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A 5-degree-of-freedom model to evaluate the ground reaction force during running, sentsitive to the effect of the velocity and lower joints torsional stiffness. Andrade, G. F., Zanetti, L. R., Ghoneim, H. Mechanical engineering department, Rochester Institute of Technology, 1 Lomb Memorial Drive, Rochester NY- USA 13th December, 2015 Abstract It is known that during running, the human body is subject to impact forces, and those can lead to injuries. Many studies have been developed in this area in order to understand and to improve the human body behavior during running. Different and more complex models have been proposed to simulate the ground reaction forces (GRF) based on obtained experimental data, but the simulation and experimental data still have divergences. This study proposed a 5 degree-of-freedom model with the purpose of obtaining the ground reaction force profile. The simulation verified the influence of running velocity, ankle stiffness and knee stiffness considering soft and hard sole conditions. The GRF was calculated using a non-linear curve fit based on experimental data. The model’s results were compared to a similar 4 degree-of-freedom model in order to validate it. The results showed that both ankle and knee stiffness have little effect over the GRF when being varied in small ranges. The increase of the running velocity led to a higher GRF impact (first) peak, a smaller active (second) peak and to a shorter stance time. The GRF for the soft sole condition had a smaller first peak when compared to the hard sole condition, as expected based on other studies. The proposed model reaction force curves had a bigger first peak and a smaller second peak when compared to the 4 degree-of-freedom model, probably due the direct effect of the running velocity in the proposed model. Keywords: Ground reaction force; Running; Velocity; Simulation; Joint stiffness 1. Introduction Running is a common activity for people who desire to maintain a healthy lifestyle. However, since running is a physical activity, related injuries can occur. Thus, it became convenient to study the running mechanisms in order to prevent or decrease injury frequency. Many running related studies have been developed in the past decades, as examples, Ker et al. (1989) proposed a relation between the foot strike in the human running and the mechanical properties of the heel pad; Tongen and Wunderlich (2010) studied the mathematics related to the forces produced by each foot in contact with the ground; Clark, Ryan and Weyand (2014) studied the effects of foot speed, foot-strike and footwear in the impact forces between the foot and the ground. A big part of these studies focus on analyzing the impact force between the ground and the human foot. This impact force during running occurs when the foot hits the ground with a certain velocity, the reaction force on the human body is called ground reaction force (GRF). Several studies used simple mass-spring-damper models to simulate the human body behavior and to obtain the reaction force profile during the touchdown moment. Nigg and Liu (1999) used a 4-DOF mass-spring-damper model to simulate the impact force peaks during human running and study the effects of muscle stiffness and damping on this simulation; Yukawa, Tokizawa and Kawamura (2011) proposed a two dimensional runner mass-spring-damper model to generate ground reaction forces in steady pace running. Like Nigg and Liu (1999), several studies assumed that the body can be modeled as 4 lumped masses connected through springs and dampers. The masses represent the wobbling and rigid masses of our upper body and legs. The springs and dampers represent the muscles, bones and viscoelastic elements of our body and legs. The GRF profile resulting from the simulation with this type of model are consistent with the experimental results found during pendulum tests performed by Aerts and De Clercq (1992). Nevertheless, this study uses a more complex model which also includes the rotation around the ankle, with the intend of getting a more accurate GRF profile. The ground reaction is affected by several different parameters. For example, Khajah and Hou (2015) used a nonlinear GRF relation and tried several different coefficients values that represents the hard and soft sole conditions, and as result the GRF peaks varies significantly. This study uses a range of parameters, found on similar studies, that simulates soft and hard sole conditions. The ankle and knee stiffness values here tested were also based on other related studies, as well as the values for the running velocity. These different parameters are simulated in order to check their effect in the GRF profile. Most of the running related studies, which analyze the vertical reaction force, use a non-linear relation to evaluate it. This non-linear relation is based on a curve fit designed to match the results produced by the pendulum test, Aerts and De Clercq (1992). The non-linear force relation was used to calculate the GRF in this study, for many different parameters. Finally, the purpose of this analysis is to simulate a human running using a 5 DOF mass-spring-damper model, verifying the GRF when varying sole stiffness, sole damping, ankle angular stiffness, knee angular stiffness and running velocity and compare the results produced with several published data, either analytical or experimental. 2. Methods The human body was simplified as a 5-DOF spring- damper-mass system, which include non-rigid “wobbling” masses, which is necessary since this is an impact motion model (Denoth et al., 1984). Fig 1. 5-degree-of-freedom spring-damper-mass model of the human body to study vertical impact force during the touch down phase of running. Fig 2. Vector components of the 5-DOF model. From left to right the diagrams represent the acceleration, velocity and position respectively. The model consists of four masses and one rotational DOF, θ. The masses m3 and m4 are the rigid and wobbling masses of the upper body respectively, m2 is the non-rigid mass of the shank and m1 represents the mass of the foot. The variable θ represents the rotation angle in the ankle and knee. This model is a modification of the 4-DOF representation from Nigg and Liu (1999), which is a particular case of the five-degrees-of- freedom variant. The mathematical model associated with the spring-damper-mass system is described by: �̈�1 = 𝐹𝑔 𝑚1 + 𝑐1 𝑚1 �̇�3 cos 𝜃 + 𝑘1𝑟3 + 𝑐2�̇�2 + 𝑘2𝑟2 𝑚1 cos 𝜃 − 𝑔 �̈�2 = −�̈�1 cos 𝜃 − 𝑐2 𝑚2 �̇�2 + (�̇� 2 − 𝑘2 + 𝑘3 𝑚2 ) 𝑟2 + 𝑘3 𝑚2 𝑟3 − 𝑔 �̈�3 = 𝑐4 𝑚3 (�̇�4 − �̇�3) + 𝑘4 + 𝑘5 𝑚3 (𝑥4 − 𝑥3) − 𝑘1𝑟3 + 𝑘3(𝑟3 − 𝑟2) 𝑚3 cos 𝜃 − 𝑐1 𝑚3 �̇�3 cos 𝜃 − 𝑔 �̈�4 = − 𝑐4 𝑚4 (�̇�4 − �̇�3) − 𝑘4 + 𝑘5 𝑚4 (𝑥4 − 𝑥3) − 𝑔 �̈� = 𝑚2𝑅2 + 𝑚3𝑅3 𝐼𝐺 �̈�1 sin 𝜃 − 2 ( 𝑚2𝑅2�̇�2 + 𝑚3𝑅3�̇�3 𝐼𝐺 ) �̇� − 𝑘𝑎 + 𝑘𝑘 𝐼𝐺 𝜃 + 𝑚2𝑅2𝑔 𝐼𝐺 sin 𝜃 Where 𝐼𝐺 = 𝐼𝑠ℎ𝑎𝑛𝑘 + 𝑚2𝑅2 2 + 𝑚3𝑅3 2. The outcome variables of this study are the main parameters that can be changed and will influence directly the GRF profile: ankle angular stiffness (ka), knee angular stiffness (kk), running velocity (v0) and the sole properties. Several values of ka, kk and v0 will be tested and their influence over the GRF will be verified through the non-linear force relation. The non-linear GRF relation was proposed by Cole(1995): 𝑉𝐺𝑅𝐹: { 𝐴𝐶[𝑎(−𝑥1) 𝑏 + 𝑐(−𝑥1) 𝑑(−�̇�1) 𝑒] 𝑥1 < 0 0 𝑥1 ≥ 0 (3) The 𝐴𝐶 coefficient is assumed to be 2, since the average contact area is assumed to be two times the area reported in the Aerts and de Clercq (1992) pendulum tests. The coefficients a, b, c, d and e represent the sole conditions and can be determined performing a curve fit on the force-deformation curves of the same pendulum tests performed by Aerts and de Clercq (1992). Table 1 shows the a, b, c, d, e coefficients obtained by Nikooyan and Zadpoor (2006) representing the curve fit for soft and hard shoe conditions. This study makes the use of these for estimating the GRF using the non-linear force relation. Note that the 𝑥1 and �̇�1 have negative signs because the coordinate system of reference assumes that the positive direction is upwards. Dimensionless Coefficient Soft Shoe Hard Shoe Ac 2.0 2.0 a 0.6 x 106 0.6 x 106 b 1.56 1.38 c 2.0 x 104 2.0 x 104 d 0.73 0.75 e 1.0 1.0 Table 1. Curve fit parameters for non-linear GRF evaluation. The values for masses, stiffness and damping listed on Table 2 were extracted from Nigg and Liu (1999) with an exception for the torsional stiffness, ka and kk, which were evaluated by Mauroy, Schepens and Willems (2014). 𝐼𝑠ℎ𝑎𝑛𝑘 was approximated based on the body dimensions of a fit man of similar weight. Parameter Unit Mass / Mom. of Inertia m1 6.15 kg m2 6 kg m3 12.58 kg m4 50.34 kg Ishank 0.2488 kg.m² Linear and Torsional Stiffness k1 6,000 N/m k2 10,000 N/m k3 10,000 N/m k4 18,000 N.m Damping c1 300 kg/s c2 650 kg/s c4 1900 kg/s Table 2. 5-DOF model parameters The initial conditions for position and velocity were obtained from Zadpoor et al. (2006) except for the angular parameters, which are new features. The initial angle at touchdown was estimated as 15º while the initial angular speed was estimated to be negative 150º/s. Initial Condition Value Unit v1 (0) -0.96 m/s v2 (0) -0.96 m/s v3 (0) -2.0 m/s v4 (0) -2.0 m/s θ0 15 deg 𝜔0 -150 deg/s The initial position for all the masses are 0 Table 3. Initial conditions for the masses position, velocity and initial angle θ and angular speed 𝜔. The range for v0 was defined based on the study conducted by Yukawa et al. (2011), where v0 varies between 2.56 and 5.68 m/s. In this study, the velocity range used includes 8, 12, 16, 20 and 24 km/h (2.22, 3.33, 4.44, 5.56 and 6.67 m/s, respectively). The range for kk and ka was defined based on Mauroy et al. (2014), where the tested values for kk are 6.06, 8.46 and 13.86 Nm rad-1kg-1 and for ka are 7.03, 11.54 and 18.66 Nm rad-1kg-1. In order to check the validity of the results, the GRF curves were plotted along with the result from the 4-DOF model, using the initial conditions parameters proposed by Zadpoor et al. (2007) where the upper and lower body have different touchdown velocities. 3. Results Figure 3 and figure 4 present the plots for the GRF during the stance phase using the proposed 5-DOF model, comparing the results obtained by the 4-DOF model, and shows the effect of running velocity, knee stiffness, ankle stiffness and sole properties over the GRF profile. The GRF peaks are greatly affected by the running velocity. As the velocity increases, the first force peak increases and the second decreases. The time in which the second peak occurs decreases, mainly because the stance phase gets shorter as the running velocity increases. For the ankle and knee stiffness, their Fig 3: effect of ankle stiffness, knee stiffness and running velocity over the GRF for soft and hard soles and comparison with the 4-DOF model proposed by Nigg and Liu Fig 4: GRF profile for the proposed 5-DOF model compared with the GRF profile obtained with the 4-DOF model proposed by Nigg and Liu for soft and hard sole variation within the proposed range almost does not affect the GRF profile. The sole properties also have a great effect over the GRF. For the soft sole condition, the first force is smaller, as expected due to the fact that the soft sole helps to absorb the impact. For the hard sole condition, the first force peak is about 0.5BW bigger. The second peak is not much affected by the changes in the sole properties. For all the simulations, the main GRF peak (second peak) is smaller for the proposed 5-DOF model when compared with the 4-DOF model, as for the first peak the 4 DOF model presents a GRF profile with a smaller value when compared with the proposed 5-DOF model. 4. Discussion In this section, the results from the 5-DOF system, proposed as a modification of the 4-DOF from Nigg and Liu (1999), which includes the same rigid and wobbling masses as well as a rotational degree-of-freedom for the ankle and knee, are discussed and later compared to other experimental bibliography. The weaknesses and strengths of this model are analyzed along with the main problems faced during its simulation and suggestions and improvements for further research are also proposed. Adding the rotational DOF made possible to include the linear running velocity in the analysis, the single parameter that yielded the biggest difference between the two models. McMahon and Chang (1990), using a spring-mass model, proposed that the leg and joint stiffness change or adapt for different running scenarios. Later, using experimental support, Derrick, Hamill and Caldwell (1998) and Arampatzis, Brueggemann and Metzler (1999) demonstrated that the running speed affect the leg stiffness mostly influenced by a change in the rotational joint stiffness of the knee then followed by the ankle. Based on a joint torsional stiffness defined by Mauroy et al. (2014) the effect of the variation of both ka and kk were tested alone for both soft and hard shoe conditions. However, their effect on the GRF showed to be insignificant for this given range, and the major impacts on the vertical ground velocity were obtained by changing the linear velocity rather than joint stiffness, although more research is needed. Several studies linked the relation between the running speed and GRF (e.g. Payne, 1978; Cavanagh and Lafortune, 1980; Roy, 1981; Munro, Miller and Fuglevand, 1987). Cavanagh and Lafortune results showed a huge variation in GRF curves shape and amplitude among the samples and further research was suggested. Later, Munro et al. (1987) performed similar experiments which demonstrated a positive relation between the impact force and running speed, 1.57 BW at 3m/s to 2.32 BW at 5m/s, and also concluded that more research was needed due to high variability in the results. Keller et al. (1996) compared ground reaction force between walking, slow jogging and running, the experimental data from this study shows GRF plots with 2 well distinct peaks with forces around 1.2 BW to walking to a single peak with more than 2 BW for running. Tongen and Wunderlich (2010) used a mathematical model, backed by experimental data, to predict the GRF with results qualitatively similar to those shown by Keller et al. (1996). Yukawa et al. (2011) used a different 4-DOF model, 3 masses and one rotational DOF, along with experimental testing with good concordance in the results. This study also showed a slight higher impact peak as the speed grows, generating a peak forceof approximately 1500N (subject mass was not given) at 2.53 m/s to over 2000N at 5.16 m/s, an increase of roughly 33%. The curves for the presented 5-DOF model with different linear velocities resulted in shorter length of time when the GRF acts as well as an increased impact peak and reduced active peak, which tends to disappear while the speed increases. However, the net result of the linear velocity variations on the GRF was negligible; the maximum forces were only transferred from the active to the impact peak. More research is needed to understand this behavior and using the k1, k2 and k3 (linear stiffness of the leg) as variable parameters with running speed may yield more accurate outcomes. The comparison between the proposed model and the 4-DOF shows a slight shift in the GRF curve peaks. In the 5- DOF model, the impact (first) peak is bigger and the active (second) is smaller, when compared to the 4-DOF model. The main difference between these variants is that the 5-DOF model considers the effect of the leg angle. So, for this case, the kinematic relations show how running velocity affects directly the forces in all the obtained equations of movement. Therefore, the 5-DOF model GRF curves will be directly affected for the running velocity, while the 4-DOF model GRF does not show any direct relation with the running velocity. Thus, for this study, only two sets of sole experimental fit parameters (a, b, c, d and e) were tested, the same used for many related studies like Nigg and Liu (1999) and Nikooyan and Zadpoor (2006). Khajah and Hou (2015) showed that these parameters can be optimized in order to get a more realistic impact force profile, but that was not the goal of this study. The GRF plot for both 4 and 5-DOF models shows that the sole affects only the impact force peak. Analyzing the 5- DOF reaction force curves, for the soft sole condition, the first peak is about 0.5BW smaller when compared to the hard sole shoe. The GRF profiles obtained by Khajah and Hou (2015) also show a smaller first peak for the soft sole condition and an almost irrelevant influence of the sole over the active peak. 5. Conclusion The modification of the Nigg 4-DOF model, adding one rotational degree-of-freedom, allows checking the effect of the rotational mass of the leg, ankle and knee torsional stiffness and running velocity. The results showed a reasonable concordance between the 5-DOF curves and its precursor’s - which had good concordance with experimental data - as well as similar behavior when using soft or hard shoe soles. However, the shape and amplitude of the GRF curves for different speeds somewhat disagrees with published experimental data but this may be due the fact that same initial conditions were used for all simulations as well as some other factor which might have not been considered while developing the model. Since adding the speed to the model is a useful tool for the simulation and development of new models or even products, further research is desired once this approach is a promising method for checking the effects of forces during running with good accuracy. 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