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MATLAB® Primer R2012b How to Contact MathWorks www.mathworks.com Web comp.soft-sys.matlab Newsgroup www.mathworks.com/contact_TS.html Technical Support suggest@mathworks.com Product enhancement suggestions bugs@mathworks.com Bug reports doc@mathworks.com Documentation error reports service@mathworks.com Order status, license renewals, passcodes info@mathworks.com Sales, pricing, and general information 508-647-7000 (Phone) 508-647-7001 (Fax) The MathWorks, Inc. 3 Apple Hill Drive Natick, MA 01760-2098 For contact information about worldwide offices, see the MathWorks Web site. MATLAB® Primer © COPYRIGHT 1984–2012 by The MathWorks, Inc. The software described in this document is furnished under a license agreement. The software may be used or copied only under the terms of the license agreement. No part of this manual may be photocopied or reproduced in any form without prior written consent from The MathWorks, Inc. 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If this License fails to meet the government’s needs or is inconsistent in any respect with federal procurement law, the government agrees to return the Program and Documentation, unused, to The MathWorks, Inc. Trademarks MATLAB and Simulink are registered trademarks of The MathWorks, Inc. See www.mathworks.com/trademarks for a list of additional trademarks. Other product or brand names may be trademarks or registered trademarks of their respective holders. Patents MathWorks products are protected by one or more U.S. patents. Please see www.mathworks.com/patents for more information. Revision History December 1996 First printing For MATLAB 5 May 1997 Second printing For MATLAB 5.1 September 1998 Third printing For MATLAB 5.3 September 2000 Fourth printing Revised for MATLAB 6 (Release 12) June 2001 Online only Revised for MATLAB 6.1 (Release 12.1) July 2002 Online only Revised for MATLAB 6.5 (Release 13) August 2002 Fifth printing Revised for MATLAB 6.5 June 2004 Sixth printing Revised for MATLAB 7.0 (Release 14) October 2004 Online only Revised for MATLAB 7.0.1 (Release 14SP1) March 2005 Online only Revised for MATLAB 7.0.4 (Release 14SP2) June 2005 Seventh printing Minor revision for MATLAB 7.0.4 (Release 14SP2) September 2005 Online only Minor revision for MATLAB 7.1 (Release 14SP3) March 2006 Online only Minor revision for MATLAB 7.2 (Release 2006a) September 2006 Eighth printing Minor revision for MATLAB 7.3 (Release 2006b) March 2007 Ninth printing Minor revision for MATLAB 7.4 (Release 2007a) September 2007 Tenth printing Minor revision for MATLAB 7.5 (Release 2007b) March 2008 Eleventh printing Minor revision for MATLAB 7.6 (Release 2008a) October 2008 Twelfth printing Minor revision for MATLAB 7.7 (Release 2008b) March 2009 Thirteenth printing Minor revision for MATLAB 7.8 (Release 2009a) September 2009 Fourteenth printing Minor revision for MATLAB 7.9 (Release 2009b) March 2010 Fifteenth printing Minor revision for MATLAB 7.10 (Release 2010a) September 2010 Sixteenth printing Revised for MATLAB 7.11 (R2010b) April 2011 Online only Revised for MATLAB 7.12 (R2011a) September 2011 Seventeenth printing Revised for MATLAB 7.13 (R2011b) March 2012 Eighteenth printing Revised for Version 7.14 (R2012a)(Renamed from MATLAB Getting Started Guide) September 2012 Nineteenth printing Revised for Version 8.0 (R2012b) Contents Quick Start 1 Product Description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2 Key Features . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-2 Desktop Basics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-3 Matrices and Arrays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-6 Array Creation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-6 Matrix and Array Operations . . . . . . . . . . . . . . . . . . . . . . . . 1-7 Concatenation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-9 Complex Numbers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-10 Array Indexing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-11 Workspace Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-13 Character Strings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-15 Calling Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-17 2-D and 3-D Plots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-18 Line Plots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-18 3-D Plots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-21 Subplots . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-22 Programming and Scripts . . . . . . . . . . . . . . . . . . . . . . . . . . 1-24 Sample Script . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-24 Loops and Conditional Statements . . . . . . . . . . . . . . . . . . . 1-25 Script Locations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-27 Help and Documentation . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-28 v Language Fundamentals 2 Matrices and Magic Squares . . . . . . . . . . . . . . . . . . . . . . . . 2-2 About Matrices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-2 Entering Matrices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-4 sum, transpose, and diag . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-5 The magic Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-7 Generating Matrices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-8 Expressions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-10 Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-10 Numbers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-11 Matrix Operators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-12 Array Operators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-13 Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-15 Examples of Expressions . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-16 Entering Commands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-18 The format Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-18 Suppressing Output . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-19 Entering Long Statements . . . . . . . . . . . . . . . . . . . . . . . . . . 2-20 Command Line Editing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-20 Indexing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-21 Subscripts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-21 The Colon Operator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-22 Concatenation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . 2-23 Deleting Rows and Columns . . . . . . . . . . . . . . . . . . . . . . . . . 2-24 Scalar Expansion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-25 Logical Subscripting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-26 The find Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-27 Types of Arrays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-28 Multidimensional Arrays . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-28 Cell Arrays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-30 Characters and Text . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-32 Structures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-35 vi Contents Mathematics 3 Linear Algebra . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-2 Matrices in the MATLAB Environment . . . . . . . . . . . . . . . 3-2 Systems of Linear Equations . . . . . . . . . . . . . . . . . . . . . . . . 3-11 Inverses and Determinants . . . . . . . . . . . . . . . . . . . . . . . . . 3-22 Factorizations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-26 Powers and Exponentials . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-34 Eigenvalues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-37 Singular Values . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-40 Operations on Nonlinear Functions . . . . . . . . . . . . . . . . . 3-44 Function Handles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-44 Function Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-44 Multivariate Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-47 Data Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-48 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-48 Preprocessing Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-48 Summarizing Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-54 Visualizing Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-58 Modeling Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-71 Graphics 4 Basic Plotting Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-2 Creating a Plot . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-2 Plotting Multiple Data Sets in One Graph . . . . . . . . . . . . . 4-3 Specifying Line Styles and Colors . . . . . . . . . . . . . . . . . . . . 4-4 Plotting Lines and Markers . . . . . . . . . . . . . . . . . . . . . . . . . 4-5 Graphing Imaginary and Complex Data . . . . . . . . . . . . . . . 4-7 Adding Plots to an Existing Graph . . . . . . . . . . . . . . . . . . . 4-8 Figure Windows . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-10 Displaying Multiple Plots in One Figure . . . . . . . . . . . . . . . 4-10 Controlling the Axes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-11 vii Adding Axis Labels and Titles . . . . . . . . . . . . . . . . . . . . . . . 4-13 Saving Figures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-14 Creating Mesh and Surface Plots . . . . . . . . . . . . . . . . . . . . 4-16 About Mesh and Surface Plots . . . . . . . . . . . . . . . . . . . . . . . 4-16 Visualizing Functions of Two Variables . . . . . . . . . . . . . . . 4-16 Plotting Image Data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-23 About Plotting Image Data . . . . . . . . . . . . . . . . . . . . . . . . . . 4-23 Reading and Writing Images . . . . . . . . . . . . . . . . . . . . . . . . 4-24 Printing Graphics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-25 Overview of Printing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-25 Printing from the File Menu . . . . . . . . . . . . . . . . . . . . . . . . 4-25 Exporting the Figure to a Graphics File . . . . . . . . . . . . . . . 4-26 Using the Print Command . . . . . . . . . . . . . . . . . . . . . . . . . . 4-26 Working with Handle Graphics Objects . . . . . . . . . . . . . . 4-28 Graphics Objects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-28 Setting Object Properties . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-30 Functions for Working with Objects . . . . . . . . . . . . . . . . . . 4-33 Specifying Axes or Figures . . . . . . . . . . . . . . . . . . . . . . . . . . 4-34 Finding the Handles of Existing Objects . . . . . . . . . . . . . . . 4-36 Programming 5 Control Flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-2 Conditional Control — if, else, switch . . . . . . . . . . . . . . . . . 5-2 Loop Control — for, while, continue, break . . . . . . . . . . . . . 5-5 Program Termination — return . . . . . . . . . . . . . . . . . . . . . . 5-7 Vectorization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-8 Preallocation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-8 Scripts and Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-10 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-10 Scripts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-11 Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-12 viii Contents Types of Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-14 Global Variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-16 Command vs. Function Syntax . . . . . . . . . . . . . . . . . . . . . . 5-17 Index ix x Contents 1 Quick Start • “Product Description” on page 1-2 • “Desktop Basics” on page 1-3 • “Matrices and Arrays” on page 1-6 • “Array Indexing” on page 1-11 • “Workspace Variables” on page 1-13 • “Character Strings” on page 1-15 • “Calling Functions” on page 1-17 • “2-D and 3-D Plots” on page 1-18 • “Programming and Scripts” on page 1-24 • “Help and Documentation” on page 1-28 1 Quick Start Product Description The Language of Technical Computing MATLAB® is a high-level language and interactive environment for numerical computation, visualization, and programming. Using MATLAB, you can analyze data, develop algorithms, and create models and applications. The language, tools, and built-in math functions enable you to explore multiple approaches and reach a solution faster than with spreadsheets or traditional programming languages, such as C/C++ or Java™. You can use MATLAB for a range of applications, including signal processing and communications, image and video processing, control systems, test and measurement, computational finance, and computational biology. More than a million engineers and scientists in industry and academia use MATLAB, the language of technical computing. Key Features • High-level language for numerical computation, visualization, and application development • Interactive environment for iterative exploration, design, and problem solving • Mathematical functions for linear algebra, statistics, Fourier analysis, filtering, optimization, numerical integration, and solving ordinary differential equations • Built-in graphics for visualizing data and tools for creating custom plots • Development tools for improving code quality and maintainability and maximizing performance • Tools for building applications with custom graphical interfaces • Functions for integrating MATLAB based algorithms with external applications and languages such as C, Java, .NET, and Microsoft® Excel® 1-2 Desktop Basics Desktop Basics When you start MATLAB, the desktop appears in its default layout. The desktop includes these panels:• Current Folder — Access your files. • Command Window — Enter commands at the command line, indicated by the prompt (>>). • Workspace— Explore data that you create or import from files. • Command History — View or rerun commands that you entered at the command line. As you work in MATLAB, you issue commands that create variables and call functions. For example, create a variable named a by typing this statement at the command line: 1-3 1 Quick Start a = 1 MATLAB adds variable a to the workspace and displays the result in the Command Window. a = 1 Create a few more variables. b = 2 b = 2 c = a + b c = 3 d = cos(a) d = 0.5403 When you do not specify an output variable, MATLAB uses the variable ans, short for answer, to store the results of your calculation. sin(a) ans = 0.8415 If you end a statement with a semicolon, MATLAB performs the computation, but suppresses the display of output in the Command Window. e = a*b; 1-4 Desktop Basics You can recall previous commands by pressing the up- and down-arrow keys, ↑ and ↓. Press the arrow keys either at an empty command line or after you type the first few characters of a command. For example, to recall the command b = 2, type b, and then press the up-arrow key. 1-5 1 Quick Start Matrices and Arrays In this section... “Array Creation” on page 1-6 “Matrix and Array Operations” on page 1-7 “Concatenation” on page 1-9 “Complex Numbers” on page 1-10 MATLAB is an abbreviation for "matrix laboratory." While other programming languages mostly work with numbers one at a time, MATLAB is designed to operate primarily on whole matrices and arrays. All MATLAB variables are multidimensional arrays, no matter what type of data. A matrix is a two-dimensional array often used for linear algebra. Array Creation To create an array with four elements in a single row, separate the elements with either a comma (,) or a space. a = [1 2 3 4] returns a = 1 2 3 4 This type of array is a row vector. To create a matrix that has multiple rows, separate the rows with semicolons. a = [1 2 3; 4 5 6; 7 8 10] a = 1 2 3 4 5 6 7 8 10 1-6 Matrices and Arrays Another way to create a matrix is to use a function, such as ones, zeros, or rand. For example, create a 5-by-1 column vector of zeros. z = zeros(5,1) z = 0 0 0 0 0 Matrix and Array Operations MATLAB allows you to process all of the values in a matrix using a single arithmetic operator or function. a + 10 ans = 11 12 13 14 15 16 17 18 20 sin(a) ans = 0.8415 0.9093 0.1411 -0.7568 -0.9589 -0.2794 0.6570 0.9894 -0.5440 To transpose a matrix, use a single quote ('): a' ans = 1 4 7 2 5 8 1-7 1 Quick Start 3 6 10 You can perform standard matrix multiplication, which computes the inner products between rows and columns, using the * operator. For example, confirm that a matrix times its inverse returns the identity matrix: p = a*inv(a) p = 1.0000 0 -0.0000 0 1.0000 0 0 0 1.0000 Notice that p is not a matrix of integer values. MATLAB stores numbers as floating-point values, and arithmetic operations are sensitive to small differences between the actual value and its floating-point representation. You can display more decimal digits using the format command: format long p = a*inv(a) p = 1.000000000000000 0 -0.000000000000000 0 1.000000000000000 0 0 0 0.999999999999998 Reset the display to the shorter format using format short format affects only the display of numbers, not the way MATLAB computes or saves them. To perform element-wise multiplication rather than matrix multiplication, use the .* operator: p = a.*a p = 1-8 Matrices and Arrays 1 4 9 16 25 36 49 64 100 The matrix operators for multiplication, division, and power each have a corresponding array operator that operates element-wise. For example, raise each element of a to the third power: a.^3 ans = 1 8 27 64 125 216 343 512 1000 Concatenation Concatenation is the process of joining arrays to make larger ones. In fact, you made your first array by concatenating its individual elements. The pair of square brackets [] is the concatenation operator. A = [a,a] A = 1 2 3 1 2 3 4 5 6 4 5 6 7 8 10 7 8 10 Concatenating arrays next to one another using commas is called horizontal concatenation. Each array must have the same number of rows. Similarly, when the arrays have the same number of columns, you can concatenate vertically using semicolons. A = [a; a] 1-9 1 Quick Start A = 1 2 3 4 5 6 7 8 10 1 2 3 4 5 6 7 8 10 Complex Numbers Complex numbers have both real and imaginary parts, where the imaginary unit is the square root of –1. sqrt(-1) ans = 0 + 1.0000i To represent the imaginary part of complex numbers, use either i or j. c = [3+4i, 4+3j, -i, 10j] c = 3.0000 + 4.0000i 4.0000 + 3.0000i 0 - 1.0000i 0 +10.0000i 1-10 Array Indexing Array Indexing Every variable in MATLAB is an array that can hold many numbers. When you want to access selected elements of an array, use indexing. For example, consider the 4-by-4 magic square A: A = magic(4) A = 16 2 3 13 5 11 10 8 9 7 6 12 4 14 15 1 There are two ways to refer to a particular element in an array. The most common way is to specify row and column subscripts, such as A(4,2) ans = 14 Less common, but sometimes useful, is to use a single subscript that traverses down each column in order: A(8) ans = 14 Using a single subscript to refer to a particular element in an array is called linear indexing. If you try to refer to elements outside an array on the right side of an assignment statement, MATLAB throws an error. test = A(4,5) Attempted to access A(4,5); index out of bounds because size(A)=[4,4]. 1-11 1 Quick Start However, on the left side of an assignment statement, you can specify elements outside the current dimensions. The size of the array increases to accommodate the newcomers. A(4,5) = 17 A = 16 2 3 13 0 5 11 10 8 0 9 7 6 12 0 4 14 15 1 17 To refer to multiple elements of an array, use the colon operator, which allows you to specify a range of the form start:end. For example, list the elements in the first three rows and the second column of A: A(1:3,2) ans = 2 11 7 The colon alone, without start or end values, specifies all of the elements in that dimension. For example, select all the columns in the third row of A: A(3,:) ans = 9 7 6 12 0 The colon operator also allows you to create an equally spaced vector of values using the more general form start:step:end. B = 0:10:100 B = 0 10 20 30 40 50 60 70 80 90 100 If you omit the middle step, as in start:end, MATLAB uses the default step value of 1. 1-12 Workspace Variables Workspace Variables The workspace contains variables that you create within or import into MATLAB from data files or other programs. For example, these statements create variables A and B in the workspace. A = magic(4); B = rand(3,5,2); You can view the contents of the workspace using whos. whos Name Size Bytes Class Attributes A 4x4 128 double B 3x5x2 192 double The variables also appear in the Workspace pane on the desktop. Workspace variables do not persist after you exit MATLAB. Save your data for later use with the save command, save myfile.mat Saving preserves the workspace in your current working folder in a compressed file with a .mat extension, called a MAT-file. To clear all the variables from the workspace, use the clear command. Restore data from a MAT-file into the workspace using load. 1-13 1 Quick Start load myfile.mat 1-14 Character Strings Character Strings A character string is a sequence of any number of characters enclosed in single quotes. You can assign a string to a variable. myText = 'Hello, world'; If the text includes a single quote, use two single quotes within the definition. otherText = 'You''re right' otherText = You're right myText and otherText are arrays, like all MATLAB variables. Their class or data type is char, which is short for character. whos myText Name Size Bytes Class Attributes myText 1x1224 char You can concatenate strings with square brackets, just as you concatenate numeric arrays. longText = [myText,' - ',otherText] longText = Hello, world - You're right To convert numeric values to strings, use functions, such as num2str or int2str. f = 71; c = (f-32)/1.8; tempText = ['Temperature is ',num2str(c),'C'] tempText = 1-15 1 Quick Start Temperature is 21.6667C 1-16 Calling Functions Calling Functions MATLAB provides a large number of functions that perform computational tasks. Functions are equivalent to subroutines or methods in other programming languages. Suppose that your workspace includes variables A and B, such as A = [1 3 5]; B = [10 6 4]; To call a function, enclose its input arguments in parentheses: max(A); If there are multiple input arguments, separate them with commas: max(A,B); Return output from a function by assigning it to a variable: maxA = max(A); When there are multiple output arguments, enclose them in square brackets: [maxA,location] = max(A); Enclose any character string inputs in single quotes: disp('hello world'); To call a function that does not require any inputs and does not return any outputs, type only the function name: clc The clc function clears the Command Window. 1-17 1 Quick Start 2-D and 3-D Plots In this section... “Line Plots” on page 1-18 “3-D Plots” on page 1-21 “Subplots” on page 1-22 Line Plots To create two-dimensional line plots, use the plot function. For example, plot the value of the sine function from 0 to 2π: x = 0:pi/100:2*pi; y = sin(x); plot(x,y) You can label the axes and add a title. 1-18 2-D and 3-D Plots xlabel('x') ylabel('sin(x)') title('Plot of the Sine Function') By adding a third input argument to the plot function, you can plot the same variables using a red dashed line. plot(x,y,'r--') 1-19 1 Quick Start The 'r--' string is a line specification. Each specification can include characters for the line color, style, and marker. A marker is a symbol that appears at each plotted data point, such as a +, o, or *. For example, 'g:*' requests a dotted green line with * markers. Notice that the titles and labels that you defined for the first plot are no longer in the current figure window. By default, MATLAB clears the figure each time you call a plotting function, resetting the axes and other elements to prepare the new plot. To add plots to an existing figure, use hold. x = 0:pi/100:2*pi; y = sin(x); plot(x,y) hold on y2 = cos(x); plot(x,y2,'r:') legend('sin','cos') 1-20 2-D and 3-D Plots Until you use hold off or close the window, all plots appear in the current figure window. 3-D Plots Three-dimensional plots typically display a surface defined by a function in two variables, z = f (x,y). To evaluate z, first create a set of (x,y) points over the domain of the function using meshgrid. [X,Y] = meshgrid(-2:.2:2); Z = X .* exp(-X.^2 - Y.^2); Then, create a surface plot. surf(X,Y,Z) 1-21 1 Quick Start Both the surf function and its companion mesh display surfaces in three dimensions. surf displays both the connecting lines and the faces of the surface in color. mesh produces wireframe surfaces that color only the lines connecting the defining points. Subplots You can display multiple plots in different subregions of the same window using the subplot function. For example, create four plots in a 2-by-2 grid within a figure window. t = 0:pi/10:2*pi; [X,Y,Z] = cylinder(4*cos(t)); subplot(2,2,1); mesh(X); title('X'); subplot(2,2,2); mesh(Y); title('Y'); subplot(2,2,3); mesh(Z); title('Z'); subplot(2,2,4); mesh(X,Y,Z); title('X,Y,Z'); 1-22 2-D and 3-D Plots The first two inputs to the subplot function indicate the number of plots in each row and column. The third input specifies which plot is active. 1-23 1 Quick Start Programming and Scripts In this section... “Sample Script” on page 1-24 “Loops and Conditional Statements” on page 1-25 “Script Locations” on page 1-27 The simplest type of MATLAB program is called a script. A script is a file with a .m extension that contains multiple sequential lines of MATLAB commands and function calls. You can run a script by typing its name at the command line. Sample Script To create a script, use the edit command, edit plotrand This opens a blank file named plotrand.m. Enter some code that plots a vector of random data: n = 50; r = rand(n,1); plot(r) Next, add code that draws a horizontal line on the plot at the mean: m = mean(r); hold on plot([0,n],[m,m]) hold off title('Mean of Random Uniform Data') Whenever you write code, it is a good practice to add comments that describe the code. Comments allow others to understand your code, and can refresh your memory when you return to it later. Add comments using the percent (%) symbol. % Generate random data from a uniform distribution 1-24 Programming and Scripts % and calculate the mean. Plot the data and the mean. n = 50; % 50 data points r = rand(n,1); plot(r) % Draw a line from (0,m) to (n,m) m = mean(r); hold on plot([0,n],[m,m]) hold off title('Mean of Random Uniform Data') Save the file in the current folder. To run the script, type its name at the command line: plotrand You can also run scripts from the Editor by pressing the Run button, . Loops and Conditional Statements Within a script, you can loop over sections of code and conditionally execute sections using the keywords for, while, if, and switch. For example, create a script named calcmean.m that uses a for loop to calculate the mean of five random samples and the overall mean. nsamples = 5; npoints = 50; for k = 1:nsamples currentData = rand(npoints,1); sampleMean(k) = mean(currentData); end overallMean = mean(sampleMean) Now, modify the for loop so that you can view the results at each iteration. Display text in the Command Window that includes the current iteration number, and remove the semicolon from the assignment to sampleMean. 1-25 1 Quick Start for k = 1:nsamples iterationString = ['Iteration #',int2str(k)]; disp(iterationString) currentData = rand(npoints,1); sampleMean(k) = mean(currentData) end overallMean = mean(sampleMean) When you run the script, it displays the intermediate results, and then calculates the overall mean. calcmean Iteration #1 sampleMean = 0.3988 Iteration #2 sampleMean = 0.3988 0.4950 Iteration #3 sampleMean = 0.3988 0.4950 0.5365 Iteration #4 sampleMean = 0.3988 0.4950 0.5365 0.4870 Iteration #5 sampleMean = 1-26 Programming and Scripts 0.3988 0.4950 0.5365 0.4870 0.5501 overallMean = 0.4935 In the Editor, add conditional statements to the end of calcmean.m that display a different message depending on the value of overallMean. if overallMean < .49 disp('Mean is less than expected') elseif overallMean > .51 disp('Mean is greater than expected') else disp('Mean is within the expected range') end Run calcmean and verify that the correct message displays for the calculated overallMean. For example: overallMean = 0.5178 Mean is greater than expected Script Locations MATLAB looks for scripts and other files in certain places. To run a script, the file must be in the current folder or in a folder on the search path. By default, the MATLAB folder that the MATLAB Installer creates is on the search path. If you want to store and run programs in another folder, add it to the search path. Select the folder in the Current Folder browser, right-click, and then select Add to Path. 1-27 1 Quick Start Help and Documentation All MATLAB functions have supporting documentation that includes examples and describes the function inputs, outputs, and calling syntax. There are several ways to access this information from the command line: • Open the function documentation in a separate window using the doc command. doc mean • Display function hints (the syntax portion of the function documentation) in the Command Window by pausing after you type the open parentheses for the function input arguments. mean( •View an abbreviated text version of the function documentation in the Command Window using the help command. help mean Access the complete product documentation by clicking the help icon . 1-28 2 Language Fundamentals • “Matrices and Magic Squares” on page 2-2 • “Expressions” on page 2-10 • “Entering Commands” on page 2-18 • “Indexing” on page 2-21 • “Types of Arrays” on page 2-28 2 Language Fundamentals Matrices and Magic Squares In this section... “About Matrices” on page 2-2 “Entering Matrices” on page 2-4 “sum, transpose, and diag” on page 2-5 “The magic Function” on page 2-7 “Generating Matrices” on page 2-8 About Matrices In the MATLAB environment, a matrix is a rectangular array of numbers. Special meaning is sometimes attached to 1-by-1 matrices, which are scalars, and to matrices with only one row or column, which are vectors. MATLAB has other ways of storing both numeric and nonnumeric data, but in the beginning, it is usually best to think of everything as a matrix. The operations in MATLAB are designed to be as natural as possible. Where other programming languages work with numbers one at a time, MATLAB allows you to work with entire matrices quickly and easily. A good example matrix, used throughout this book, appears in the Renaissance engraving Melencolia I by the German artist and amateur mathematician Albrecht Dürer. 2-2 Matrices and Magic Squares This image is filled with mathematical symbolism, and if you look carefully, you will see a matrix in the upper-right corner. This matrix is known as a magic square and was believed by many in Dürer’s time to have genuinely magical properties. It does turn out to have some fascinating characteristics worth exploring. 2-3 2 Language Fundamentals Entering Matrices The best way for you to get started with MATLAB is to learn how to handle matrices. Start MATLAB and follow along with each example. You can enter matrices into MATLAB in several different ways: • Enter an explicit list of elements. • Load matrices from external data files. • Generate matrices using built-in functions. • Create matrices with your own functions and save them in files. Start by entering Dürer’s matrix as a list of its elements. You only have to follow a few basic conventions: • Separate the elements of a row with blanks or commas. • Use a semicolon, ; , to indicate the end of each row. • Surround the entire list of elements with square brackets, [ ]. To enter Dürer’s matrix, simply type in the Command Window A = [16 3 2 13; 5 10 11 8; 9 6 7 12; 4 15 14 1] 2-4 Matrices and Magic Squares MATLAB displays the matrix you just entered: A = 16 3 2 13 5 10 11 8 9 6 7 12 4 15 14 1 This matrix matches the numbers in the engraving. Once you have entered the matrix, it is automatically remembered in the MATLAB workspace. You can refer to it simply as A. Now that you have A in the workspace, take a look at what makes it so interesting. Why is it magic? sum, transpose, and diag You are probably already aware that the special properties of a magic square have to do with the various ways of summing its elements. If you take the sum along any row or column, or along either of the two main diagonals, you will always get the same number. Let us verify that using MATLAB. The first statement to try is sum(A) MATLAB replies with ans = 34 34 34 34 When you do not specify an output variable, MATLAB uses the variable ans, short for answer, to store the results of a calculation. You have computed a row vector containing the sums of the columns of A. Each of the columns has the same sum, the magic sum, 34. How about the row sums? MATLAB has a preference for working with the columns of a matrix, so one way to get the row sums is to transpose the matrix, compute the column sums of the transpose, and then transpose the result. For an additional way that avoids the double transpose use the dimension argument for the sum function. MATLAB has two transpose operators. The apostrophe operator (for example, A') performs a complex conjugate transposition. It flips a matrix about its 2-5 2 Language Fundamentals main diagonal, and also changes the sign of the imaginary component of any complex elements of the matrix. The dot-apostrophe operator (A.'), transposes without affecting the sign of complex elements. For matrices containing all real elements, the two operators return the same result. So A' produces ans = 16 5 9 4 3 10 6 15 2 11 7 14 13 8 12 1 and sum(A')' produces a column vector containing the row sums ans = 34 34 34 34 The sum of the elements on the main diagonal is obtained with the sum and the diag functions: diag(A) produces ans = 16 10 7 1 2-6 Matrices and Magic Squares and sum(diag(A)) produces ans = 34 The other diagonal, the so-called antidiagonal, is not so important mathematically, so MATLAB does not have a ready-made function for it. But a function originally intended for use in graphics, fliplr, flips a matrix from left to right: sum(diag(fliplr(A))) ans = 34 You have verified that the matrix in Dürer’s engraving is indeed a magic square and, in the process, have sampled a few MATLAB matrix operations. The following sections continue to use this matrix to illustrate additional MATLAB capabilities. The magic Function MATLAB actually has a built-in function that creates magic squares of almost any size. Not surprisingly, this function is named magic: B = magic(4) B = 16 2 3 13 5 11 10 8 9 7 6 12 4 14 15 1 This matrix is almost the same as the one in the Dürer engraving and has all the same “magic” properties; the only difference is that the two middle columns are exchanged. To make this B into Dürer’s A, swap the two middle columns: A = B(:,[1 3 2 4]) 2-7 2 Language Fundamentals This subscript indicates that—for each of the rows of matrix B—reorder the elements in the order 1, 3, 2, 4. It produces: A = 16 3 2 13 5 10 11 8 9 6 7 12 4 15 14 1 Generating Matrices MATLAB software provides four functions that generate basic matrices. zeros All zeros ones All ones rand Uniformly distributed random elements randn Normally distributed random elements Here are some examples: Z = zeros(2,4) Z = 0 0 0 0 0 0 0 0 F = 5*ones(3,3) F = 5 5 5 5 5 5 5 5 5 N = fix(10*rand(1,10)) N = 9 2 6 4 8 7 4 0 8 4 R = randn(4,4) R = 0.6353 0.0860 -0.3210 -1.2316 2-8 Matrices and Magic Squares -0.6014 -2.0046 1.2366 1.0556 0.5512 -0.4931 -0.6313 -0.1132 -1.0998 0.4620 -2.3252 0.3792 2-9 2 Language Fundamentals Expressions In this section... “Variables” on page 2-10 “Numbers” on page 2-11 “Matrix Operators” on page 2-12 “Array Operators” on page 2-13 “Functions” on page 2-15 “Examples of Expressions” on page 2-16 Variables Like most other programming languages, the MATLAB language provides mathematical expressions, but unlike most programming languages, these expressions involve entire matrices. MATLAB does not require any type declarations or dimension statements. When MATLAB encounters a new variable name, it automatically creates the variable and allocates the appropriate amount of storage. If the variable already exists, MATLAB changes its contents and, if necessary, allocates new storage. For example, num_students = 25 creates a 1-by-1 matrix named num_students and stores the value 25 in its single element. To view the matrix assigned to any variable, simply enter the variable name. Variable names consist of a letter, followed by any number of letters, digits, or underscores. MATLAB is case sensitive; it distinguishes between uppercase and lowercase letters. A and a are not the same variable. Although variable names can be of any length, MATLAB uses only the first N characters of the name, (where N is the number returned by the function namelengthmax), and ignores the rest. Hence, it is important to make each variable name unique in the first N characters to enable MATLAB to distinguish variables. 2-10 Expressions N = namelengthmax N = 63 The genvarname function can be useful in creatingvariable names that are both valid and unique. Numbers MATLAB uses conventional decimal notation, with an optional decimal point and leading plus or minus sign, for numbers. Scientific notation uses the letter e to specify a power-of-ten scale factor. Imaginary numbers use either i or j as a suffix. Some examples of legal numbers are 3 -99 0.0001 9.6397238 1.60210e-20 6.02252e23 1i -3.14159j 3e5i MATLAB stores all numbers internally using the long format specified by the IEEE® floating-point standard. Floating-point numbers have a finite precision of roughly 16 significant decimal digits and a finite range of roughly 10-308 to 10+308. Numbers represented in the double format have a maximum precision of 52 bits. Any double requiring more bits than 52 loses some precision. For example, the following code shows two unequal values to be equal because they are both truncated: x = 36028797018963968; y = 36028797018963972; x == y ans = 1 Integers have available precisions of 8-bit, 16-bit, 32-bit, and 64-bit. Storing the same numbers as 64-bit integers preserves precision: x = uint64(36028797018963968); y = uint64(36028797018963972); x == y ans = 2-11 2 Language Fundamentals 0 MATLAB software stores the real and imaginary parts of a complex number. It handles the magnitude of the parts in different ways depending on the context. For instance, the sort function sorts based on magnitude and resolves ties by phase angle. sort([3+4i, 4+3i]) ans = 4.0000 + 3.0000i 3.0000 + 4.0000i This is because of the phase angle: angle(3+4i) ans = 0.9273 angle(4+3i) ans = 0.6435 The “equal to” relational operator == requires both the real and imaginary parts to be equal. The other binary relational operators > <, >=, and <= ignore the imaginary part of the number and consider the real part only. Matrix Operators Expressions use familiar arithmetic operators and precedence rules. + Addition - Subtraction * Multiplication / Division \ Left division ^ Power ' Complex conjugate transpose ( ) Specify evaluation order 2-12 Expressions Array Operators When they are taken away from the world of linear algebra, matrices become two-dimensional numeric arrays. Arithmetic operations on arrays are done element by element. This means that addition and subtraction are the same for arrays and matrices, but that multiplicative operations are different. MATLAB uses a dot, or decimal point, as part of the notation for multiplicative array operations. The list of operators includes + Addition - Subtraction .* Element-by-element multiplication ./ Element-by-element division .\ Element-by-element left division .^ Element-by-element power .' Unconjugated array transpose If the Dürer magic square is multiplied by itself with array multiplication A.*A the result is an array containing the squares of the integers from 1 to 16, in an unusual order: ans = 256 9 4 169 25 100 121 64 81 36 49 144 16 225 196 1 Building Tables Array operations are useful for building tables. Suppose n is the column vector n = (0:9)'; 2-13 2 Language Fundamentals Then pows = [n n.^2 2.^n] builds a table of squares and powers of 2: pows = 0 0 1 1 1 2 2 4 4 3 9 8 4 16 16 5 25 32 6 36 64 7 49 128 8 64 256 9 81 512 The elementary math functions operate on arrays element by element. So format short g x = (1:0.1:2)'; logs = [x log10(x)] builds a table of logarithms. logs = 1.0 0 1.1 0.04139 1.2 0.07918 1.3 0.11394 1.4 0.14613 1.5 0.17609 1.6 0.20412 1.7 0.23045 1.8 0.25527 1.9 0.27875 2.0 0.30103 2-14 Expressions Functions MATLAB provides a large number of standard elementary mathematical functions, including abs, sqrt, exp, and sin. Taking the square root or logarithm of a negative number is not an error; the appropriate complex result is produced automatically. MATLAB also provides many more advanced mathematical functions, including Bessel and gamma functions. Most of these functions accept complex arguments. For a list of the elementary mathematical functions, type help elfun For a list of more advanced mathematical and matrix functions, type help specfun help elmat Some of the functions, like sqrt and sin, are built in. Built-in functions are part of the MATLAB core so they are very efficient, but the computational details are not readily accessible. Other functions are implemented in the MATLAB programing language, so their computational details are accessible. There are some differences between built-in functions and other functions. For example, for built-in functions, you cannot see the code. For other functions, you can see the code and even modify it if you want. Several special functions provide values of useful constants. pi 3.14159265... i Imaginary unit, 1 j Same as i eps Floating-point relative precision, 2 52 realmin Smallest floating-point number, 2 1022 realmax Largest floating-point number, ( )2 21023 2-15 2 Language Fundamentals Inf Infinity NaN Not-a-number Infinity is generated by dividing a nonzero value by zero, or by evaluating well defined mathematical expressions that overflow, that is, exceed realmax. Not-a-number is generated by trying to evaluate expressions like 0/0 or Inf-Inf that do not have well defined mathematical values. The function names are not reserved. It is possible to overwrite any of them with a new variable, such as eps = 1.e-6 and then use that value in subsequent calculations. The original function can be restored with clear eps Examples of Expressions You have already seen several examples of MATLAB expressions. Here are a few more examples, and the resulting values: rho = (1+sqrt(5))/2 rho = 1.6180 a = abs(3+4i) a = 5 z = sqrt(besselk(4/3,rho-i)) z = 0.3730+ 0.3214i huge = exp(log(realmax)) huge = 1.7977e+308 toobig = pi*huge 2-16 Expressions toobig = Inf 2-17 2 Language Fundamentals Entering Commands In this section... “The format Function” on page 2-18 “Suppressing Output” on page 2-19 “Entering Long Statements” on page 2-20 “Command Line Editing” on page 2-20 The format Function The format function controls the numeric format of the values displayed. The function affects only how numbers are displayed, not how MATLAB software computes or saves them. Here are the different formats, together with the resulting output produced from a vector x with components of different magnitudes. Note To ensure proper spacing, use a fixed-width font, such as Courier. x = [4/3 1.2345e-6] format short 1.3333 0.0000 format short e 1.3333e+000 1.2345e-006 format short g 1.3333 1.2345e-006 format long 1.33333333333333 0.00000123450000 2-18 Entering Commands format long e 1.333333333333333e+000 1.234500000000000e-006 format long g 1.33333333333333 1.2345e-006 format bank 1.33 0.00 format rat 4/3 1/810045 format hex 3ff5555555555555 3eb4b6231abfd271 If the largest element of a matrix is larger than 103 or smaller than 10-3, MATLAB applies a common scale factor for the short and long formats. In addition to the format functions shown above format compact suppresses many of the blank lines that appear in the output. This lets you view more information on a screen or window. If you want more control over the output format, use the sprintf and fprintf functions. Suppressing Output If you simply type a statement and press Return or Enter, MATLAB automatically displays the results on screen. However, if you end the line with a semicolon, MATLAB performs the computation, but does not display any output. This is particularly useful when you generate large matrices. For example, A = magic(100); 2-19 2 Language Fundamentals Entering Long Statements If a statement does not fit on one line, use an ellipsis (three periods), ..., followed by Return or Enter to indicate that the statement continues on the next line. For example, s = 1 -1/2 + 1/3 -1/4 + 1/5 - 1/6 + 1/7 ... - 1/8 + 1/9 - 1/10 + 1/11 - 1/12; Blank spaces around the =, +, and - signs are optional, but they improve readability. Command Line Editing Variousarrow and control keys on your keyboard allow you to recall, edit, and reuse statements you have typed earlier. For example, suppose you mistakenly enter rho = (1 + sqt(5))/2 You have misspelled sqrt. MATLAB responds with Undefined function 'sqt' for input arguments of type 'double'. Instead of retyping the entire line, simply press the ↑ key. The statement you typed is redisplayed. Use the ← key to move the cursor over and insert the missing r. Repeated use of the ↑ key recalls earlier lines. Typing a few characters, and then pressing the ↑ key finds a previous line that begins with those characters. You can also copy previously executed statements from the Command History. 2-20 Indexing Indexing In this section... “Subscripts” on page 2-21 “The Colon Operator” on page 2-22 “Concatenation” on page 2-23 “Deleting Rows and Columns” on page 2-24 “Scalar Expansion” on page 2-25 “Logical Subscripting” on page 2-26 “The find Function” on page 2-27 Subscripts The element in row i and column j of A is denoted by A(i,j). For example, A(4,2) is the number in the fourth row and second column. For the magic square, A(4,2) is 15. So to compute the sum of the elements in the fourth column of A, type A(1,4) + A(2,4) + A(3,4) + A(4,4) This subscript produces ans = 34 but is not the most elegant way of summing a single column. It is also possible to refer to the elements of a matrix with a single subscript, A(k). A single subscript is the usual way of referencing row and column vectors. However, it can also apply to a fully two-dimensional matrix, in which case the array is regarded as one long column vector formed from the columns of the original matrix. So, for the magic square, A(8) is another way of referring to the value 15 stored in A(4,2). If you try to use the value of an element outside of the matrix, it is an error: t = A(4,5) 2-21 2 Language Fundamentals Index exceeds matrix dimensions. Conversely, if you store a value in an element outside of the matrix, the size increases to accommodate the newcomer: X = A; X(4,5) = 17 X = 16 3 2 13 0 5 10 11 8 0 9 6 7 12 0 4 15 14 1 17 The Colon Operator The colon, :, is one of the most important MATLAB operators. It occurs in several different forms. The expression 1:10 is a row vector containing the integers from 1 to 10: 1 2 3 4 5 6 7 8 9 10 To obtain nonunit spacing, specify an increment. For example, 100:-7:50 is 100 93 86 79 72 65 58 51 and 0:pi/4:pi is 0 0.7854 1.5708 2.3562 3.1416 Subscript expressions involving colons refer to portions of a matrix: A(1:k,j) 2-22 Indexing is the first k elements of the jth column of A. Thus, sum(A(1:4,4)) computes the sum of the fourth column. However, there is a better way to perform this computation. The colon by itself refers to all the elements in a row or column of a matrix and the keyword end refers to the last row or column. Thus, sum(A(:,end)) computes the sum of the elements in the last column of A: ans = 34 Why is the magic sum for a 4-by-4 square equal to 34? If the integers from 1 to 16 are sorted into four groups with equal sums, that sum must be sum(1:16)/4 which, of course, is ans = 34 Concatenation Concatenation is the process of joining small matrices to make bigger ones. In fact, you made your first matrix by concatenating its individual elements. The pair of square brackets, [], is the concatenation operator. For an example, start with the 4-by-4 magic square, A, and form B = [A A+32; A+48 A+16] The result is an 8-by-8 matrix, obtained by joining the four submatrices: 2-23 2 Language Fundamentals B = 16 3 2 13 48 35 34 45 5 10 11 8 37 42 43 40 9 6 7 12 41 38 39 44 4 15 14 1 36 47 46 33 64 51 50 61 32 19 18 29 53 58 59 56 21 26 27 24 57 54 55 60 25 22 23 28 52 63 62 49 20 31 30 17 This matrix is halfway to being another magic square. Its elements are a rearrangement of the integers 1:64. Its column sums are the correct value for an 8-by-8 magic square: sum(B) ans = 260 260 260 260 260 260 260 260 But its row sums, sum(B')', are not all the same. Further manipulation is necessary to make this a valid 8-by-8 magic square. Deleting Rows and Columns You can delete rows and columns from a matrix using just a pair of square brackets. Start with X = A; Then, to delete the second column of X, use X(:,2) = [] This changes X to X = 16 2 13 5 11 8 9 7 12 4 14 1 2-24 Indexing If you delete a single element from a matrix, the result is not a matrix anymore. So, expressions like X(1,2) = [] result in an error. However, using a single subscript deletes a single element, or sequence of elements, and reshapes the remaining elements into a row vector. So X(2:2:10) = [] results in X = 16 9 2 7 13 12 1 Scalar Expansion Matrices and scalars can be combined in several different ways. For example, a scalar is subtracted from a matrix by subtracting it from each element. The average value of the elements in our magic square is 8.5, so B = A - 8.5 forms a matrix whose column sums are zero: B = 7.5 -5.5 -6.5 4.5 -3.5 1.5 2.5 -0.5 0.5 -2.5 -1.5 3.5 -4.5 6.5 5.5 -7.5 sum(B) ans = 0 0 0 0 With scalar expansion, MATLAB assigns a specified scalar to all indices in a range. For example, B(1:2,2:3) = 0 zeros out a portion of B: 2-25 2 Language Fundamentals B = 7.5 0 0 4.5 -3.5 0 0 -0.5 0.5 -2.5 -1.5 3.5 -4.5 6.5 5.5 -7.5 Logical Subscripting The logical vectors created from logical and relational operations can be used to reference subarrays. Suppose X is an ordinary matrix and L is a matrix of the same size that is the result of some logical operation. Then X(L) specifies the elements of X where the elements of L are nonzero. This kind of subscripting can be done in one step by specifying the logical operation as the subscripting expression. Suppose you have the following set of data: x = [2.1 1.7 1.6 1.5 NaN 1.9 1.8 1.5 5.1 1.8 1.4 2.2 1.6 1.8]; The NaN is a marker for a missing observation, such as a failure to respond to an item on a questionnaire. To remove the missing data with logical indexing, use isfinite(x), which is true for all finite numerical values and false for NaN and Inf: x = x(isfinite(x)) x = 2.1 1.7 1.6 1.5 1.9 1.8 1.5 5.1 1.8 1.4 2.2 1.6 1.8 Now there is one observation, 5.1, which seems to be very different from the others. It is an outlier. The following statement removes outliers, in this case those elements more than three standard deviations from the mean: x = x(abs(x-mean(x)) <= 3*std(x)) x = 2.1 1.7 1.6 1.5 1.9 1.8 1.5 1.8 1.4 2.2 1.6 1.8 For another example, highlight the location of the prime numbers in Dürer’s magic square by using logical indexing and scalar expansion to set the nonprimes to 0. (See “The magic Function” on page 2-7.) A(~isprime(A)) = 0 2-26 Indexing A = 0 3 2 13 5 0 11 0 0 0 7 0 0 0 0 0 The find Function The find function determines the indices of array elements that meet a given logical condition. In its simplest form, find returns a column vector of indices. Transpose that vector to obtain a row vector of indices. For example, start again with Dürer’s magic square. (See “The magic Function” on page 2-7.) k = find(isprime(A))' picks out the locations, using one-dimensional indexing, of the primes in the magic square: k = 2 5 9 10 11 13 Display those primes, as a row vector in the order determined by k, with A(k) ans = 5 3 2 11 7 13 When you use k as a left-side index in an assignment statement, the matrix structure is preserved: A(k) = NaN A = 16 NaN NaN NaN NaN 10 NaN 8 9 6 NaN 12 4 15 14 1 2-27 2 Language Fundamentals Types of Arrays In this section... “Multidimensional Arrays” on page 2-28 “Cell Arrays” on page 2-30 “Characters and Text” on page 2-32 “Structures” on page 2-35 Multidimensional Arrays Multidimensional arrays in the MATLAB environment are arrays with more than two subscripts. One way of creating a multidimensional array is by calling zeros, ones, rand, or randn with more than two arguments. For example, R = randn(3,4,5); creates a 3-by-4-by-5array with a total of 3*4*5 = 60 normally distributed random elements. A three-dimensional array might represent three-dimensional physical data, say the temperature in a room, sampled on a rectangular grid. Or it might represent a sequence of matrices, A(k), or samples of a time-dependent matrix, A(t). In these latter cases, the (i, j)th element of the kth matrix, or the tkth matrix, is denoted by A(i,j,k). MATLAB and Dürer’s versions of the magic square of order 4 differ by an interchange of two columns. Many different magic squares can be generated by interchanging columns. The statement p = perms(1:4); generates the 4! = 24 permutations of 1:4. The kth permutation is the row vector p(k,:). Then A = magic(4); M = zeros(4,4,24); 2-28 Types of Arrays for k = 1:24 M(:,:,k) = A(:,p(k,:)); end stores the sequence of 24 magic squares in a three-dimensional array, M. The size of M is size(M) ans = 4 4 24 Note The order of the matrices shown in this illustration might differ from your results. The perms function always returns all permutations of the input vector, but the order of the permutations might be different for different MATLAB versions. The statement sum(M,d) computes sums by varying the dth subscript. So sum(M,1) 2-29 2 Language Fundamentals is a 1-by-4-by-24 array containing 24 copies of the row vector 34 34 34 34 and sum(M,2) is a 4-by-1-by-24 array containing 24 copies of the column vector 34 34 34 34 Finally, S = sum(M,3) adds the 24 matrices in the sequence. The result has size 4-by-4-by-1, so it looks like a 4-by-4 array: S = 204 204 204 204 204 204 204 204 204 204 204 204 204 204 204 204 Cell Arrays Cell arrays in MATLAB are multidimensional arrays whose elements are copies of other arrays. A cell array of empty matrices can be created with the cell function. But, more often, cell arrays are created by enclosing a miscellaneous collection of things in curly braces, {}. The curly braces are also used with subscripts to access the contents of various cells. For example, C = {A sum(A) prod(prod(A))} produces a 1-by-3 cell array. The three cells contain the magic square, the row vector of column sums, and the product of all its elements. When C is displayed, you see C = 2-30 Types of Arrays [4x4 double] [1x4 double] [20922789888000] This is because the first two cells are too large to print in this limited space, but the third cell contains only a single number, 16!, so there is room to print it. Here are two important points to remember. First, to retrieve the contents of one of the cells, use subscripts in curly braces. For example, C{1} retrieves the magic square and C{3} is 16!. Second, cell arrays contain copies of other arrays, not pointers to those arrays. If you subsequently change A, nothing happens to C. You can use three-dimensional arrays to store a sequence of matrices of the same size. Cell arrays can be used to store a sequence of matrices of different sizes. For example, M = cell(8,1); for n = 1:8 M{n} = magic(n); end M produces a sequence of magic squares of different order: M = [ 1] [ 2x2 double] [ 3x3 double] [ 4x4 double] [ 5x5 double] [ 6x6 double] [ 7x7 double] [ 8x8 double] 2-31 2 Language Fundamentals You can retrieve the 4-by-4 magic square matrix with M{4} Characters and Text Enter text into MATLAB using single quotes. For example, s = 'Hello' The result is not the same kind of numeric matrix or array you have been dealing with up to now. It is a 1-by-5 character array. 2-32 Types of Arrays Internally, the characters are stored as numbers, but not in floating-point format. The statement a = double(s) converts the character array to a numeric matrix containing floating-point representations of the ASCII codes for each character. The result is a = 72 101 108 108 111 The statement s = char(a) reverses the conversion. Converting numbers to characters makes it possible to investigate the various fonts available on your computer. The printable characters in the basic ASCII character set are represented by the integers 32:127. (The integers less than 32 represent nonprintable control characters.) These integers are arranged in an appropriate 6-by-16 array with F = reshape(32:127,16,6)'; The printable characters in the extended ASCII character set are represented by F+128. When these integers are interpreted as characters, the result depends on the font currently being used. Type the statements char(F) char(F+128) and then vary the font being used for the Command Window. To change the font, on the Home tab, in the Environment section, click Preferences > Fonts. If you include tabs in lines of code, use a fixed-width font, such as Monospaced, to align the tab positions on different lines. Concatenation with square brackets joins text variables together into larger strings. The statement h = [s, ' world'] 2-33 2 Language Fundamentals joins the strings horizontally and produces h = Hello world The statement v = [s; 'world'] joins the strings vertically and produces v = Hello world Notice that a blank has to be inserted before the 'w' in h and that both words in v have to have the same length. The resulting arrays are both character arrays; h is 1-by-11 and v is 2-by-5. To manipulate a body of text containing lines of different lengths, you have two choices—a padded character array or a cell array of strings. When creating a character array, you must make each row of the array the same length. (Pad the ends of the shorter rows with spaces.) The char function does this padding for you. For example, S = char('A','rolling','stone','gathers','momentum.') produces a 5-by-9 character array: S = A rolling stone gathers momentum. Alternatively, you can store the text in a cell array. For example, C = {'A';'rolling';'stone';'gathers';'momentum.'} creates a 5-by-1 cell array that requires no padding because each row of the array can have a different length: 2-34 Types of Arrays C = 'A' 'rolling' 'stone' 'gathers' 'momentum.' You can convert a padded character array to a cell array of strings with C = cellstr(S) and reverse the process with S = char(C) Structures Structures are multidimensional MATLAB arrays with elements accessed by textual field designators. For example, S.name = 'Ed Plum'; S.score = 83; S.grade = 'B+' creates a scalar structure with three fields: S = name: 'Ed Plum' score: 83 grade: 'B+' Like everything else in the MATLAB environment, structures are arrays, so you can insert additional elements. In this case, each element of the array is a structure with several fields. The fields can be added one at a time, S(2).name = 'Toni Miller'; S(2).score = 91; S(2).grade = 'A-'; or an entire element can be added with a single statement: S(3) = struct('name','Jerry Garcia',... 'score',70,'grade','C') 2-35 2 Language Fundamentals Now the structure is large enough that only a summary is printed: S = 1x3 struct array with fields: name score grade There are several ways to reassemble the various fields into other MATLAB arrays. They are mostly based on the notation of a comma-separated list. If you type S.score it is the same as typing S(1).score, S(2).score, S(3).score which is a comma-separated list. If you enclose the expression that generates such a list within square brackets, MATLAB stores each item from the list in an array. In this example, MATLAB creates a numeric row vector containing the score field of each element of structure array S: scores = [S.score] scores = 83 91 70 avg_score = sum(scores)/length(scores) avg_score = 81.3333 To create a character array from one of the text fields (name, for example), call the char function on the comma-separated list produced by S.name: names = char(S.name) names = Ed Plum Toni Miller Jerry Garcia 2-36 Types of Arrays Similarly, you can create a cell array from the name fields by enclosing the list-generating expression within curly braces: names = {S.name} names = 'Ed Plum' 'Toni Miller' 'JerryGarcia' To assign the fields of each element of a structure array to separate variables outside of the structure, specify each output to the left of the equals sign, enclosing them all within square brackets: [N1 N2 N3] = S.name N1 = Ed Plum N2 = Toni Miller N3 = Jerry Garcia Dynamic Field Names The most common way to access the data in a structure is by specifying the name of the field that you want to reference. Another means of accessing structure data is to use dynamic field names. These names express the field as a variable expression that MATLAB evaluates at run time. The dot-parentheses syntax shown here makes expression a dynamic field name: structName.(expression) Index into this field using the standard MATLAB indexing syntax. For example, to evaluate expression into a field name and obtain the values of that field at columns 1 through 25 of row 7, use structName.(expression)(7,1:25) Dynamic Field Names Example. The avgscore function shown below computes an average test score, retrieving information from the testscores structure using dynamic field names: function avg = avgscore(testscores, student, first, last) for k = first:last scores(k) = testscores.(student).week(k); 2-37 2 Language Fundamentals end avg = sum(scores)/(last - first + 1); You can run this function using different values for the dynamic field student. First, initialize the structure that contains scores for a 25-week period: testscores.Ann_Lane.week(1:25) = ... [95 89 76 82 79 92 94 92 89 81 75 93 ... 85 84 83 86 85 90 82 82 84 79 96 88 98]; testscores.William_King.week(1:25) = ... [87 80 91 84 99 87 93 87 97 87 82 89 ... 86 82 90 98 75 79 92 84 90 93 84 78 81]; Now run avgscore, supplying the students name fields for the testscores structure at run time using dynamic field names: avgscore(testscores, 'Ann_Lane', 7, 22) ans = 85.2500 avgscore(testscores, 'William_King', 7, 22) ans = 87.7500 2-38 3 Mathematics • “Linear Algebra” on page 3-2 • “Operations on Nonlinear Functions” on page 3-44 • “Multivariate Data” on page 3-47 • “Data Analysis” on page 3-48 3 Mathematics Linear Algebra In this section... “Matrices in the MATLAB Environment” on page 3-2 “Systems of Linear Equations” on page 3-11 “Inverses and Determinants” on page 3-22 “Factorizations” on page 3-26 “Powers and Exponentials” on page 3-34 “Eigenvalues” on page 3-37 “Singular Values” on page 3-40 Matrices in the MATLAB Environment • “Creating Matrices” on page 3-2 • “Adding and Subtracting Matrices” on page 3-4 • “Vector Products and Transpose” on page 3-5 • “Multiplying Matrices” on page 3-7 • “Identity Matrix” on page 3-9 • “Kronecker Tensor Product” on page 3-9 • “Vector and Matrix Norms” on page 3-10 • “Using Multithreaded Computation with Linear Algebra Functions” on page 3-11 Creating Matrices The MATLAB environment uses the term matrix to indicate a variable containing real or complex numbers arranged in a two-dimensional grid. An array is, more generally, a vector, matrix, or higher dimensional grid of numbers. All arrays in MATLAB are rectangular, in the sense that the component vectors along any dimension are all the same length. 3-2 Linear Algebra Symbolic Math Toolbox™ software extends the capabilities of MATLAB software to matrices of mathematical expressions. MATLAB has dozens of functions that create different kinds of matrices. There are two functions you can use to create a pair of 3-by-3 example matrices for use throughout this chapter. The first example is symmetric: A = pascal(3) A = 1 1 1 1 2 3 1 3 6 The second example is not symmetric: B = magic(3) B = 8 1 6 3 5 7 4 9 2 Another example is a 3-by-2 rectangular matrix of random integers: C = fix(10*rand(3,2)) C = 9 4 2 8 6 7 A column vector is an m-by-1 matrix, a row vector is a 1-by-n matrix, and a scalar is a 1-by-1 matrix. The statements u = [3; 1; 4] v = [2 0 -1] s = 7 3-3 3 Mathematics produce a column vector, a row vector, and a scalar: u = 3 1 4 v = 2 0 -1 s = 7 Adding and Subtracting Matrices Addition and subtraction of matrices is defined just as it is for arrays, element by element. Adding A to B, and then subtracting A from the result recovers B: A = pascal(3); B = magic(3); X = A + B X = 9 2 7 4 7 10 5 12 8 Y = X - A Y = 8 1 6 3 5 7 4 9 2 Addition and subtraction require both matrices to have the same dimension, or one of them be a scalar. If the dimensions are incompatible, an error results: 3-4 Linear Algebra C = fix(10*rand(3,2)) X = A + C Error using plus Matrix dimensions must agree. w = v + s w = 9 7 6 Vector Products and Transpose A row vector and a column vector of the same length can be multiplied in either order. The result is either a scalar, the inner product, or a matrix, the outer product : u = [3; 1; 4]; v = [2 0 -1]; x = v*u x = 2 X = u*v X = 6 0 -3 2 0 -1 8 0 -4 For real matrices, the transpose operation interchanges aij and aji. MATLAB uses the apostrophe operator (') to perform a complex conjugate transpose, and uses the dot-apostrophe operator (.') to transpose without conjugation. For matrices containing all real elements, the two operators return the same result. The example matrix A is symmetric, so A' is equal to A. But, B is not symmetric: B = magic(3); X = B' X = 3-5 3 Mathematics 8 3 4 1 5 9 6 7 2 Transposition turns a row vector into a column vector: x = v' x = 2 0 -1 If x and y are both real column vectors, the product x*y is not defined, but the two products x'*y and y'*x are the same scalar. This quantity is used so frequently, it has three different names: inner product, scalar product, or dot product. For a complex vector or matrix, z, the quantity z' not only transposes the vector or matrix, but also converts each complex element to its complex conjugate. That is, the sign of the imaginary part of each complex element changes. So if z = [1+2i 7-3i 3+4i; 6-2i 9i 4+7i] z = 1.0000 + 2.0000i 7.0000 - 3.0000i 3.0000 + 4.0000i 6.0000 - 2.0000i 0 + 9.0000i 4.0000 + 7.0000i then z' ans = 1.0000 - 2.0000i 6.0000 + 2.0000i 7.0000 + 3.0000i 0 - 9.0000i 3.0000 - 4.0000i 4.0000 - 7.0000i 3-6 Linear Algebra The unconjugated complex transpose, where the complex part of each element retains its sign, is denoted by z.': z.' ans = 1.0000 + 2.0000i 6.0000 - 2.0000i 7.0000 - 3.0000i 0 + 9.0000i 3.0000 + 4.0000i 4.0000 + 7.0000i For complex vectors, the two scalar products x'*y and y'*x are complex conjugates of each other, and the scalar product x'*x of a complex vector with itself is real. Multiplying Matrices Multiplication of matrices is defined in a way that reflects composition of the underlying linear transformations and allows compact representation of systems of simultaneous linear equations. The matrix product C = AB is defined when the column dimension of A is equal to the row dimension of B, or when one of them is a scalar. If A is m-by-p and B is p-by-n, their product C is m-by-n. The product can actually be defined using MATLAB for loops, colon notation, and vector dot products: A = pascal(3); B = magic(3); m = 3; n = 3; for i = 1:m for j = 1:n C(i,j) = A(i,:)*B(:,j); end end MATLAB uses a single asterisk to denote matrix multiplication. The next two examples illustrate the fact that matrix multiplication is not commutative; AB is usually not equal to BA: X = A*B X = 15 15 15 26 38 26 3-7 3 Mathematics 41 70 39 Y = B*A Y = 15 28 47 15 34 60 15 28 43 A matrix can be multiplied on the right by a column vector and on the left by a row vector: u = [3; 1; 4]; x = A*u x = 8 17 30 v = [2 0 -1]; y = v*B y = 12 -7 10 Rectangular matrix multiplications must satisfy the dimension compatibility conditions: C = fix(10*rand(3,2)); X = A*C X = 17 19 31 41 51 70 Y = C*A Error using mtimes Inner matrix dimensions must agree. 3-8 Linear Algebra Anything can be multiplied by a scalar: s = 7; w = s*v w = 14 0 -7 Identity Matrix Generally accepted mathematical notation uses the capital letter I to denote identity matrices,matrices of various sizes with ones on the main diagonal and zeros elsewhere. These matrices have the property that AI = A and IA = A whenever the dimensions are compatible. The original version of MATLAB could not use I for this purpose because it did not distinguish between uppercase and lowercase letters and i already served as a subscript and as the complex unit. So an English language pun was introduced. The function eye(m,n) returns an m-by-n rectangular identity matrix and eye(n) returns an n-by-n square identity matrix. Kronecker Tensor Product The Kronecker product, kron(X,Y), of two matrices is the larger matrix formed from all possible products of the elements of X with those of Y. If X is m-by-n and Y is p-by-q, then kron(X,Y) is mp-by-nq. The elements are arranged in the following order: [X(1,1)*Y X(1,2)*Y . . . X(1,n)*Y . . . X(m,1)*Y X(m,2)*Y . . . X(m,n)*Y] The Kronecker product is often used with matrices of zeros and ones to build up repeated copies of small matrices. For example, if X is the 2-by-2 matrix X = 1 2 3 4 and I = eye(2,2) is the 2-by-2 identity matrix, then the two matrices 3-9 3 Mathematics kron(X,I) and kron(I,X) are 1 0 2 0 0 1 0 2 3 0 4 0 0 3 0 4 and 1 2 0 0 3 4 0 0 0 0 1 2 0 0 3 4 Vector and Matrix Norms The p-norm of a vector x, x xp i p p = ( )∑ 1/ , is computed by norm(x,p). This is defined by any value of p > 1, but the most common values of p are 1, 2, and ∞. The default value is p = 2, which corresponds to Euclidean length: v = [2 0 -1]; [norm(v,1) norm(v) norm(v,inf)] ans = 3.0000 2.2361 2.0000 The p-norm of a matrix A, A Ax x p x p p = max , 3-10 Linear Algebra can be computed for p = 1, 2, and ∞ by norm(A,p). Again, the default value is p = 2: C = fix(10*rand(3,2)); [norm(C,1) norm(C) norm(C,inf)] ans = 19.0000 14.8015 13.0000 Using Multithreaded Computation with Linear Algebra Functions MATLAB software supports multithreaded computation for a number of linear algebra and element-wise numerical functions. These functions automatically execute on multiple threads. For a function or expression to execute faster on multiple CPUs, a number of conditions must be true: 1 The function performs operations that easily partition into sections that execute concurrently. These sections must be able to execute with little communication between processes. They should require few sequential operations. 2 The data size is large enough so that any advantages of concurrent execution outweigh the time required to partition the data and manage separate execution threads. For example, most functions speed up only when the array contains than several thousand elements or more. 3 The operation is not memory-bound; processing time is not dominated by memory access time. As a general rule, complex functions speed up more than simple functions. The matrix multiply (X*Y) and matrix power (X^p) operators show significant increase in speed on large double-precision arrays (on order of 10,000 elements). The matrix analysis functions det, rcond, hess, and expm also show significant increase in speed on large double-precision arrays. Systems of Linear Equations • “Computational Considerations” on page 3-12 3-11 3 Mathematics • “The mldivide Algorithm” on page 3-13 • “General Solution” on page 3-14 • “Square Systems” on page 3-15 • “Overdetermined Systems” on page 3-17 • “Using Multithreaded Computation with Systems of Linear Equations” on page 3-20 • “Iterative Methods for Solving Systems of Linear Equations” on page 3-21 Computational Considerations One of the most important problems in technical computing is the solution of systems of simultaneous linear equations. In matrix notation, the general problem takes the following form: Given two matrices A and B, does there exist a unique matrix X so that AX = B or XA = B? It is instructive to consider a 1-by-1 example. For example, does the equation 7x = 21 have a unique solution? The answer, of course, is yes. The equation has the unique solution x = 3. The solution is easily obtained by division: x = 21/7 = 3. The solution is not ordinarily obtained by computing the inverse of 7, that is 7–1 = 0.142857..., and then multiplying 7–1 by 21. This would be more work and, if 7–1 is represented to a finite number of digits, less accurate. Similar considerations apply to sets of linear equations with more than one unknown; the MATLAB software solves such equations without computing the inverse of the matrix. Although it is not standard mathematical notation, MATLAB uses the division terminology familiar in the scalar case to describe the solution of a general system of simultaneous equations. The two division symbols, slash, /, and backslash, \, correspond to the two MATLAB functions mldivide and 3-12 Linear Algebra mrdivide. mldivide and mrdivide are used for the two situations where the unknown matrix appears on the left or right of the coefficient matrix: X = B/A Denotes the solution to the matrix equation XA = B. X = A\B Denotes the solution to the matrix equation AX = B. Think of “dividing” both sides of the equation AX = B or XA = B by A. The coefficient matrix A is always in the “denominator.” The dimension compatibility conditions for X = A\B require the two matrices A and B to have the same number of rows. The solution X then has the same number of columns as B and its row dimension is equal to the column dimension of A. For X = B/A, the roles of rows and columns are interchanged. In practice, linear equations of the form AX = B occur more frequently than those of the form XA = B. Consequently, the backslash is used far more frequently than the slash. The remainder of this section concentrates on the backslash operator; the corresponding properties of the slash operator can be inferred from the identity: (B/A)' = (A'\B') The coefficient matrix A need not be square. If A is m-by-n, there are three cases: m = n Square system. Seek an exact solution. m > n Overdetermined system. Find a least-squares solution. m < n Underdetermined system. Find a basic solution with at most m nonzero components. The mldivide Algorithm The mldivide operator employs different algorithms to handle different kinds of coefficient matrices. The various cases are diagnosed automatically by examining the coefficient matrix. 3-13 3 Mathematics Permutations of Triangular Matrices. mldivide checks for triangularity by testing for zero elements. If a matrix A is triangular, MATLAB software uses a substitution to compute the solution vector x. If A is a permutation of a triangular matrix, MATLAB software uses a permuted substitution algorithm. Square Matrices. If A is symmetric and has real, positive diagonal elements, MATLAB attempts a Cholesky factorization. If the Cholesky factorization fails, MATLAB performs a symmetric, indefinite factorization. If A is upper Hessenberg, MATLAB uses Gaussian elimination to reduce the system to a triangular matrix. If A is square but is neither permuted triangular, symmetric and positive definite, or Hessenberg, then MATLAB performs a general triangular factorization using LU factorization with partial pivoting (see the lu reference page). Rectangular Matrices. If A is rectangular, mldivide returns a least-squares solution. MATLAB solves overdetermined systems with QR factorization (see the qr reference page). For an underdetermined system, MATLAB returns the solution with the maximum number of zero elements. The mldivide function reference page contains a more detailed description of the algorithm. General Solution The general solution to a system of linear equations AX = b describes all possible solutions. You can find the general solution by: 1 Solving the corresponding homogeneous system AX = 0. Do this using the null command, by typing null(A). This returns a basis for the solution space to AX = 0. Any solution is a linear combination of basis vectors. 2 Finding a particular solution to the nonhomogeneous system AX = b. You can then write
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