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By Ray Cook of Ebortec Ltd., South Newbald, York, United Kingdom Isomers are compounds with identical chemical formulae, but with different molecular arrangements. In the chem- istry of oils and fats, isomerization can take the following forms: Triglyceride rearrangement isomer- ization. This type of isomerization involves fatty acid radicals adopting dif- ferent positions on the glycerol mole- cule. The isomerization can be ther- mally induced but is more commonly encountered during interesterification reactions (see Scheme 1). Rearrangement isomerization can have a significant effect on the crystal structure of the solid fat and upset the melting characteristics of certain com- pounds such as confectionery fats, where there also can be a significant effect on palatability. Also, in certain circumstances, the way in which the fat is metabolized can be altered. Positional isomerization. When dou- ble bonds occupy different positions on an unsaturated fatty acid molecule, they are known as positional isomers. In polyunsaturated fatty acids (PUFA), the permutations for different positional isomers are great, but variations are uncommon in nature. Linoleic acid, with double bonds in the 9 and 12 positions, and linolenic acid, with double bonds in the 9, 12 and 15 positions, are classified as essential fatty acids for ani- mals. These fatty acids, which also are known as omega-6 (n-6) and omega-3 (n-3) fatty acids, form an important part of the human diet. These PUFA are isomerized in acid or alkaline conditions or by high tem- peratures, with the double bond migrating from the 9 and 12 positions to other loca- tions such as the 9 and 11, 10 and 12, or 8 and 10 positions, resulting in the loss of health-promoting characteristics. It is there- fore important that this type of isomeriza- tion be minimized, or the nutritional value of the fatty acid can be lost. Geometric isomerization. A double bond can have two configurations: cis (c) and trans (t), as illustrated in Scheme 2. 71 Volume 13 • January 2002 • inform Processing Thermally induced isomerism by deodorization Table 1 Comparison of the melting points (°C) of cis and trans isomers cis Fatty acids Melting point trans Fatty acids Melting point Linolenic acid (C18:3,c,c,c) –11 Linolenic acid (C18:3,c,t,t) 49 Linolenic acid (C18:3,t,t,t ) 71 Linoleic acid (C18:2,c,c) –5 Linoleic acid (C18:2,t,t) 56 Oleic acid (C18:1,c) 14 Oleic acid (C18:1,t) 44 Scheme 1 Scheme 2 cis trans The cis form, the one generally found in natural fats, is the more reactive and requires a relatively low activation energy to be changed to the trans iso- mer. When converted to the trans iso- mer, the structure permits a tighter stacking of the molecules, allowing them to behave in a similar way to sat- urated fatty acids, with the result that the trans isomers have much higher melting points than the cis isomers. This increase in melting point is illustrated in Table 1. The trans isomers have melting points similar to those for saturated fatty acids, e.g., stearic acid C18:0, 70°C, and palmitic acid C16:0, 63°C. In view of the dramatic change in melting point, and as a result of numerous dietary studies, most regula- tory authorities regard trans fatty acids as similar to saturated fatty acids. Both can lead to an increase in low-density liproprotein cholesterol (LDLC) in the bloodstream, and many dietary guide- lines specify recommended maximum daily intakes of these fatty acids. It has been proposed that labeling laws and regulations in Europe and the United States should be changed to take account of trans fatty acid content and to forbid misleading low-saturate con- tent claims when significant amounts of trans fatty acids are present. Proposed changes in U.S. labeling rules could be formally promulgated during 2002. Formation of geometric isomers There are two principal conditions under which geometric isomers are formed: at very high temperatures and in hydrogenation reactions. During hydrogenation, depending on the cata- lyst and the process conditions, trans isomers are readily formed as intermedi- ate compounds. For example, in a typi- cal partial hydrogenation of soybean or rapeseed oil, the trans isomer content can rise to as high as 55%, mainly as trans oleic (elaidic) acid. In this exam- ple, trans forms of PUFA will be mini- mal, as linolenic acid is selectively con- verted to linoleic acid, which in turn is selectively converted to oleic acid. On the other hand, thermally induced isomerism specifically affects linolenic acid and, to a lesser extent, linoleic acid. This type of isomerism has become more important as new products under “zero trans” or “low trans” descriptions have been intro- duced. Development of low trans products Coronary heart disease is clearly estab- lished as the No. 1 killer of people. It is associated with a high level of LDLC, which in turn is linked to diet, particu- larly excess consumption of certain sat- urated and trans isomer fats. Consequently, a large array of “healthy” margarine and spread prod- ucts have been developed for an increas- ingly health-conscious population. These products are generally low in sat- urates, low in trans fatty acids, and high in PUFA. There are several definitions of zero trans fatty acid content, based on serv- ing size or percentage of total product, but in general to qualify under the description of low trans fatty acid, the product must contain less than 1% trans acids, with a normally accepted maximum of 0.8% in the finished prod- uct. Low trans products generally are manufactured using hardstocks made from interesterified blends of saturat- ed fats and nonhydrogenated natural fats, which can then be blended with up to 85% soybean, rapeseed, or sun- flower oil to produce a fat system for a wide range of products. This method clearly removes the trans acid content associated with hydrogenation, but the oil still has to be deodorized, and this is where the effect of thermally induced isomerism becomes important. Trans isomers in nonhydrogenated liquid oils Thermally induced isomerism of linolenic and linoleic acids has been studied by numerous workers in Europe and the United States, who have sought to quantify the degree of isomerism found in normal commercial products, and also to identify the factors affecting the rates of isomerism. S. O’Keefe, now at Virginia Polytechnic Institute and State University, and colleagues at the Florida Agricultural Experimentation Station published a detailed study on the geo- metric isomer content of 16 samples of nonhydrogenated soybean and canola oils, purchased at random in the United States. The trans isomer content ranged from 0.56 to 4.2%, with three-quarters of the samples having a trans content above 1%. Most isomers appeared in linolenic acid, which, in this study, showed an average of 15.5% conver- sion compared to 1.1% of the linoleic acid. The average trans isomer content from all the samples analyzed was 1.7%. These results are similar to work car- ried out previously by R. Wolff in France, who found linolenic acid iso- merism in soybean oil in the range of 15.8 to 22.7%, and in rapeseed oil in the range 10.5 to 26.9%. O’Keefe and other workers also observed that the incidence of geometric isomerism is accompanied by a signifi- cant degree of positional isomerism. More recent work in the Czech Republic, published by the Institute of 72 Volume 13 • January 2002 • inform Processing Chemical Technology in 2000, estab- lished that, in a series of nine manufac- turing trials, 30% of the linolenic acid was isomerized at process temperatures of 245–257°C, and 37% at tempera- tures of 265–269°C, equivalent to 2.97 and 3.55% trans isomers, respectively. Thesetrials were aimed primarily at comparing rapeseed oil produced by alkali refining and oil produced by physical refining methods. Thus, soybean and rapeseed oils can be partially isomerized during deodor- ization to such an extent that the trans isomer content can exceed the require- ments specified by the new regulations defining low-trans products. Dynamics of trans acid formation Thermally induced geometric isomerism is mainly a function of time and tem- perature. Factors such as amount of steam used during deodorization or the method of oil extraction do not appear to play any part in the isomerism dynamics, but the rate of isomerism is related to the location of each double bond and is further complicated as iso- mers “cct” or “tcc” isomerize further to become “tct.” For the purpose of this article, all trans isomers of linolenic are treated as a single entity. To illustrate this further, data from a number of published papers have been collated and extrapolated to produce a series of graphs. Figure 1 illustrates the relationship between time, temperature, and the formation of trans isomers in rapeseed oil during deodorization. The graphs are only an approximation, but they highlight the exponential influence of operating temperature. It can be deduced that in order to depress the for- mation of trans acids to below 1%, it is necessary to operate at a deodorizing temperature of 240°C or below for a maximum of one hour. Alternatively, higher temperatures can be used for much shorter times. Optimal deodorizing conditions for minimum trans isomerism “Deodorization” of a product is some- what of a misnomer as it includes numerous other functions: • Distillation of free fatty acids (FFA), • Distillation of tocopherols, • Heat bleaching of heat-sensitive pigments, • Distillation of pesticides and other synthetic pollutants, and • Distillation of aldehydes, ketones, and other low molecular weight odorif- erous compounds. The initial content of each of these groups of impurities varies widely, from less than one part per million for com- pounds that are detectable by taste or odor, to 5% for FFA. The optimal conditions for each of these processes are very different and create a need for a wide range of oper- ating conditions within the process. Odoriferous compounds generally have higher vapor pressures than the FFA, which means that their removal can take place at lower temperatures, and continue as the oil is being cooled from the upper operating temperatures, but they have to be removed to a much higher degree. Normal commercial deodorization of edible oils involves heating to 240–260°C, followed by deodorization and cooling stages. The duration of these stages depends on the quality of the undeodorized oil, the product speci- fication, and the deodorizing equipment being used, but typically the oil will be at the elevated temperature for between 1.0 and 2.5 hours. 73 Volume 13 • January 2002 • inform Figure 1. Effect of time and temperature on formation of geometric isomers (GI) in rapeseed oil. Upper operating temperatures are often determined by the need for heat bleaching, which for soybean and rape- seed oils is up to 240°C and for palm oil, up to 250°C. The removal of FFA is a much more complex process than deodorization, involving the FFA concentration, its average molecular weight, temperature, vacuum condition, stripping efficiency, mass and flow of stripping steam, and time. All of these factors are interre- lated. Therefore, if the maximum tem- perature and time at elevated tempera- ture are to be minimized, other condi- tions must be enhanced. For example, if the deodorization takes place at lower temperatures, the vapor pressure of the FFA is reduced, but this can be compen- sated for by lower vacuum conditions or an increase in live steam use. When distilling high concentrations of FFA, the latent heat of evaporation is also a factor, as the oil will cool down approximately 2°C for every 1% FFA removal. This cooling effect demands a higher initial temperature, or a sec- ondary reheat system, or continual heating of the oil as the FFA is distilled. The head space vacuum, oil depth, and agitation are also major factors in deodorizer performance. A deep-bed deodorizer provides poor distillation characteristics due to the hydrostatic pressure exerted by the oil, compared to a shallow-tray design or packed col- umn, where the oil is flowing over a large surface area countercurrent to the stripping steam. As time is a major factor in the for- mation of geometric isomers, it is logi- cal to optimize conditions so that the period spent at elevated temperatures is minimized. This includes the time above 230°C while heating and cooling are taking place. Ideally the deodorizer design should: • optimize heat transfer during heat- ing stage, • avoid back-mixing in any of the trays (semicontinuous flow avoids this problem), • use a shallow-tray or packed-col- umn configuration for maximal FFA stripping with optimal use of live steam, • cool rapidly to below 230°C as soon as FFA stripping is complete, • allow operation at the lowest vacu- um consistent with commercially avail- able equipment, and • avoid the need to compensate for the latent heat factor. One further factor is the molecular weight of the FFA. Most oils and fats contain fatty acids in the range C12–C18, but there is a large differ- ence in the vapor pressure of the dif- ferent fatty acids as can be seen from Figure 2. Because one of the primary objec- tives of processing is to reduce the total FFA to 0.05% or below, it follows that the FFA with the largest molecular weight and the lowest vapor pressure, which will be the most difficult to remove, will determine the upper oper- ating temperature. Conversely, the FFA with the highest vapor pressure can be removed at much lower temperatures. This fact can be used to advantage if FFA stripping is concurrent with heat- ing. Combined heating and stripping tray As a way to take all of these factors into account, a combined heating and strip- ping tray designed to minimize geomet- ric isomer formation has been invented by Ebortec Ltd. (United Kingdom patent pending No. 9927531.5). The unit (Figure 3) operates in a semicontin- uous mode and has the following fea- tures: 74 Volume 13 • January 2002 • inform Processing Figure 2.Vapor pressure of fatty acids in relation to temperature. • Stripping of short-chain FFA com- mences at lower temperatures and pro- gresses to the higher molecular weight FFA as the temperature increases. • Stripping occurs concurrently with heating, eliminating the need to com- pensate for the latent heat factor and reducing the total time at the upper temperature. • A special lift pump design utilizes hydrostatic pressure to induce a high circulation equal to the whole contents of the tray once per minute, ensuring optimal heat transfer and maximal sur- face area. Note that a lift pump of this type of design utilizes the fact that 1 kg of steam at 5 mbar and 240°C will occupy approximately 500 cubic meters; therefore, small injections of steam into the lift pump create a col- umn of gas/liquid, which has a reduced average density, thus inducing the flow. • The unit generates a highly efficient continuous cascade with the stripping steam passing countercurrently past the oil. Following the heating/stripping stage, the oil is dropped to the deodor- izing section, where heat bleaching and final deodorization continue in a shal- low-tray mode, which is again created by the use of a lift pump (Figure 4). Because of the complex nature of the deodorizing process, the configura- tion of this tray can be changed during the cycle. Initially, the circulation rate ismaximized and the sparge in the shallow tray is minimal; later in the cycle the conditions can be reversed. As soon as the steam is switched off the lift pump, the contents of the upper shallow tray are automatically emptied through drainage ports, making this design suitable for processes where stock changes are regularly required. This design is patented (United Kingdom patent 2,283,435; U.S. patent 5,437,714). 75 Volume 13 • January 2002 • inform Figure 3. Combined heater and free fatty acids stripper Figure 4. Ebortec deodorizing tray Both this tray and the combined heating and stripping tray have been incorporated in a new deodorizer designed to physically refine degummed rapeseed oil. This plant is currently undergoing trials to assess trans acid formation, and operational data will be published separately. Packed column deodorization Alfa Laval of Sweden has developed a system for seed oil processing that is designed to reduce geometric isomer formation. This design, called “Soft Column Deodorization,” incorporates a highly efficient structured packing inside a column through which the pre- heated oil flows by gravity. The flow is countercurrent with steam, which has been used inside the deodorizer, thus optimizing the steam usage. The plant is designed so that the retention time at elevated temperatures can be kept as short as possible, mini- mizing both tocopherol losses and the formation of thermally induced geomet- ric isomers. Details of the plant were published in 1996 in a paper by O. Stenberg, which also stressed the need to minimize time transferring oil from one tray to another using specially designed drop valves and maintenance of the heat recovery sections under vac- uum and steam sparging. Dual temperature deodorization De Smet of Belgium has also introduced a deodorizer specifically to reduce the incidence of geometric isomers. Their system is known as “The Dual Temperature Deodorizer,” and the design was the subject of a paper pre- sented by M. Kellens and W. De Greyt at the PORIM International Palm Oil Congress in 1999. The approach adopted by De Smet is to raise the temperature in two stages: Initially mild deodorization and deacid- ification take place at 230°C in a series of trays, then the oil is passed through a second heating tray, where the tempera- ture is raised to 250°C before passing to the last tray for final stripping and heat bleaching. By adopting this approach, De Smet claims that tocopherol removal is reduced and the time spent at the high temperature is minimized, thus reducing the formation of trans isomers. Conclusion Thermally induced geometric isomer- ization mainly affects linolenic acid, which is very different from the trans isomers of oleic acid formed during hydrogenation. Thermally induced geo- metric isomerization is also accompa- nied by varying degrees of positional isomerization and, although the jury is still out on the relative pathological effects of these different isomers, there is now a worldwide awareness that trans isomers exist, and manufacturers are coming under increasing pressure to limit the content of geometric and posi- tional isomers in food products. Clearly, refiners will be obliged to reduce the effect of thermally induced isomerism, which for many years has been regard- ed as acceptable but will not be in the future. NOTE: A deodorizer as described above has been put into commercial use at a refinery in Poland where it is now used in physical refining of crude rapeseed oil at 250°C, for a maximum time of 30 minutes using 3.0 mbar vacuum. These conditions are producing a trans isomer content of 0.5% as predicted in the above article. Bibliography The Institute of Chemical Technology (Prague, Czech Republic), Effects of Plant-Scale Alkali Refining and Physical Refining on the Quality of Rapeseed Oil, Eur. J. Lipid Sci. Technol. 1:15–22 (2000). Kellens, M., and W. De Greyt, New Concepts in Edible Oil Refining: Application of Dual Temperature Deodorization for the Production of High-Quality Oils, paper given dur- ing PORIM International Palm Oil Congress, Kuala Lumpur, Malaysia, February 1999, and published in cor- porate literature by De Smet, Edegem, Belgium. O’Keefe, S., S. Gaskins-Wright, V. Wiley, and I-Chen Chen, Levels of trans Geometrical Isomers of Essential Fatty Acids in Some Unhydrogenated U.S. Vegetable Oils, Florida Agricultural Experimentation Station, Journal series RO 3212, Gainesville, Florida, 1993. Stenberg, O., Improved Deodorizing Technology from Alfa Laval, Lipid Technol. 8(5):105–106 (1996). Wolff, R.L., Heat-Induced Geometrical Isomerization of Linolenic Acid: Effect of Temperature and Heating Time on the Appearance of Individual Isomers, J. Am. Oil Chem. Soc. 70:425–430 (1993). Readers may contact the author at Ebortec Ltd., Whale Bridge Park, South Newbald, York YO43 4SU, United Kingdom (phone: 44-1430-827070; fax: 44-1430-8207077; e-mail: ray.cook@ebortec.co.uk).❏ 76 Volume 13 • January 2002 • inform Processing
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