interface to the main features of Empower with an emphasis on simplicity and ease of use. A Users can choose the interface to t interface is defined for each user, so that the user’s p to be explicitly chosen at each log in. power General Description Empower Software is a 32-bit data management platform with advanced integra architecture. It acquires, processes, reports, and manages chromatographic inform offers easy-to-use technology and converts high-quality, accurate resul while meeting security and regulatory compliance requirements. It is a c and results management system that you Empower is available in different configurations: • The Empower Personal workstation is a stand-alone, single-user perso includes a busL chromatography application software to acquire, process, report, and man chromatographic information. You can connect up to four online HPLC syste Empower workstation. • The Empower Workgroup is a small client/server system with a maximu There i chromatographic instrument co • The Empower Enterprise system is a corporate-wide networked version o workstation. Four different user interfaces are available: similar to that of Millennium32 and will therefore be familiar to Mille • Empower Open Access - provides access to the features of Empower soft environment for routine analysis, one with m • Empower Web - provides simplified access to Empower software via a web browser. software ll interfaces are supplied in the base Empower software package. log in to within the login dialog. A defaul referred interface does not have Function Empower is a 32-bit Microsoft Windows application. Empower is available in English, Japanese, Chinese, and Korean versions. Empower is based around an Oracle database. No data is overwritten in the Empower database. Using Empower software, you can: Acquire data and control chromatographic instrumentation Process data interactively or in the background 3-2 Waters Corporation Empower Functionality 3 oject information Customize management of pr Customize report design and generation Using Empower software y such as: ou can easily perform simple acquisition and processing single injection requirements Making a Processing data Printing a report Using Empower you Interactively creating and acquiring sample sets Defining custom reports Performing tracking and t Empower development and testing follows a documented software devel (SDL opment lifecycle C). Empower is ISO 9001 TickIT certified. Comprehensive, context-sensitive Windows online help is supplied with the Empower application. Waters maintains all development documentation, including Functional Specifications, ycle. Source Code, Test Protocols and other information related to product life c Source code for each version of Empower is available in an Escrow Account. Automated qualification is available for Empower workstations, clients and acquisition servers. Custom programs that interact with or control Empower may be written us Toolkit. The Toolkit is a programming inte ing the Empower rface to Empower functionality. Multiple Toolkit applications may be run at the same time to execute different tasks. The Toolkit supports any programming language that supports Microsoft standards such as eX and COM (for example: Visual Basic, VBA, Visual C++ etc.). Activ The Toolkit a menu items to various Emp can perform sophisticated applications such as: Creating and adding custom fields, and calculating custom database results rending of results using the Empower database llows applications to be configured into the Empower user interface by adding ower windows as required. The Empower LIMS Interface provides a seamless interface to LIMS systems. Specific LIMS systems/formats supported include: ASCII Systems LabManager LIMS AIA (ANDI) PE SQL*LIMS Lab Installation, Configuration and System Management Co g ation Manager is a graphical user interface that provides system management ons to control various parts of the Empower software. These functions include managing: • Project information • Custom fields • Acquisition servers (configuring local and network acquisition servers) • Chromatographic systems (creating and configuring local and network systems) • Spectral libraries • Library spectra • Users • User groups nfi uration Manager The Configur functi 3-3 Waters Corporation Empower Functionality 3 vileges dit Trail es for injections ies • Electronic Signatures • Electronic Records • User types and access pri • The System/Project Au • Plate typ • Default strings • System polic Function Users with the appropriate privilege can remotely reboo 32t LAC/E acquisition servers. The display of information can be customized with default or user-defined view filters to determine the fields, criteria, and the order in which data is displayed. Configuration actions allow the use of standard drag-and-drop, display, selection, and cut-and- paste code functions. Configuration information is displayed in tabular format. Table columns can be sorted in ascending and descending order and tables can be printed. All Empower objects selected may be deleted via a ‘Yes to All’ button added t warning dialog, or t o the delete he user will have the choice of deleting each object selected ‘Yes’ or ‘No’, or they may ‘Cancel’ all together. Preferences can be copied between users and projects on a per-user and per-project basis. Preferences can be copied during project creation or using the View > Copy Preferences menu in Configuration Manager. The ConnectionsAQT option (if present) is available from Configuration Manager. The System Monitor application is available from Configuration Manager. P je A information, and raw data th at reside in the Empower database under a single project name.